A Survey on Ear Biometrics

Recognizing people by their ear has recently received significant attention in the literature. Several reasons account for this trend: first, ear recognition does not suffer from some problems associated with other non contact biometrics, such as face recognition; second, it is the most promising candidate for combination with the face in the context of multi-pose face recognition; and third, the ear can be used for human recognition in surveillance videos where the face may be occluded completely or in part. Further, the ear appears to degrade little with age. Even though, current ear detection and recognition systems have reached a certain level of maturity, their success is limited to controlled indoor conditions. In addition to variation in illumination, other open research problems include hair occlusion; earprint forensics; ear symmetry; ear classification; and ear individuality. This paper provides a detailed survey of research conducted in ear detection and recognition. It provides an up-to-date review of the existing literature revealing the current state-of-art for not only those who are working in this area but also for those who might exploit this new approach. Furthermore, it offers insights into some unsolved ear recognition problems as well as ear databases available for researchers

Person Re-identification by Local Maximal Occurrence Representation and Metric Learning

Person re-identification is an important technique towards automatic search of a person's presence in a surveillance video. Two fundamental problems are critical for person re-identification, feature representation and metric learning. An effective feature representation should be robust to illumination and viewpoint changes, and a discriminant metric should be learned to match various person images. In this paper, we propose an effective feature representation called Local Maximal Occurrence (LOMO), and a subspace and metric learning method called Cross-view Quadratic Discriminant Analysis (XQDA). The LOMO feature analyzes the horizontal occurrence of local features, and maximizes the occurrence to make a stable representation against viewpoint changes. Besides, to handle illumination variations, we apply the Retinex transform and a scale invariant texture operator. To learn a discriminant metric, we propose to learn a discriminant low dimensional subspace by cross-view quadratic discriminant analysis, and simultaneously, a QDA metric is learned on the derived subspace. We also present a practical computation method for XQDA, as well as its regularization. Experiments on four challenging person re-identification databases, VIPeR, QMUL GRID, CUHK Campus, and CUHK03, show that the proposed method improves the state-of-the-art rank-1 identification rates by 2.2%, 4.88%, 28.91%, and 31.55% on the four databases, respectively.Comment: This paper has been accepted by CVPR 2015. For source codes and extracted features please visit http://www.cbsr.ia.ac.cn/users/scliao/projects/lomo_xqda

Coupled Deep Learning for Heterogeneous Face Recognition

Heterogeneous face matching is a challenge issue in face recognition due to large domain difference as well as insufficient pairwise images in different modalities during training. This paper proposes a coupled deep learning (CDL) approach for the heterogeneous face matching. CDL seeks a shared feature space in which the heterogeneous face matching problem can be approximately treated as a homogeneous face matching problem. The objective function of CDL mainly includes two parts. The first part contains a trace norm and a block-diagonal prior as relevance constraints, which not only make unpaired images from multiple modalities be clustered and correlated, but also regularize the parameters to alleviate overfitting. An approximate variational formulation is introduced to deal with the difficulties of optimizing low-rank constraint directly. The second part contains a cross modal ranking among triplet domain specific images to maximize the margin for different identities and increase data for a small amount of training samples. Besides, an alternating minimization method is employed to iteratively update the parameters of CDL. Experimental results show that CDL achieves better performance on the challenging CASIA NIR-VIS 2.0 face recognition database, the IIIT-D Sketch database, the CUHK Face Sketch (CUFS), and the CUHK Face Sketch FERET (CUFSF), which significantly outperforms state-of-the-art heterogeneous face recognition methods.Comment: AAAI 201

Facial Component Detection in Thermal Imagery

This paper studies the problem of detecting facial components in thermal imagery (specifically eyes, nostrils and mouth). One of the immediate goals is to enable the automatic registration of facial thermal images. The detection of eyes and nostrils is performed using Haar features and the GentleBoost algorithm, which are shown to provide superior detection rates. The detection of the mouth is based on the detections of the eyes and the nostrils and is performed using measures of entropy and self similarity. The results show that reliable facial component detection is feasible using this methodology, getting a correct detection rate for both eyes and nostrils of 0.8. A correct eyes and nostrils detection enables a correct detection of the mouth in 65% of closed-mouth test images and in 73% of open-mouth test images

Face recognition using multiple features in different color spaces

Face recognition as a particular problem of pattern recognition has been attracting substantial attention from researchers in computer vision, pattern recognition, and machine learning. The recent Face Recognition Grand Challenge (FRGC) program reveals that uncontrolled illumination conditions pose grand challenges to face recognition performance. Most of the existing face recognition methods use gray-scale face images, which have been shown insufficient to tackle these challenges. To overcome this challenging problem in face recognition, this dissertation applies multiple features derived from the color images instead of the intensity images only. First, this dissertation presents two face recognition methods, which operate in different color spaces, using frequency features by means of Discrete Fourier Transform (DFT) and spatial features by means of Local Binary Patterns (LBP), respectively. The DFT frequency domain consists of the real part, the imaginary part, the magnitude, and the phase components, which provide the different interpretations of the input face images. The advantage of LBP in face recognition is attributed to its robustness in terms of intensity-level monotonic transformation, as well as its operation in the various scale image spaces. By fusing the frequency components or the multi-resolution LBP histograms, the complementary feature sets can be generated to enhance the capability of facial texture description. This dissertation thus uses the fused DFT and LBP features in two hybrid color spaces, the RIQ and the VIQ color spaces, respectively, for improving face recognition performance. Second, a method that extracts multiple features in the CID color space is presented for face recognition. As different color component images in the CID color space display different characteristics, three different image encoding methods, namely, the patch-based Gabor image representation, the multi-resolution LBP feature fusion, and the DCT-based multiple face encodings, are presented to effectively extract features from the component images for enhancing pattern recognition performance. To further improve classification performance, the similarity scores due to the three color component images are fused for the final decision making. Finally, a novel image representation is also discussed in this dissertation. Unlike a traditional intensity image that is directly derived from a linear combination of the R, G, and B color components, the novel image representation adapted to class separability is generated through a PCA plus FLD learning framework from the hybrid color space instead of the RGB color space. Based upon the novel image representation, a multiple feature fusion method is proposed to address the problem of face recognition under the severe illumination conditions. The aforementioned methods have been evaluated using two large-scale databases, namely, the Face Recognition Grand Challenge (FRGC) version 2 database and the FERET face database. Experimental results have shown that the proposed methods improve face recognition performance upon the traditional methods using the intensity images by large margins and outperform some state-of-the-art methods