Retrieving Temperature and Moisture Profiles from AERI Radiance Observations: AERIPROF Value-Added Product Technical Description Revision 1

This document explains the procedure to retrieve temperature and moisture profiles from high-spectral resolution infrared radiance data measured by the U.S. Department Of Energy (DOE) Atmospheric Radiation (ARM) Program’s atmospheric emitted radiance interferometer (AERI) instrument. The technique has been named the AERIPROF thermodynamic retrieval algorithm. The software has been developed over the last decade at the University of Wisconsin-Madison and has matured into an ARM Value-Added Procedure. This document will describe the AERIPROF retrieval procedure, outline the algorithm routines, discuss the software heritage, and, finally, provide references with further documentation

Characterization of snowfall using ground-based passive and active remote sensors.

Snowfall is a key quantity in the global hydrological cycle and has an impact on the global energy budget as well. In sub-polar and polar latitudes, snowfall is the predominant type of precipitation and rainfall is often initiated via the ice phase. Currently, the spatial distribution of snowfall is poorly captured by numerical weather prediction and climate models. In order to evaluate the models and to improve our understanding of snowfall microphysics, global observations of snowfall are needed. This can only be obtained by space-borne active and passive remote sensors. In order to be able to penetrate even thick snow clouds, sensors operating in the microwave frequency region are favoured. The challenge for snowfall retrieval development lies first in the complexity of snowfall microphysics and its interactions with liquid cloud water. Secondly, comprehensive knowledge is needed about the interaction of electromagnetic radiation with snowfall in order to finally relate the radiative signatures to physical quantities. A general advantage of ground-based observations is that simultaneous measurements of in-situ and remote sensing instruments can be obtained. Such a six-month dataset was collected within this thesis at an alpine site. The instrumentation included passive microwave radiometers that covered the frequency range from 22 up to \unit[150]{GHz} as well as two radar systems operating at 24.1 and 35.5 GHz. These data were complemented by optical disdrometer, ceilometer and various standard meteorological measurements. State-of-the-art single scattering databases for pristine ice crystals and complex snow aggregates were used within this thesis to investigate the sensitivity of ground--based passive and active remote sensors to various snowfall parameters such as vertical snow and liquid water distribution, snow particle habit, snow size distribution and ground surface properties. The comparison of simulations with measurements within a distinct case study revealed that snow particle scattering can be measured with ground--based passive microwave sensors at frequencies higher than 90 GHz. Sensitivity experiments further revealed that ground-based sensors have clear advantages over nadir measuring instruments due to a stronger snow scattering signal and lower sensitivity to variable ground surface emissivity. However, passive sensors were also found to be highly sensitive to liquid cloud water that was frequently observed during the entire campaign. The simulations indicate that the uncertainties of sizes distribution and snow particle habit are not distinguishable with a passive-only approach. In addition to passive microwave observations, data from a low-end radar system that is commonly used for rainfall were investigated for its capabilities to observe snowfall. For this, a snowfall specific data processing algorithm was developed and the re-processed data were compared to collocated measurements of a high-end cloud radar. If the focus can be narrowed down to medium and strong snowfall within the lowest 2-3 km height, the reflectivity and fall velocity measurements of the low-end system agree well with the cloud radar. The cloud radar dataset was used to estimate the uncertainty of retrieved snowfall rate and snow accumulation of the low-end system. Besides the intrinsic uncertainties of single-frequency radar retrievals the estimates of total snow accumulation by the low-end system lay within 7% compared to the cloud radar estimates. In a more general approach, the potential of multi-frequency radar systems for derivation of snow size distribution parameters and particle habit were investigated within a theoretical simulation study. Various single-scattering databases were combined to test the validity of dual-frequency approaches when applied to non-spheroid particle habits. It was found that the dual-frequency technique is dependent on particle habit. It could be shown that a rough distinction of snow particle habits can be achieved by a combination of three frequencies. The method was additionally tested with respect to signal attenuation and maximum particle size. The results obtained by observations and simulations within this thesis strongly suggest the further development of simultaneous ground-based in-situ and remote sensing observations of snowfall. Extending the sensitivity studies of this study will help to define the most suitable set of sensors for future studies. A combination of these measurements with a further development of single-scattering databases will potentially help to improve our understanding of snowfall microphysics

Observations of fog‐aerosol interactions over central Greenland

Supercooled fogs can have an important radiative impact at the surface of the Greenland Ice Sheet, but they are difficult to detect and our understanding of the factors that control their lifetime and radiative properties is limited by a lack of observations. This study demonstrates that spectrally resolved measurements of downwelling longwave radiation can be used to generate retrievals of fog microphysical properties (phase and particle effective radius) when the fog visible optical depth is greater than ∼0.25. For 12 cases of fog under otherwise clear skies between June and September 2019 at Summit Station in central Greenland, nine cases were mixed-phase. The mean ice particle (optically-equivalent sphere) effective radius was 24.0 ± 7.8 µm, and the mean liquid droplet effective radius was 14.0 ± 2.7 µm. These results, combined with measurements of aerosol particle number concentrations, provide evidence supporting the hypotheses that (a) low surface aerosol particle number concentrations can limit fog liquid water path, (b) fog can act to increase near-surface aerosol particle number concentrations through enhanced mixing, and (c) multiple fog events in quiescent periods gradually deplete near-surface aerosol particle number concentrations

Lidar remote sensing and co-operative observations: Processing methods and aerosol radiative transfer

This Ph.D. thesis focuses on: (i) the design and integration of a polarimetric channel for the multi-spectral Raman lidar station of the Universitat Politècnica de Catalunya (UPC), Remote Sensing, Antennas, Microwaves and Superconductivity Group (CommSensLab), (ii) the study of the temporal and spatial evolution of atmospheric aerosol optical, microphysical and radiative properties by means of active and passive remote sensing in the context of ACTRIS and Spanish National projects, and (iii) rainfall rate retrieval by means of a vertically-pointed ceilometer in the context of the Verification of the Origins of Rotation in Tornadoes Experiment Southeast (VORTEX-SE). The first goal of this Ph.D., tested on the UPC multi-spectral Raman lidar station, consists of developing a secondary optical receiving chain, installed next to the laser source. The secondary telescope, mounted in the optical chain, allows retrieving the cross-polarized return signal separately from the total-power signal, avoiding the need of a very precise characterization of the crosstalk parameters of the beam-splitters. The first experimental results, corresponding to a collection of atmospheric conditions over the city of Barcelona, are also presented. The second goal of this Ph.D. deals first with the GAME (Global Atmospheric Model) code, necessary to retrieve the aerosol radiative properties. The radiative fluxes estimated in the short-wave and long-wave spectral ranges at the bottom and the top of the atmosphere by GAME are compared to the ones retrieved by a different radiative transfer model, namely Two-Stream, in order to know the importance of the spectral parameterization of a radiative transfer code. Then, GAME code, in both configurations, is fed by means of three different datasets to evaluate the parameterization of the vertically-resolved properties and to assess the uncertainty of GAME when is tuned with input parameters from different sources. Afterwards, an evaluation of the seasonal variability of the aerosol background optical and radiative properties in the Western Mediterranean Basin (WMB) is performed by means of AERONET (Aerosol Robotic Network) sun-photometers data from two background sites, Ersa (Corsica Island, France) and Palma de Mallorca (Mallorca Island, Spain). In addition, in order to detect possible northeast-southwest gradients in the aerosol properties, a third site located at Abolrán (Alborán Island, Spain) is considered. Finally, during 15-24 June 2013 a moderate Saharan dust multi-intrusion was detected by some EARLINET/ACTRIS (Granada, Barcelona, Naples, Potenza and Serra la Nave (Italy)) and ADRIMED/ChArMEx (Cap d’en Font, (Minorca Island, Spain) and Ersa) stations. This Ph.D. uses this event to study the spatio-temporal evolution of the mineral dust properties, since the lidar stations were supported during the multi-intrusion by collocated AERONET sun-photometers and the Falcon 20 aircraft. Also the GAME code is used to estimate the aerosol radiaite effect during the Saharan dust event. Besides, air- and space-borne lidar measurements, satellite images and back-trajectories are used to confirm the multi-intrusion aspect of the event. The last goal of this Ph.D. pursues estimation of the rain rate (RR) from ceilometer measurements. In VORTEX-SE, a Vaisala CL-31 ceilometer, a S-band radar, and a disdrometer were deployed in Alabama during March-April 2016. First, rain-extinction coefficients from ceilometer attenuated backscatter measurements are derived by means of a modified form of the well-known slope-method. These coefficients are compared with the RRs measured by a collocated S-band radar and a disdrometer in order to get the RR-to-extinction models. Advanced covariance-weighted techniques are used to best assess and validate the estimated models. These models can be used to estimate the RR from the ceilometer in similar situations without need to have a collocated cooperative instrument permanently deployed.Este Ph.D. se centra en: (i) en el diseño e integración de un canal polarimétrico para la estación lidar multi espectral del grupo de teledetección, antenas, microondas y superconductividad (CommSensLab) de la Universitat Politècnica de Catalunya (UPC), (ii) en el estudio de la evolución temporal y espacial de las propiedades ópticas, microfísicas y radiativas de los aerosoles por medio de teledetección activa y pasiva en el contexto de ACTRIS y proyectos estatales, y (iii) en la recuperación de intensidad de lluvia por medio de un ceilómetro en configuración vertical en el contexto del proyecto Verification of the Origins of Rotation in Tornadoes Experiment Southeast (VORTEX-SE). El primer objetivo, realizado en la estación lidar de UPC, consiste en el desarrollo de una cadena óptica secundaria instalada junto al láser. El telescopio secundario, montado en la cadena óptica, permite recuperar la componente cross-polarized de la señal total por separado, evitando la necesidad de conocer con precisión los parámetros de los beam-splitters. Se presentan también los primeros resultados obtenidos en Barcelona durante diferentes situaciones atmosféricas. El segundo objetivo de este Ph.D. se centra en el código GAME (Global Atmospheric Model), necesario para recuperar las propiedades radiativas de los aerosoles. Los flujos radiativos estimados tanto en onda larga como en onda corta en la base y en la parte superior de la atmósfera son comparados con los estimados por otro código de transferencia radiativa, Two-Stream, para conocer la importancia de la parametrización espectral. Después, el código GAME es alimentado con 3 bases de datos diferentes para evaluar la parametrización de las propiedades resueltas en altura y conocer la incertidumbre de GAME cuando es alimentado con parámetros con diferentes orígenes. Por otro lado, se presenta una evaluación de la variabilidad estacional de las propiedades ópticas y radiativas del aerosol de fondo en la cuenca oeste mediterránea (WMB) realizada con datos de fotómetros solares de la red AERONET (Aerosol Robotic Network) situados en dos puntos considerados libres de contaminación: Ersa (isla de Córcega, Francia) y Palma de Mallorca. Además, para detectar posibles gradientes noreste-suroeste en las propiedades delos aerosoles, se considera un tercer punto ubicado en la isla de Alborán. Por último, en este Ph.D. se aprovecha una multi intrusión moderada de polvo sahariano, detectada entre los días 15 y 24 de junio de 2013 por algunas estaciones EARLINET/ACTRIS (Granada, Barcelona, Nápoles, Potenza y Serra la Nave (Italia)) y ADRIMED/ChArMEx (Cap d'en Font (Menorca) y Ersa), para estudiar la evolución espacio-temporal de las propiedades del polvo mineral, ya que las estaciones lidar estaban apoyadas durante el evento por fotómetros solares pertenecientes a la red AERONET, situados junto a las estaciones lidar, y por vuelos del Falcon 20. GAME es usado para obtener también el efecto radiativo de los aerosoles durante el evento de polvo sahariano. Para confirmar el aspecto de multi intrusión se utilizan medidas lidar tomadas a bordo de aviones y satélites, imágenes satelitales y retro trayectorias. El último objetivo del Ph.D. persigue la estimación de la RR utilizando medidas de un ceilómetro. En VORTEX-SE, se desplegaron (Alabama, marzo-abril 2016) un ceilómetro Vaisala CL-31, un radar de banda S y un disdrómetro. Se han estimado los coeficientes de extinción debida a la lluvia a partir del retorno atenuado medido por el ceilómetro, utilizando una versión modificada del método de la pendiente. Estos coeficientes se comparan con las intensidades de lluvia (RR) estimadas con el radar y el disdrómetro para obtener modelos de RR-extinción. Para validarlos se utilizan técnicas avanzadas de covarianza ponderada. Dichos modelos pueden usarse para estimar la RR con un ceilómetro, en situaciones similares, sin necesidad de tener desplegado permanentemente un instrumento cooperativo.Postprint (published version

