Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.Comment: 35 pages, 9 figures, to appear in Trans. on Signal Process, 201

Millimeter wave MIMO communications : high-resolution angle acquisition and low-resolution time-frequency synchronization

Knowledge of the propagation channel is critical to exploit the full benefit of multiple-input multiple-output (MIMO) techniques in millimeter wave (mmWave) cellular systems. Obtaining accurate channel state information in mmWave systems, however, is challenging due to high estimation overhead, high computational complexity and on-grid setting. It is also desirable to reduce the analog-to-digital converters (ADCs) resolution at mmWave frequencies to reduce power consumption and implementation costs. The use of low-precision ADCs, though, brings new design challenges to practical cellular networks. In the first part of this dissertation, we develop several new methods to estimate and track the mmWave channel's angle-of-departure and angle-of-arrival with high accuracy and low overhead. The key ingredient of the proposed strategies is custom designed beam pairs, from which there exists an invertible function of the angle to be estimated. We further extend the proposed algorithms to dual-polarized MIMO in wideband channels, and angle tracking design for fast-varying environments. We derive analytical angle estimation error performance of the proposed methods in single-path channels. We also use numerical examples to characterize the robustness of the proposed approaches to various transceiver settings and channel conditions. In the second part of this dissertation, we focus on improving the low-resolution time-frequency synchronization performance for mmWave cellular systems. In our system model, the base station uses analog beams to send the synchronization signal with infinite-resolution digital-to-analog converters (DACs). The user equipment employs a fully digital front end to detect the synchronization signal with low-resolution ADCs. For low-resolution timing synchronization, we propose a new multi-beam probing based strategy, targeting at maximizing the minimum received synchronization signal-to-quantization-plus-noise ratio among all serving users. Regarding low-resolution frequency synchronization, we construct new sequences for carrier frequency offset (CFO) estimation and compensation. We use both analytical and numerical examples to show that the proposed sequences and the corresponding metrics used for retrieving the CFOs are robust to the quantization distortion.Electrical and Computer Engineerin

Spectral Efficiency of MIMO Millimeter-Wave Links with Single-Carrier Modulation for 5G Networks

Future wireless networks will extensively rely upon bandwidths centered on carrier frequencies larger than 10GHz. Indeed, recent research has shown that, despite the large path-loss, millimeter wave (mmWave) frequencies can be successfully exploited to transmit very large data-rates over short distances to slowly moving users. Due to hardware complexity and cost constraints, single-carrier modulation schemes, as opposed to the popular multi-carrier schemes, are being considered for use at mmWave frequencies. This paper presents preliminary studies on the achievable spectral efficiency on a wireless MIMO link operating at mmWave in a typical 5G scenario. Two different single-carrier modem schemes are considered, i.e. a traditional modulation scheme with linear equalization at the receiver, and a single-carrier modulation with cyclic prefix, frequency-domain equalization and FFT-based processing at the receiver. Our results show that the former achieves a larger spectral efficiency than the latter. Results also confirm that the spectral efficiency increases with the dimension of the antenna array, as well as that performance gets severely degraded when the link length exceeds 100 meters and the transmit power falls below 0dBW. Nonetheless, mmWave appear to be very suited for providing very large data-rates over short distances.Comment: 8 pages, 8 figures, to appear in Proc. 20th International ITG Workshop on Smart Antennas (WSA2016

Hybrid Precoder and Combiner Design with Low Resolution Phase Shifters in mmWave MIMO Systems

Millimeter wave (mmWave) communications have been considered as a key technology for next generation cellular systems and Wi-Fi networks because of its advances in providing orders-of-magnitude wider bandwidth than current wireless networks. Economical and energy efficient analog/digial hybrid precoding and combining transceivers have been often proposed for mmWave massive multiple-input multiple-output (MIMO) systems to overcome the severe propagation loss of mmWave channels. One major shortcoming of existing solutions lies in the assumption of infinite or high-resolution phase shifters (PSs) to realize the analog beamformers. However, low-resolution PSs are typically adopted in practice to reduce the hardware cost and power consumption. Motivated by this fact, in this paper, we investigate the practical design of hybrid precoders and combiners with low-resolution PSs in mmWave MIMO systems. In particular, we propose an iterative algorithm which successively designs the low-resolution analog precoder and combiner pair for each data stream, aiming at conditionally maximizing the spectral efficiency. Then, the digital precoder and combiner are computed based on the obtained effective baseband channel to further enhance the spectral efficiency. In an effort to achieve an even more hardware-efficient large antenna array, we also investigate the design of hybrid beamformers with one-bit resolution (binary) PSs, and present a novel binary analog precoder and combiner optimization algorithm with quadratic complexity in the number of antennas. The proposed low-resolution hybrid beamforming design is further extended to multiuser MIMO communication systems. Simulation results demonstrate the performance advantages of the proposed algorithms compared to existing low-resolution hybrid beamforming designs, particularly for the one-bit resolution PS scenario

Hybrid LISA for Wideband Multiuser Millimeter-Wave Communication Systems Under Beam Squint

© 2019 IEEE. This version of the article has been accepted for publication, after peer review. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works. The Version of Record is available online at: https://doi.org/10.1109/TWC.2018.2890667[Abstract]: This paper jointly addresses user scheduling and precoder/combiner design in the downlink of a wideband millimeter-wave communications system. We consider the orthogonal frequency-division multiplexing modulation to overcome the channel frequency selectivity and obtain a number of equivalent narrowband channels. Hence, the main challenge is that the analog preprocessing network is frequency flat and common to all the users at the transmitter side. Moreover, the effect of the signal bandwidth over the uniform linear array steering vectors has to be taken into account to design the hybrid precoders and combiners. The proposed algorithmic solution is based on the linear successive allocation, which greedily allocates streams to different users and computes the corresponding precoders and combiners. By taking into account the rank limitations imposed by the hardware at transmission and reception, the performance loss in terms of achievable sum rate for the hybrid approach is negligible. The numerical experiments show that the proposed method exhibits excellent performance with reasonable computational complexity.This work has been funded by Xunta de Galicia (ED431C 2016- 045, ED341D R2016/012, ED431G/01), AEI of Spain (TEC2015-69648-REDC, TEC2016-75067-C4-1-R), and ERDF funds (AEI/FEDER, EU).Xunta de Galicia; ED431C 2016/045Xunta de Galicia; ED341D R2016/012Xunta de Galicia; ED431G/0

Multiple Access in Aerial Networks: From Orthogonal and Non-Orthogonal to Rate-Splitting

Recently, interest on the utilization of unmanned aerial vehicles (UAVs) has aroused. Specifically, UAVs can be used in cellular networks as aerial users for delivery, surveillance, rescue search, or as an aerial base station (aBS) for communication with ground users in remote uncovered areas or in dense environments requiring prompt high capacity. Aiming to satisfy the high requirements of wireless aerial networks, several multiple access techniques have been investigated. In particular, space-division multiple access(SDMA) and power-domain non-orthogonal multiple access (NOMA) present promising multiplexing gains for aerial downlink and uplink. Nevertheless, these gains are limited as they depend on the conditions of the environment. Hence, a generalized scheme has been recently proposed, called rate-splitting multiple access (RSMA), which is capable of achieving better spectral efficiency gains compared to SDMA and NOMA. In this paper, we present a comprehensive survey of key multiple access technologies adopted for aerial networks, where aBSs are deployed to serve ground users. Since there have been only sporadic results reported on the use of RSMA in aerial systems, we aim to extend the discussion on this topic by modelling and analyzing the weighted sum-rate performance of a two-user downlink network served by an RSMA-based aBS. Finally, related open issues and future research directions are exposed.Comment: 16 pages, 6 figures, submitted to IEEE Journa