Reconfigurable Receiver Front-Ends for Advanced Telecommunication Technologies

The exponential growth of converging technologies, including augmented reality, autonomous vehicles, machine-to-machine and machine-to-human interactions, biomedical and environmental sensory systems, and artificial intelligence, is driving the need for robust infrastructural systems capable of handling vast data volumes between end users and service providers. This demand has prompted a significant evolution in wireless communication, with 5G and subsequent generations requiring exponentially improved spectral and energy efficiency compared to their predecessors. Achieving this entails intricate strategies such as advanced digital modulations, broader channel bandwidths, complex spectrum sharing, and carrier aggregation scenarios. A particularly challenging aspect arises in the form of non-contiguous aggregation of up to six carrier components across the frequency range 1 (FR1). This necessitates receiver front-ends to effectively reject out-of-band (OOB) interferences while maintaining high-performance in-band (IB) operation. Reconfigurability becomes pivotal in such dynamic environments, where frequency resource allocation, signal strength, and interference levels continuously change. Software-defined radios (SDRs) and cognitive radios (CRs) emerge as solutions, with direct RF-sampling receivers offering a suitable architecture in which the frequency translation is entirely performed in digital domain to avoid analog mixing issues. Moreover, direct RF- sampling receivers facilitate spectrum observation, which is crucial to identify free zones, and detect interferences. Acoustic and distributed filters offer impressive dynamic range and sharp roll off characteristics, but their bulkiness and lack of electronic adjustment capabilities limit their practicality. Active filters, on the other hand, present opportunities for integration in advanced CMOS technology, addressing size constraints and providing versatile programmability. However, concerns about power consumption, noise generation, and linearity in active filters require careful consideration.This thesis primarily focuses on the design and implementation of a low-voltage, low-power RFFE tailored for direct sampling receivers in 5G FR1 applications. The RFFE consists of a balun low-noise amplifier (LNA), a Q-enhanced filter, and a programmable gain amplifier (PGA). The balun-LNA employs noise cancellation, current reuse, and gm boosting for wideband gain and input impedance matching. Leveraging FD-SOI technology allows for programmable gain and linearity via body biasing. The LNA's operational state ranges between high-performance and high-tolerance modes, which are apt for sensitivityand blocking tests, respectively. The Q-enhanced filter adopts noise-cancelling, current-reuse, and programmable Gm-cells to realize a fourth-order response using two resonators. The fourth-order filter response is achieved by subtracting the individual response of these resonators. Compared to cascaded and magnetically coupled fourth-order filters, this technique maintains the large dynamic range of second-order resonators. Fabricated in 22-nm FD-SOI technology, the RFFE achieves 1%-40% fractional bandwidth (FBW) adjustability from 1.7 GHz to 6.4 GHz, 4.6 dB noise figure (NF) and an OOB third-order intermodulation intercept point (IIP3) of 22 dBm. Furthermore, concerning the implementation uncertainties and potential variations of temperature and supply voltage, design margins have been considered and a hybrid calibration scheme is introduced. A combination of on-chip and off-chip calibration based on noise response is employed to effectively adjust the quality factors, Gm-cells, and resonance frequencies, ensuring desired bandpass response. To optimize and accelerate the calibration process, a reinforcement learning (RL) agent is used.Anticipating future trends, the concept of the Q-enhanced filter extends to a multiple-mode filter for 6G upper mid-band applications. Covering the frequency range from 8 to 20 GHz, this RFFE can be configured as a fourth-order dual-band filter, two bandpass filters (BPFs) with an OOB notch, or a BPF with an IB notch. In cognitive radios, the filter’s transmission zeros can be positioned with respect to the carrier frequencies of interfering signals to yield over 50 dB blocker rejection

Saw-Less radio receivers in CMOS

Smartphones play an essential role in our daily life. Connected to the internet, we can easily keep in touch with family and friends, even if far away, while ever more apps serve us in numerous ways. To support all of this, higher data rates are needed for ever more wireless users, leading to a very crowded radio frequency spectrum. To achieve high spectrum efficiency while reducing unwanted interference, high-quality band-pass filters are needed. Piezo-electrical Surface Acoustic Wave (SAW) filters are conventionally used for this purpose, but such filters need a dedicated design for each new band, are relatively bulky and also costly compared to integrated circuit chips. Instead, we would like to integrate the filters as part of the entire wireless transceiver with digital smartphone hardware on CMOS chips. The research described in this thesis targets this goal. It has recently been shown that N-path filters based on passive switched-RC circuits can realize high-quality band-select filters on CMOS chips, where the center frequency of the filter is widely tunable by the switching-frequency. As CMOS downscaling following Moore’s law brings us lower clock-switching power, lower switch on-resistance and more compact metal-to-metal capacitors, N-path filters look promising. This thesis targets SAW-less wireless receiver design, exploiting N-path filters. As SAW-filters are extremely linear and selective, it is very challenging to approximate this performance with CMOS N-path filters. The research in this thesis proposes and explores several techniques for extending the linearity and enhancing the selectivity of N-path switched-RC filters and mixers, and explores their application in CMOS receiver chip designs. First the state-of-the-art in N-path filters and mixer-first receivers is reviewed. The requirements on the main receiver path are examined in case SAW-filters are removed or replaced by wideband circulators. The feasibility of a SAW-less Frequency Division Duplex (FDD) radio receiver is explored, targeting extreme linearity and compression Irequirements. A bottom-plate mixing technique with switch sharing is proposed. It improves linearity by keeping both the gate-source and gate-drain voltage swing of the MOSFET-switches rather constant, while halving the switch resistance to reduce voltage swings. A new N-path switch-RC filter stage with floating capacitors and bottom-plate mixer-switches is proposed to achieve very high linearity and a second-order voltage-domain RF-bandpass filter around the LO frequency. Extra out-of-band (OOB) rejection is implemented combined with V-I conversion and zero-IF frequency down-conversion in a second cross-coupled switch-RC N-path stage. It offers a low-ohmic high-linearity current path for out-of-band interferers. A prototype chip fabricated in a 28 nm CMOS technology achieves an in-band IIP3 of +10 dBm , IIP2 of +42 dBm, out-of-band IIP3 of +44 dBm, IIP2 of +90 dBm and blocker 1-dB gain-compression point of +13 dBm for a blocker frequency offset of 80 MHz. At this offset frequency, the measured desensitization is only 0.6 dB for a 0-dBm blocker, and 3.5 dB for a 10-dBm blocker at 0.7 GHz operating frequency (i.e. 6 and 9 dB blocker noise figure). The chip consumes 38-96 mW for operating frequencies of 0.1-2 GHz and occupies an active area of 0.49 mm2. Next, targeting to cover all frequency bands up to 6 GHz and achieving a noise figure lower than 3 dB, a mixer-first receiver with enhanced selectivity and high dynamic range is proposed. Capacitive negative feedback across the baseband amplifier serves as a blocker bypassing path, while an extra capacitive positive feedback path offers further blocker rejection. This combination of feedback paths synthesizes a complex pole pair at the input of the baseband amplifier, which is up-converted to the RF port to obtain steeper RF-bandpass filter roll-off than the conventional up-converted real pole and reduced distortion. This thesis explains the circuit principle and analyzes receiver performance. A prototype chip fabricated in 45 nm Partially Depleted Silicon on Insulator (PDSOI) technology achieves high linearity (in-band IIP3 of +3 dBm, IIP2 of +56 dBm, out-of-band IIP3 = +39 dBm, IIP2 = +88 dB) combined with sub-3 dB noise figure. Desensitization due to a 0-dBm blocker is only 2.2 dB at 1.4 GHz operating frequency. IIFinally, to demonstrate the performance of the implemented blocker-tolerant receiver chip designs, a test setup with a real mobile phone is built to verify the sensitivity of the receiver chip for different practical blocking scenarios

Nonlinear models and algorithms for RF systems digital calibration

Focusing on the receiving side of a communication system, the current trend in pushing the digital domain ever more closer to the antenna sets heavy constraints on the accuracy and linearity of the analog front-end and the conversion devices. Moreover, mixed-signal implementations of Systems-on-Chip using nanoscale CMOS processes result in an overall poorer analog performance and a reduced yield. To cope with the impairments of the low performance analog section in this "dirty RF" scenario, two solutions exist: designing more complex analog processing architectures or to identify the errors and correct them in the digital domain using DSP algorithms. In the latter, constraints in the analog circuits' precision can be offloaded to a digital signal processor. This thesis aims at the development of a methodology for the analysis, the modeling and the compensation of the analog impairments arising in different stages of a receiving chain using digital calibration techniques. Both single and multiple channel architectures are addressed exploiting the capability of the calibration algorithm to homogenize all the channels' responses of a multi-channel system in addition to the compensation of nonlinearities in each response. The systems targeted for the application of digital post compensation are a pipeline ADC, a digital-IF sub-sampling receiver and a 4-channel TI-ADC. The research focuses on post distortion methods using nonlinear dynamic models to approximate the post-inverse of the nonlinear system and to correct the distortions arising from static and dynamic errors. Volterra model is used due to its general approximation capabilities for the compensation of nonlinear systems with memory. Digital calibration is applied to a Sample and Hold and to a pipeline ADC simulated in the 45nm process, demonstrating high linearity improvement even with incomplete settling errors enabling the use of faster clock speeds. An extended model based on the baseband Volterra series is proposed and applied to the compensation of a digital-IF sub-sampling receiver. This architecture envisages frequency selectivity carried out at IF by an active band-pass CMOS filter causing in-band and out-of-band nonlinear distortions. The improved performance of the proposed model is demonstrated with circuital simulations of a 10th-order band pass filter, realized using a five-stage Gm-C Biquad cascade, and validated using out-of-sample sinusoidal and QAM signals. The same technique is extended to an array receiver with mismatched channels' responses showing that digital calibration can compensate the loss of directivity and enhance the overall system SFDR. An iterative backward pruning is applied to the Volterra models showing that complexity can be reduced without impacting linearity, obtaining state-of-the-art accuracy/complexity performance. Calibration of Time-Interleaved ADCs, widely used in RF-to-digital wideband receivers, is carried out developing ad hoc models because the steep discontinuities generated by the imperfect canceling of aliasing would require a huge number of terms in a polynomial approximation. A closed-form solution is derived for a 4-channel TI-ADC affected by gain errors and timing skews solving the perfect reconstruction equations. A background calibration technique is presented based on cyclo-stationary filter banks architecture. Convergence speed and accuracy of the recursive algorithm are discussed and complexity reduction techniques are applied

Generation and optimization of picosecond optical pulses for use in hybrid WDM/OTDM networks

The burgeoning demand for broadband services such as database queries, home shopping, video-on-demand, remote education, telemedicine and videoconferencing will push the existing networks to their limits. This demand was mainly fueled by the brisk proliferation of Personal Computers (PC) together with the exceptional increases in their storage capacity and processing capabilities and the widespread availability of the internet. Hence the necessity, to develop high-speed optical technologies in order to construct large capacity networks, arises. Two of the most popular multiplexing techniques available in the optical domain that are used in the building of such high capacity networks, are Wavelength Division Multiplexing (WDM) and Optical Time Division Multiplexing (OTDM). However merging these two techniques to form very high-speed hybrid WDM/OTDM networks brings about the merits of both multiplexing technologies. This thesis examines the development of one of the key components (picosecond optical pulses) associated to such high-speed systems. Recent analysis has shown that RZ format is superior to conventional NRZ systems as it is easier to compensate for dispersion and nonlinear effects in the fibre by employing soliton-like propagation. In addition to this development, the use of wavelength tunability for dynamic provisioning is another area that is actively researched on. Self-seeding of a gain switched Fabry Perot laser is shown to one of the simplest and cost effective methods of generating, transform limited optical pulses that are wavelength tunable over very wide ranges. One of the vital characteristics of the above mentioned pulse sources, is their Side Mode Suppression Ratio (SMSR). This thesis examines in detail how the pulse SMSR affects the performance of high-speed WDM/OTDM systems that employ self-seeded gain-switched pulse sources

Mechanical systems readiness assessment and performance monitoring study

The problem of mechanical devices which lack the real-time readiness assessment and performance monitoring capability required for future space missions is studied. The results of a test program to establish the feasibility of implementing structure borne acoustics, a nondestructive test technique, are described. The program included the monitoring of operational acoustic signatures of five separate mechanical components, each possessing distinct sound characteristics. Acoustic signatures were established for normal operation of each component. Critical failure modes were then inserted into the test components, and faulted acoustic signatures obtained. Predominant features of the sound signature were related back to operational events occurring within the components both for normal and failure mode operations. All of these steps can be automated. The structure borne acoustics technique lends itself to reducing checkout time, simplifying maintenance procedures, and reducing manual involvement in the checkout, operation, maintenance, and fault diagnosis of mechanical systems

A fast engineering approach to high efficiency power amplifier linearization for avionics applications

This PhD thesis provides a fast engineering approach to the design of digital predistortion (DPD) linearizers from several perspectives: i) enhancing the off-line training performance of open-loop DPD, ii) providing robustness and reducing the computational complexity of the parameters identification subsystem and, iii) importing machine learning techniques to favor the automatic tuning of power amplifiers (PAs) and DPD linearizers with several free-parameters to maximize power efficiency while meeting the linearity specifications. One of the essential parts of unmanned aerial vehicles (UAV) is the avionics, being the radio control one of the earliest avionics present in the UAV. Unlike the control signal, for transferring user data (such as images, video, etc.) real-time from the drone to the ground station, large transmission rates are required. The PA is a key element in the transmitter chain to guarantee the data transmission (video, photo, etc.) over a long range from the ground station. The more linear output power, the better the coverage or alternatively, with the same coverage, better SNR allows the use of high-order modulation schemes and thus higher transmission rates are achieved. In the context of UAV wireless communications, the power consumption, size and weight of the payload is of significant importance. Therefore, the PA design has to take into account the compromise among bandwidth, output power, linearity and power efficiency (very critical in battery-supplied devices). The PA can be designed to maximize its power efficiency or its linearity, but not both. Therefore, a way to deal with this inherent trade-off is to design high efficient amplification topologies and let the PA linearizers take care of the linearity requirements. Among the linearizers, DPD linearization is the preferred solution to both academia and industry, for its high flexibility and linearization performance. In order to save as many computational and power resources as possible, the implementation of an open-loop DPD results a very attractive solution for UAV applications. This thesis contributes to the PA linearization, especially on off-line training for open-loop DPD, by presenting two different methods for reducing the design and operating costs of an open-loop DPD, based on the analysis of the DPD function. The first method focuses on the input domain analysis, proposing mesh-selecting (MeS) methods to accurately select the proper samples for a computationally efficient DPD parameter estimation. Focusing in the MeS method with better performance, the memory I-Q MeS method is combined with feature extraction dimensionality reduction technique to allow a computational complexity reduction in the identification subsystem by a factor of 65, in comparison to using the classical QR-LS solver and consecutive samples selection. In addition, the memory I-Q MeS method has been proved to be of crucial interest when training artificial neural networks (ANN) for DPD purposes, by significantly reducing the ANN training time. The second method involves the use of machine learning techniques in the DPD design procedure to enlarge the capacity of the DPD algorithm when considering a high number of free parameters to tune. On the one hand, the adaLIPO global optimization algorithm is used to find the best parameter configuration of a generalized memory polynomial behavioral model for DPD. On the other hand, a methodology to conduct a global optimization search is proposed to find the optimum values of a set of key circuit and system level parameters, that properly combined with DPD linearization and crest factor reduction techniques, can exploit at best dual-input PAs in terms of maximizing power efficiency along wide bandwidths while being compliant with the linearity specifications. The advantages of these proposed techniques have been validated through experimental tests and the obtained results are analyzed and discussed along this thesis.Aquesta tesi doctoral proporciona unes pautes per al disseny de linealitzadors basats en predistorsió digital (DPD) des de diverses perspectives: i) millorar el rendiment del DPD en llaç obert, ii) proporcionar robustesa i reduir la complexitat computacional del subsistema d'identificació de paràmetres i, iii) incorporació de tècniques d'aprenentatge automàtic per afavorir l'auto-ajustament d'amplificadors de potència (PAs) i linealitzadors DPD amb diversos graus de llibertat per poder maximitzar l’eficiència energètica i al mateix temps acomplir amb les especificacions de linealitat. Una de les parts essencials dels vehicles aeris no tripulats (UAV) _es l’aviònica, sent el radiocontrol un dels primers sistemes presents als UAV. Per transferir dades d'usuari (com ara imatges, vídeo, etc.) en temps real des del dron a l’estació terrestre, es requereixen taxes de transmissió grans. El PA _es un element clau de la cadena del transmissor per poder garantir la transmissió de dades a grans distàncies de l’estació terrestre. A major potència de sortida, més cobertura o, alternativament, amb la mateixa cobertura, millor relació senyal-soroll (SNR) la qual cosa permet l’ús d'esquemes de modulació d'ordres superiors i, per tant, aconseguir velocitats de transmissió més altes. En el context de les comunicacions sense fils en UAVs, el consum de potència, la mida i el pes de la càrrega útil són de vital importància. Per tant, el disseny del PA ha de tenir en compte el compromís entre ample de banda, potència de sortida, linealitat i eficiència energètica (molt crític en dispositius alimentats amb bateries). El PA es pot dissenyar per maximitzar la seva eficiència energètica o la seva linealitat, però no totes dues. Per tant, per afrontar aquest compromís s'utilitzen topologies amplificadores d'alta eficiència i es deixa que el linealitzador s'encarregui de garantir els nivells necessaris de linealitat. Entre els linealitzadors, la linealització DPD és la solució preferida tant per al món acadèmic com per a la indústria, per la seva alta flexibilitat i rendiment. Per tal d'estalviar tant recursos computacionals com consum de potència, la implementació d'un DPD en lla_c obert resulta una solució molt atractiva per a les aplicacions UAV. Aquesta tesi contribueix a la linealització del PA, especialment a l'entrenament fora de línia de linealitzadors DPD en llaç obert, presentant dos mètodes diferents per reduir el cost computacional i augmentar la fiabilitat dels DPDs en llaç obert. El primer mètode se centra en l’anàlisi de l’estadística del senyal d'entrada, proposant mètodes de selecció de malla (MeS) per seleccionar les mostres més significatives per a una estimació computacionalment eficient dels paràmetres del DPD. El mètode proposat IQ MeS amb memòria es pot combinar amb tècniques de reducció del model del DPD i d'aquesta manera poder aconseguir una reducció de la complexitat computacional en el subsistema d’identificació per un factor de 65, en comparació amb l’ús de l'algoritme clàssic QR-LS i selecció de mostres d'entrenament consecutives. El segon mètode consisteix en l’ús de tècniques d'aprenentatge automàtic pel disseny del DPD quan es considera un gran nombre de graus de llibertat (paràmetres) per sintonitzar. D'una banda, l'algorisme d’optimització global adaLIPO s'utilitza per trobar la millor configuració de paràmetres d'un model polinomial amb memòria generalitzat per a DPD. D'altra banda, es proposa una estratègia per l’optimització global d'un conjunt de paràmetres clau per al disseny a nivell de circuit i sistema, que combinats amb linealització DPD i les tècniques de reducció del factor de cresta, poden maximitzar l’eficiència de PAs d'entrada dual de gran ample de banda, alhora que compleixen les especificacions de linealitat. Els avantatges d'aquestes tècniques proposades s'han validat mitjançant proves experimentals i els resultats obtinguts s'analitzen i es discuteixen al llarg d'aquesta tesi

