Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Multi-carrier CDMA using convolutional coding and interference cancellation

SIGLEAvailable from British Library Document Supply Centre-DSC:DXN016251 / BLDSC - British Library Document Supply CentreGBUnited Kingdo

Adaptive equalisation for fading digital communication channels

This thesis considers the design of new adaptive equalisers for fading digital communication channels. The role of equalisation is discussed in the context of the functions of a digital radio communication system and both conventional and more recent novel equaliser designs are described. The application of recurrent neural networks to the problem of equalisation is developed from a theoretical study of a single node structure to the design of multinode structures. These neural networks are shown to cancel intersymbol interference in a manner mimicking conventional techniques and simulations demonstrate their sensitivity to symbol estimation errors. In addition the error mechanisms of conventional maximum likelihood equalisers operating on rapidly time-varying channels are investigated and highlight the problems of channel estimation using delayed and often incorrect symbol estimates. The relative sensitivity of Bayesian equalisation techniques to errors in the channel estimate is studied and demonstrates that the structure's equalisation capability is also susceptible to such errors. Applications of multiple channel estimator methods are developed, leading to reduced complexity structures which trade performance for a smaller computational load. These novel structures are shown to provide an improvement over the conventional techniques, especially for rapidly time-varying channels, by reducing the time delay in the channel estimation process. Finally, the use of confidence measures of the equaliser's symbol estimates in order to improve channel estimation is studied and isolates the critical areas in the development of the technique — the production of reliable confidence measures by the equalisers and the statistics of symbol estimation error bursts

Iterative receivers and multichannel equalisation for time division multiple access systems

The thesis introduces receiver algorithms improving the performance of TDMA mobile radio systems. Particularly, we consider receivers utilising side information, which can be obtained from the error control coding or by having a priori knowledge of interference sources. Iterative methods can be applied in the former case and interference suppression techniques in the latter. Convolutional coding adds redundant information into the signal and thereby protects messages transmitted over a radio channel. In the coded systems the receiver is usually comprised of separate channel estimation, detection and channel decoding tasks due to complexity restrictions. This suboptimal solution suffers from performance degradation compared to the optimal solution achieved by optimising the joint probability of information bits, transmitted symbols and channel impulse response. Conventional receiver utilises estimated channel state information in the detection and detected symbols in the channel decoding to finally obtain information bits. However, the channel decoder provides also extrinsic information on the bit probabilities, which is independent of the received information at the equaliser input. Therefore it is beneficial to re-perform channel estimation and detection using this new extrinsic information together with the original input signal. We apply iterative receiver techniques mainly to Enhanced General Packet Radio System (EGPRS) using GMSK modulation for iterative channel estimation and 8-PSK modulation for iterative detection scheme. Typical gain for iterative detection is around 2 dB and for iterative channel estimation around 1 dB. Furthermore, we suggest two iteration rounds as a reasonable complexity/performance trade-off. To obtain further complexity reduction we introduce the soft trellis decoding technique that reduces the decoder complexity significantly in the iterative schemes. Cochannel interference (CCI) originates from the nearby cells that are reusing the same transmission frequency. In this thesis we consider CCI suppression by joint detection (JD) technique, which detects simultaneously desired and interfering signals. Because of the complexity limitations we only consider JD for two binary modulated signals. Therefore it is important to find the dominant interfering signal (DI) to achieve the best performance. In the presence of one strong DI, the JD provides major improvement in the receiver performance. The JD requires joint channel estimation (JCE) for the two signals. However, the JCE makes the implementation of the JD more difficult, since it requires synchronised network and unique training sequences with low cross-correlation for the two signals.reviewe

Transform modulations for mobile communications

A new modulation scheme called transform modulations is proposed which improves the system performance in frequency-flat fading mobile channels. They ameliorate the effect of the fadings over the transmitted signal by spreading the information in time, using a linear transform operator. The design of this scheme is discussed and its advantages are shown by means of simulations. The relationship of this scheme with OFDM modulation is also analyzed.Peer ReviewedPostprint (published version