Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

THz ISAC: A Physical-Layer Perspective of Terahertz Integrated Sensing and Communication

The Terahertz (0.1-10 THz) band holds enormous potential for supporting unprecedented data rates and millimeter-level accurate sensing thanks to its ultra-broad bandwidth. Terahertz integrated sensing and communication (ISAC) is viewed as a game-changing technology to realize connected intelligence in 6G and beyond systems. In this article, challenges from THz channel and transceiver perspectives, as well as difficulties of ISAC are elaborated. Motivated by these challenges, THz ISAC channels are studied in terms of channel types, measurement and models. Moreover, four key signal processing techniques to unleash the full potential of THz ISAC are investigated, namely, waveform design, receiver processing, narrowbeam management, and localization. Quantitative studies demonstrate the benefits and performance of the state-of-the-art signal processing methods. Finally, open problems and potential solutions are discussed

Orthogonal Time Frequency Space (OTFS) Modulation for Wireless Communications

The orthogonal time frequency space (OTFS) modulation is a recently proposed multi-carrier transmission scheme, which innovatively multiplexes the information symbols in the delay-Doppler (DD) domain instead of the conventional time-frequency (TF) domain. The DD domain symbol multiplexing gives rise to a direct interaction between the DD domain information symbols and DD domain channel responses, which are usually quasi-static, compact, separable, and potentially sparse. Therefore, OTFS modulation enjoys appealing advantages over the conventional orthogonal frequency-division multiplexing (OFDM) modulation for wireless communications. In this thesis, we investigate the related subjects of OTFS modulation for wireless communications, specifically focusing on its signal detection, performance analysis, and applications. In specific, we first offer a literature review on the OTFS modulation in Chapter~1. Furthermore, a summary of wireless channels is given in Chapter 2. In particular, we discuss the characteristics of wireless channels in different domains and compare their properties. In Chapter 3, we present a detailed derivation of the OTFS concept based on the theory of Zak transform (ZT) and discrete Zak transform (DZT). We unveil the connections between OTFS modulation and DZT, where the DD domain interpretations of key components for modulation, such as pulse shaping, and matched-filtering, are highlighted. The main research contributions of this thesis appear in Chapter 4 to Chapter 7. In Chapter 4, we introduce the hybrid maximum a posteriori (MAP) and parallel interference cancellation (PIC) detection. This detection approach exploits the power discrepancy among different resolvable paths and can obtain near-optimal error performance with a reduced complexity. In Chapter 5, we propose the cross domain iterative detection for OTFS modulation by leveraging the unitary transformations among different domains. After presenting the key concepts of the cross domain iterative detection, we study its performance via state evolution. We show that the cross domain iterative detection can approach the optimal error performance theoretically. Our numerical results agree with our theoretical analysis and demonstrate a significant performance improvement compared to conventional OTFS detection methods. In Chapter 6, we investigate the error performance for coded OTFS systems based on the pairwise-error probability (PEP) analysis. We show that there exists a fundamental trade-off between the coding gain and the diversity gain for coded OTFS systems. According to this trade-off, we further provide some rule-of-thumb guidelines for code design in OTFS systems. In Chapter 7, we study the potential of OTFS modulation in integrated sensing and communication (ISAC) transmissions. We propose the concept of spatial-spreading to facilitate the ISAC design, which is able to discretize the angular domain, resulting in simple and insightful input-output relationships for both radar sensing and communication. Based on spatial-spreading, we verify the effectiveness of OTFS modulation in ISAC transmissions and demonstrate the performance improvements in comparison to the OFDM counterpart. A summary of this thesis is presented in Chapter 8, where we also discuss some potential research directions on OTFS modulation. The concept of OTFS modulation and the elegant theory of DD domain communication may have opened a new gate for the development of wireless communications, which is worthy to be further explored

High mobility in OFDM based wireless communication systems

Orthogonal Frequency Division Multiplexing (OFDM) has been adopted as the transmission scheme in most of the wireless systems we use on a daily basis. It brings with it several inherent advantages that make it an ideal waveform candidate in the physical layer. However, OFDM based wireless systems are severely affected in High Mobility scenarios. In this thesis, we investigate the effects of mobility on OFDM based wireless systems and develop novel techniques to estimate the channel and compensate its effects at the receiver. Compressed Sensing (CS) based channel estimation techniques like the Rake Matching Pursuit (RMP) and the Gradient Rake Matching Pursuit (GRMP) are developed to estimate the channel in a precise, robust and computationally efficient manner. In addition to this, a Cognitive Framework that can detect the mobility in the channel and configure an optimal estimation scheme is also developed and tested. The Cognitive Framework ensures a computationally optimal channel estimation scheme in all channel conditions. We also demonstrate that the proposed schemes can be adapted to other wireless standards easily. Accordingly, evaluation is done for three current broadcast, broadband and cellular standards. The results show the clear benefit of the proposed schemes in enabling high mobility in OFDM based wireless communication systems.Orthogonal Frequency Division Multiplexing (OFDM) wurde als Übertragungsschema in die meisten drahtlosen Systemen, die wir täglich verwenden, übernommen. Es bringt mehrere inhärente Vorteile mit sich, die es zu einem idealen Waveform-Kandidaten in der Bitübertragungsschicht (Physical Layer) machen. Allerdings sind OFDM-basierte drahtlose Systeme in Szenarien mit hoher Mobilität stark beeinträchtigt. In dieser Arbeit untersuchen wir die Auswirkungen der Mobilität auf OFDM-basierte drahtlose Systeme und entwickeln neuartige Techniken, um das Verhalten des Kanals abzuschätzen und seine Auswirkungen am Empfänger zu kompensieren. Auf Compressed Sensing (CS) basierende Kanalschätzverfahren wie das Rake Matching Pursuit (RMP) und das Gradient Rake Matching Pursuit (GRMP) werden entwickelt, um den Kanal präzise, robust und rechnerisch effizient abzuschätzen. Darüber hinaus wird ein Cognitive Framework entwickelt und getestet, das die Mobilität im Kanal erkennt und ein optimales Schätzungsschema konfiguriert. Das Cognitive Framework gewährleistet ein rechnerisch optimales Kanalschätzungsschema für alle möglichen Kanalbedingungen. Wir zeigen außerdem, dass die vorgeschlagenen Schemata auch leicht an andere Funkstandards angepasst werden können. Dementsprechend wird eine Evaluierung für drei aktuelle Rundfunk-, Breitband- und Mobilfunkstandards durchgeführt. Die Ergebnisse zeigen den klaren Vorteil der vorgeschlagenen Schemata bei der Ermöglichung hoher Mobilität in OFDM-basierten drahtlosen Kommunikationssystemen

Semi-Data-Aided Channel Estimation for MIMO Systems via Reinforcement Learning

Data-aided channel estimation is a promising solution to improve channel estimation accuracy by exploiting data symbols as pilot signals for updating an initial channel estimate. In this paper, we propose a semi-data-aided channel estimator for multiple-input multiple-output communication systems. Our strategy is to leverage reinforcement learning (RL) for selecting reliable detected symbols among the symbols in the first part of transmitted data block. This strategy facilitates an update of the channel estimate before the end of data block transmission and therefore achieves a significant reduction in communication latency compared to conventional data-aided channel estimation approaches. Towards this end, we first define a Markov decision process (MDP) which sequentially decides whether to use each detected symbol as an additional pilot signal. We then develop an RL algorithm to efficiently find the best policy of the MDP based on a Monte Carlo tree search approach. In this algorithm, we exploit the a-posteriori probability for approximating both the optimal future actions and the corresponding state transitions of the MDP and derive a closed-form expression for the best policy. Simulation results demonstrate that the proposed channel estimator effectively mitigates both channel estimation error and detection performance loss caused by insufficient pilot signals