Digital Pre-distortion for Interference Reduction in Dynamic Spectrum Access Networks

Given the ever increasing reliance of today’s society on ubiquitous wireless access, the paradigm of dynamic spectrum access (DSA) as been proposed and implemented for utilizing the limited wireless spectrum more efficiently. Orthogonal frequency division multiplexing (OFDM) is growing in popularity for adoption into wireless services employing DSA frame- work, due to its high bandwidth efficiency and resiliency to multipath fading. While these advantages have been proven for many wireless applications, including LTE-Advanced and numerous IEEE wireless standards, one potential drawback of OFDM or its non-contiguous variant, NC-OFDM, is that it exhibits high peak-to-average power ratios (PAPR), which can induce in-band and out-of-band (OOB) distortions when the peaks of the waveform enter the compression region of the transmitter power amplifier (PA). Such OOB emissions can interfere with existing neighboring transmissions, and thereby severely deteriorate the reliability of the DSA network. A performance-enhancing digital pre-distortion (DPD) technique compensating for PA and in-phase/quadrature (I/Q) modulator distortions is proposed in this dissertation. Al- though substantial research efforts into designing DPD schemes have already been presented in the open literature, there still exists numerous opportunities to further improve upon the performance of OOB suppression for NC-OFDM transmission in the presence of RF front-end impairments. A set of orthogonal polynomial basis functions is proposed in this dissertation together with a simplified joint DPD structure. A performance analysis is presented to show that the OOB emissions is reduced to approximately 50 dBc with proposed algorithms employed during NC-OFDM transmission. Furthermore, a novel and intuitive DPD solution that can minimize the power regrowth at any pre-specified frequency in the spurious domain is proposed in this dissertation. Conventional DPD methods have been proven to be able to effectively reduce the OOB emissions that fall on top of adjacent channels. However more spectral emissions in more distant frequency ranges are generated by employing such DPD solutions, which are potentially in violation of the spurious emission limit. At the same time, the emissions in adjacent channel must be kept under the OOB limit. To the best of the author’s knowledge, there has not been extensive research conducted on this topic. Mathematical derivation procedures of the proposed algorithm are provided for both memoryless nonlinear model and memory-based nonlinear model. Simulation results show that the proposed method is able to provide a good balance of OOB emissions and emissions in the far out spurious domain, by reducing the spurious emissions by 4-5 dB while maintaining the adjacent channel leakage ratio (ACLR) improvement by at least 10 dB, comparing to the PA output spectrum without any DPD