Cooperative Multi-Cell Block Diagonalization with Per-Base-Station Power Constraints

Block diagonalization (BD) is a practical linear precoding technique that eliminates the inter-user interference in downlink multiuser multiple-input multiple-output (MIMO) systems. In this paper, we apply BD to the downlink transmission in a cooperative multi-cell MIMO system, where the signals from different base stations (BSs) to all the mobile stations (MSs) are jointly designed with the perfect knowledge of the downlink channels and transmit messages. Specifically, we study the optimal BD precoder design to maximize the weighted sum-rate of all the MSs subject to a set of per-BS power constraints. This design problem is formulated in an auxiliary MIMO broadcast channel (BC) with a set of transmit power constraints corresponding to those for individual BSs in the multi-cell system. By applying convex optimization techniques, this paper develops an efficient algorithm to solve this problem, and derives the closed-form expression for the optimal BD precoding matrix. It is revealed that the optimal BD precoding vectors for each MS in the per-BS power constraint case are in general non-orthogonal, which differs from the conventional orthogonal BD precoder design for the MIMO-BC under one single sum-power constraint. Moreover, for the special case of single-antenna BSs and MSs, the proposed solution reduces to the optimal zero-forcing beamforming (ZF-BF) precoder design for the weighted sum-rate maximization in the multiple-input single-output (MISO) BC with per-antenna power constraints. Suboptimal and low-complexity BD/ZF-BF precoding schemes are also presented, and their achievable rates are compared against those with the optimal schemes.Comment: accepted in JSAC, special issue on cooperative communications on cellular networks, June 201

Improved Linear Precoding over Block Diagonalization in Multi-cell Cooperative Networks

In downlink multiuser multiple-input multiple-output (MIMO) systems, block diagonalization (BD) is a practical linear precoding scheme which achieves the same degrees of freedom (DoF) as the optimal linear/nonlinear precoding schemes. However, its sum-rate performance is rather poor in the practical SNR regime due to the transmit power boost problem. In this paper, we propose an improved linear precoding scheme over BD with a so-called "effective-SNR-enhancement" technique. The transmit covariance matrices are obtained by firstly solving a power minimization problem subject to the minimum rate constraint achieved by BD, and then properly scaling the solution to satisfy the power constraints. It is proved that such approach equivalently enhances the system SNR, and hence compensates the transmit power boost problem associated with BD. The power minimization problem is in general non-convex. We therefore propose an efficient algorithm that solves the problem heuristically. Simulation results show significant sum rate gains over the optimal BD and the existing minimum mean square error (MMSE) based precoding schemes.Comment: 21 pages, 4 figure

A joint-channel diagonalization for multiuser MIMO antenna systems

In this paper, we address the problem of improving the performance of multiuser space-division multiplexing (SDM) systems where multiple independent signal streams can be transmitted in the same frequency and time slot. The problem is important in multiuser multiple-input multiple-output systems where communication from one base station to many mobile stations can occur simultaneously. Our objective is to devise a multiuser linear space-time precoder for simultaneous channel diagonalization of the multiuser channels enabling SDM. Our new approach is based on diagonalizing the multiuser channel matrices and we use a variation of successive Jacobi rotations. In addition to the diagonalization, our approach attempts to optimize the resultant channel gains for performance enhancement. Our method is valid for both frequency-flat and frequency-selective fading channels but we assume that the base station knows all the channels and that they are quasi-stationary

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream