Spatio-Temporal processing for Optimum Uplink-Downlink WCDMA Systems

The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAl). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this research we investigate computationally simpler technique termed as a Beamfom1er-Rake. In a Beamformer-Rake, the output of a beamfom1er is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) and beyond (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband COMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. We consider three different Pilot Symbol Assisted (PSA) beamforming techniques, Direct Matrix Inversion (DMI), Least-Mean Square (LMS) and Recursive Least Square (RLS) adaptive algorithms. Geometrically Based Single Bounce (GBSB) statistical Circular channel model is considered, which is more suitable for array processing, and conductive to RAKE combining. The performances of the Beam former-Rake receiver are evaluated in this channel model as a function of the number of antenna elements and RAKE fingers, in which are evaluated for the uplink WCDMA system. It is shown that, the Beamformer-Rake receiver outperforms the conventional RAKE receiver and the conventional beamformer by a significant margin. Also, we optimize and develop a mathematical formulation for the output Signal to Interference plus Noise Ratio (SINR) of a Beam former-Rake receiver. In this research, also, we develop, simulate and evaluate the SINR and Signal to Noise Ratio (Et!Nol performances of an adaptive beamforming technique in the WCDMA system for downlink. The performance is then compared with an omnidirectional antenna system. Simulation shows that the best perfom1ance can be achieved when all the mobiles with same Angle-of-Arrival (AOA) and different distance from base station are formed in one beam

Impact of Finger Placement on the Correlation Properties of Rake Combined Signals

3G mobile devices and base stations employ rake receivers. An important issue in the design of such receivers is finger allocation. This paper explores the relationship between finger placement and the correlation properties of rake combined signals. The dependence of correlation coefficients on system parameters such as the multipath characteristics of the propagation channel, the number of users, the processing gain and the thermal noise power is also discussed. Several conclusions useful in the analysis and design of rake receivers are drawn. A low complexity finger placement algorithm is finally suggested. In the proposed receiver, finger allocation is based on the correlation properties of the desired signal component only. The receiver performs close to complex structures in the literature

Interference suppression and diversity for CDMA systems

In code-division multiple-access (CDMA) systems, due to non-orthogonality of the spreading codes and multipath channels, the desired signal suffers interference from other users. Signal fading due to multipath propagation is another source of impairment in wireless CDMA systems, often severely impacting performance. In this dissertation, reduced-rank minimum mean square error (MMSE) receiver and reduced-rank minimum variance receiver are investigated to suppress interference; transmit diversity is applied to multicarrier CDMA (MC-CDMA) systems to combat fading; packet combing is studied to provide both interference suppression and diversity for CDMA random access systems. The reduced-rank MMSE receiver that uses a reduced-rank estimated covariance matrix is studied to improve the performance of MMSE receiver in CDMA systems. It is shown that the reduced-rank MMSE receiver has much better performance than the full-rank MMSE receiver when the covariance matrix is estimated by using a finite number of data samples and the desired signal is in a low dimensional subspace. It is also demonstrated that the reduced-rank minimum variance receiver outperforms the full-rank minimum variance receiver. The probability density function of the output SNR of the full-rank and reduced-rank linear MMSE estimators is derived for a general linear signal model under the assumption that the signals and noise are Gaussian distributed. Space-time coding that is originally proposed for narrow band systems is applied to an MC-CDMA system in order to get transmit diversity for such a wideband system. Some techniques to jointly decode the space-time code and suppress interference are developed. The channel estimation using either pilot channels or pilot symbols is studied for MC-CDMA systems with space-time coding. Performance of CDMA random access systems with packet combining in fading channels is analyzed. By combining the current retransmitted packet with all its previous transmitted copies, the receiver obtains a diversity gain plus an increased interference and noise suppression gain. Therefore, the bit error rate dramatically decreases with the number of transmissions increasing, which in turn improves the system throughput and reduces the average delay

Signal Processing in Arrayed MIMO Systems

Multiple-Input Multiple-Output (MIMO) systems, using antenna arrays at both receiver and transmitter, have shown great potential to provide high bandwidth utilization efficiency. Unlike other reported research on MIMO systems which often assumes independent antennas, in this thesis an arrayed MIMO system framework is proposed, which provides a richer description of the channel charac- teristics and additional degrees of freedom in designing communication systems. Firstly, the spatial correlated MIMO system is studied as an array-to-array system with each array (Tx or Rx) having predefined constrained aperture. The MIMO system is completely characterized by its transmit and receive array man- ifolds and a new spatial correlation model other than Kronecker-based model is proposed. As this model is based on array manifolds, it enables the study of the effect of array geometry on the capacity of correlated MIMO channels. Secondly, to generalize the proposed arrayed MIMO model to a frequency selective fading scenario, the framework of uplink MIMO DS-CDMA (Direct- Sequence Code Division Multiple Access) systems is developed. DOD estimation is developed based on transmit beamrotation. A subspace-based joint DOA/TOA estimation scheme as well as various spatial temporal reception algorithms is also proposed. Finally, the downlink MIMO-CDMA systems in multiple-access multipath fading channels are investigated. Linear precoder and decoder optimization problems are studied under different criterions. Optimization approaches with different power allocation schemes are investigated. Sub-optimization approaches with close-form solution and thus less computation complexity are also proposed

Transceiver design and system optimization for ultra-wideband communications

This dissertation investigates the potential promises and proposes possible solutions to the challenges of designing transceivers and optimizing system parameters in ultra-wideband (UWB) systems. The goal is to provide guidelines for UWB transceiver implementations under constraints by regulation, existing interference, and channel estimation. New UWB pulse shapes are invented that satisfy the Federal Communications Commission spectral mask. Parameters are designed to possibly implement the proposed pulses. A link budget is quantified based on an accurate frequency-dependent path loss calculation to account for variations across the ultra-wide bandwidth of the signal. Achievable information rates are quantified as a function of transmission distance over additive white Gaussian noise and multipath channels under specific UWB constraints: limited power spectral density, specific modulation formats, and a highly dispersive channel. The effect of self-interference (SI) and inter-symbol interference (ISI) on channel capacity is determined, and modulation formats that mitigate against this effect is identified. Spreading gains of familiar UWB signaling formats are evaluated, and UWB signals are proved to be spread spectrum. Conditions are formulated for trading coding gain with spreading gain with only a small impact on performance. Numerical results are examined to demonstrate that over a frequency-selective channel, the spreading gain may be beneficial in reducing the SI and ISI resulting in higher information rates. A reduced-rank adaptive filtering technique is applied to the problem of interference suppression and optimum combining in UWB communications. The reduced-rank combining method, in particular the eigencanceler, is proposed and compared with a minimum mean square error Rake receiver. Simulation results are evaluated to show that the performance of the proposed method is superior to the minimum mean square error when the correlation matrix is estimated from limited data. Impact of channel estimation on UWB system performance is investigated when path delays and path amplitudes are jointly estimated. Cramér-Rao bound (CRB) expressions for the variance of path delay and amplitude estimates are formulated using maximum likelihood estimation. Using the errors obtained from the CRB, the effective signal-to-noise ratio for UWB Rake receivers employing maximum ratio combining (MRC) is devised in the presence of channel path delay and amplitude errors. An exact expression of the bit error rate (BER) for UWB Rake receivers with MRC is derived with imperfect estimates of channel path delays and amplitudes. Further, this analysis is applied to design optimal transceiver parameters. The BER is used as part of a binary symmetric channel and the achievable information rates are evaluated. The optimum power allocation and number of symbols allocated to the pilot are developed with respect to maximizing the information rate. The optimal signal bandwidth to be used for UWB communications is determined in the presence of imperfect channel state information. The number of multipath components to be collected by Rake receivers is designed to optimize performance with non-ideal channel estimation

Cyclic Prefix-Free MC-CDMA Arrayed MIMO Communication Systems

The objective of this thesis is to investigate MC-CDMA MIMO systems where the antenna array geometry is taken into consideration. In most MC-CDMA systems, cyclic pre xes, which reduce the spectral e¢ ciency, are used. In order to improve the spectral efficiency, this research study is focused on cyclic pre x- free MC-CDMA MIMO architectures. Initially, space-time wireless channel models are developed by considering the spatio-temporal mechanisms of the radio channel, such as multipath propaga- tion. The spatio-temporal channel models are based on the concept of the array manifold vector, which enables the parametric modelling of the channel. The array manifold vector is extended to the multi-carrier space-time array (MC-STAR) manifold matrix which enables the use of spatio-temporal signal processing techniques. Based on the modelling, a new cyclic pre x-free MC- CDMA arrayed MIMO communication system is proposed and its performance is compared with a representative existing system. Furthermore, a MUSIC-type algorithm is then developed for the estimation of the channel parameters of the received signal. This proposed cyclic pre x-free MC-CDMA arrayed MIMO system is then extended to consider the effects of spatial diffusion in the wireless channel. Spatial diffusion is an important channel impairment which is often ignored and the failure to consider such effects leads to less than satisfactory performance. A subspace-based approach is proposed for the estimation of the channel parameters and spatial spread and reception of the desired signal. Finally, the problem of joint optimization of the transmit and receive beam- forming weights in the downlink of a cyclic pre x-free MC-CDMA arrayed MIMO communication system is investigated. A subcarrier-cooperative approach is used for the transmit beamforming so that there is greater flexibility in the allocation of channel symbols. The resulting optimization problem, with a per-antenna transmit power constraint, is solved by the Lagrange multiplier method and an iterative algorithm is proposed