Arctic cloud properties derived from ground-based sensor synergy at Ny-Ålesund

Contemporary climate models show that clouds are one of the key components in the climate of the Arctic region experiencing rapid surface warming. Modeling of the cloud impact on the Arctic amplification is still uncertain not only because cloud life cycle is defined by large number of processes, but also because the clouds are closely related to other components of the Arctic climate, such as atmospheric water vapor, ocean, sea ice, and long-range air transport. In order to better understand the role of clouds in the Arctic, in June 2016 the French-German Arctic research station situated in Ny-Ålesund, Norway was complemented with a W-band cloud radar within the Transregional Collaborative Research Center (TRR 172) "Arctic Amplification: Climate Relevant Atmospheric and Surface Processes, and Feedback Mechanisms (AC)³". This observation site became one of a few Arctic sites capable of state-of-the-art cloud profiling with high temporal and spatial resolution. This thesis summarizes the cloud macro and microphysical properties of clouds based on the first two and a half years of cloud measurements at Ny-Ålesund. The total occurrence of clouds was found to be ~81%. The most predominant type of clouds is multi-layer clouds with the frequency of occurrence of 44.8%. Single-layer clouds occur 36% of the time. The most common type of single-layer clouds is mixed-phase with a frequency of occurrence of 20.6%. The total occurrences of single-layer ice and liquid clouds are 9% and 6.4%, respectively. A comparison of cloud occurrence at Ny-Ålesund with a numerical weather prediction model revealed an overestimation in the occurrence of single layer ice clouds and underestimation of the occurrence of mixed-phase clouds. The cloud properties were further related to occurrence of anomalous atmospheric conditions often caused by transport of relatively warm and moist air from the North Atlantic and circulation of dry and cold air in the Arctic region. Dry anomalies are related to about 30% less cloud occurrence with respect to normal conditions. In contrast, during moist conditions the cloud occurrence typically reaches 90-99%. Excess and shortage in water vapor typically increases and decreases the amount of condensed water in cloud, respectively. The changes in cloud properties during moist and dry anomalies in turn affect the surface cloud radiative effect (CRE). In winter, spring, and autumn the net surface CRE is dominated by the longwave (LW) CRE and, therefore, during these seasons dry and moist conditions are related to lower and higher cloud related surface warming in Ny-Ålesund, respectively. In summer, shortwave CRE becomes dominant and moist conditions cause stronger surface cooling relative to normal cases, while dry conditions tend to reduce the cloud related surface cooling.Moist anomalies show significant positive trends varying for different seasons from 2.8 to 6.4%/decade. In contrast, the occurrence of dry anomalies has been declining at rates from -12.9 to -4%/decade. A novel technique for the estimation of LW CRE developed within this study shows that the long-term trends in the thermodynamic conditions at Ny-Ålesund are related to significant positive trends in longwave CRE of 3.4 and 2.2 W/(m² decade) in winter and autumn, respectively. In summer, a negative trend of -1.8 W/(m² decade) was found, while no significant trends were found for the spring season. The database with cloud profiles obtained within this work can be used for an evaluation of numerical weather prediction models, while radiative cloud properties estimated from reanalysis models can be evaluated with long-term LW CRE retrieved with the developed method

Characterization of clouds and their radiative effects using ground-based instrumentation at a low-mountain site

The interaction of clouds with radiation and aerosols is the greatest source of uncertainty in future climate projections. Part of the reason is the limited amount of observations of clouds and hence the limited knowledge of cloud macro- and microphysical statistics in connection to their effects on the radiative budget and on the vertical redistribution of energy within the atmosphere. In 2007, the Atmospheric Radiation Measurement program�s (ARM) Mobile Facility (AMF) was operated for a nine-month period in the Murg Valley, Black Forest, Germany, in support of the Convective and Orographically-induced Precipitation Study (COPS). Based on the measurements of the AMF and COPS partner instrumentation, the present study aims at improving the data basis of cloud macro- and microphysical statistics and to assess the potential of the derived cloud properties to estimate the radiative effects of clouds. The synergy of various instruments is exploited to derive a data set of high quality thermodynamic and cloud property profiles with a temporal resolution of 30 s. While quality filters in the cloud microphysical retrieval techniques mostly affect the representativity of ice and mixed clouds in the data sample, water clouds are very well represented in the derived 364,850 atmospheric profiles. In total, clouds are present 72% of the time with multi-layer mixed phase (28.4%) and single-layer water clouds (11.3%) occurring most frequently. In order to evaluate the derived thermodynamic and cloud property profiles,radiative closure studies are performed with independent radiation measurements. In clear sky, average differences between calculated and observed surface fluxes are less than 2.1% and 3.6% for the shortwave and longwave, respectively. In cloudy situations, differences, in particular in the shortwave, are much larger, but most of these can be related to broken cloud situations. The cloud radiative effect (CRE), i.e. the difference of cloudy and clear-sky net fluxes, has been analyzed for the whole nine-month period. The largest surface (SFC) net CRE has been found for multi-layer water (-110 Wm-2) and mixed clouds (-116 Wm-2). The estimated uncertainties in the modeled SFC and top of atmopshere (TOA) net CRE are up to 39% and 26%, respectively. For overcast, single-layer water clouds, sensitivity studies reveal that the SW CRE uncertainty at the SFC and TOA is likewise determined by uncertainties in liquid water path (LWP) and effective radius, if the LWP is larger than 100 gm-2. For low LWP values, uncertainties in SFC and TOA shortwave CRE are dominated by the uncertainty in LWP. Uncertainties in CRE due to uncertainties in the shape of the liquid water content (LWC) profile are typically smaller by a factor of two compared to LWP uncertainties. For the difference between the cloudy and clear-sky net heating rates, i.e. the cloud radiative forcing (CRF), of water clouds, the LWP and its vertical distribution within the cloud boundaries are the most important factors. In order to increase the accuracy of LWC profiles and consequentially of the estimates of CRE and CRF, advanced LWC retrieval techniques, such as the Integrated Profiling Technique (IPT), are needed. The accuracy of a LWC profile retrieval using typical microwave radiometer brightness temperatures and/or cloud radar reflectivities is investigated for two realistic cloud profiles. The interplay of the errors of the a priori profile, measurements and forward model on the retrieved LWC error and on the information content of the measurements is analyzed in detail. It is shown that the inclusion of the microwave radiometer observations in the LWC retrieval increases the number of degrees of freedom, i.e. the independent pieces of information in the measurements, by about 1 compared to a retrieval using measuremets from the cloud radar alone. Assuming realistic measurement and forward model errors, it is further demonstrated, that the error in the retrieved LWC is 60% or larger, if no a priori information is available, and that a priori information is essential for a better accuracy. The results of the present work strongly suggest to improve the LWC a priori profile and the corresponding error estimates in the IPT. However, there are few observational datasets available to construct accurate a priori profiles of LWC, and thus more observational data are needed to improve the knowledge of the a priori profile and the corresponding error covariance matrix

Optically thin clouds over Ny-Ålesund: Dependence on meteorological parameters and effect on the surface radiation budget

Diese Arbeit befasst sich mit den Eigenschaften (optisch) dünner Wolken über Ny-Ålesund, Spitzbergen, und ihrer Strahlungswirkung am Boden. Dafür werden Daten des atmosphärischen Observatoriums der AWIPEV Station verwendet

Quantitative cloud analysis using meteorological satellites = [Kwantitatieve analyse van wolken met meteorologische satellieten]

This thesis is about observations of clouds from satellite and ground based instruments. The aim is to reconstruct the three dimensional cloud distributions. This information is used both in climate research and operational meteorological applications. In climate research, cloud observations provide a reference to atmospheric models, which enables optimization of cloud parameterizations. For operational meteorologists clouds are symptoms of atmospheric conditions. Cloud observations therefore are helpful in understanding the current weather (nowcasting) and improve the estimate of how of the atmospheric conditions will evolve (forecasting).In order to obtain cloud field characteristics, analysis environments were developed for the interpretation of meteorological satellite measurements in terms of cloud properties. A large effort was put in the evaluation of the results with synoptic observations and measurements from two measurement campaigns. As a result this thesis comprises three major research topics: Meteosat analysis, AVHRR analysis and combined analysis of ground and satellite observations.Meteosat analysisA new cloud detection scheme was developed that includes the use of the surface temperature fields of a Numerical Weather Prediction (NWP) model as a threshold value to distinguish cloudy and cloud free areas. It is shown that also for cloud free conditions, the equivalent black body temperature as measured from satellite is different from the model surface temperature. An innovative part of the scheme is the quantification of this temperature difference, which is used to improve the skill of the cloud detection method. The improvement of the detection efficiency was quantified over land and ocean for 1997 on a 3 hourly basis in a semi-operational setting. As the method optimizes the use of the infrared information it is relatively insensitive to changes of insolation conditions with time of day, location, or season.AVHRR analysisThe NWP model surface temperatures are also used in the AVHRR analysis environment. For the interpretation of the 0.6μm channel reflectivities, extensive radiative transfer calculations were done with the Doubling-Adding KNMI (DAK) radiative transfer code. The results were put in Look-up tables (LUT). The LUTs are used to obtain the following cloud field properties: cloud cover fraction, cloud top temperature, optical thickness and liquid water path. In order to assess the quality, the retrieved properties were compared to measurements from two campaigns: the Tropospheric Budget Experiment, TEBEX, and the Clouds and Radiation intensive measurement campaigns, CLARA. The comparison shows that the retrieval algorithms yield results that agree with independent ground based measurements for the cases studied.Combined analysis of satellite and ground observationsCombined analysis of satellite and ground based observations from the TEBEX and CLARA data sets yields information on the quality of the satellite retrieval, but also on the merits of the ground based remote sensing instruments. The study shows that both observational sets have strong points, but a combination is preferred to obtain a good definition of the cloud field. In all comparisons the problem of collocation occurs. The ground based instruments measure continuous in time at one location, while satellites measure a spatial distribution at one moment in time. When comparing ground and satellite derived cloud products it is always questionable which part of the time series corresponds to which part of the spatial distribution. This correlation is studied by comparing variance spectra of time series and spatial distributions of liquid water path derived from microwave radiometer and AVHRR data respectively. It is shown that for two cases with different scaling properties the variance spectrum is similar for a part of the time-series and for a part of the AVHRR image.This thesis contributes to quantitative use of meteorological satellite data in meteorology and climate research. Furthermore, it advances combined analysis of space born and ground based remote sensing measurements of clouds for routine applications.</p

Science Plan for the Atmospheric Radiation Measurement Program (ARM)

The purpose of this Atmospheric Radiation Measurement (ARM) Science Plan is to articulate the scientific issues driving the ARM Program, and to relate them to DOE`s programmatic objectives for ARM, based on the experience and scientific progress gained over the past five years. ARM programmatic objectives are to: (1) Relate observed radiative fluxes and radiances in the atmosphere, spectrally resolved and as a function of position and time, to the temperature and composition of the atmosphere, specifically including water vapor and clouds, and to surface properties, and sample sufficient variety of situations so as to span a wide range of climatologically relevant possibilities; (2) develop and test parameterizations that can be used to accurately predict the radiative properties and to model the radiative interactions involving water vapor and clouds within the atmosphere, with the objective of incorporating these parameterizations into general circulation models. The primary observational methods remote sending and other observations at the surface, particularly remote sensing of clouds, water vapor and aerosols