Exploiting citation networks for large-scale author name disambiguation

We present a novel algorithm and validation method for disambiguating author names in very large bibliographic data sets and apply it to the full Web of Science (WoS) citation index. Our algorithm relies only upon the author and citation graphs available for the whole period covered by the WoS. A pair-wise publication similarity metric, which is based on common co-authors, self-citations, shared references and citations, is established to perform a two-step agglomerative clustering that first connects individual papers and then merges similar clusters. This parameterized model is optimized using an h-index based recall measure, favoring the correct assignment of well-cited publications, and a name-initials-based precision using WoS metadata and cross-referenced Google Scholar profiles. Despite the use of limited metadata, we reach a recall of 87% and a precision of 88% with a preference for researchers with high h-index values. 47 million articles of WoS can be disambiguated on a single machine in less than a day. We develop an h-index distribution model, confirming that the prediction is in excellent agreement with the empirical data, and yielding insight into the utility of the h-index in real academic ranking scenarios.Comment: 14 pages, 5 figure

Effect of forename string on author name disambiguation

In author name disambiguation, author forenames are used to decide which name instances are disambiguated together and how much they are likely to refer to the same author. Despite such a crucial role of forenames, their effect on the performance of heuristic (string matching) and algorithmic disambiguation is not well understood. This study assesses the contributions of forenames in author name disambiguation using multiple labeled data sets under varying ratios and lengths of full forenames, reflecting real‐world scenarios in which an author is represented by forename variants (synonym) and some authors share the same forenames (homonym). The results show that increasing the ratios of full forenames substantially improves both heuristic and machine‐learning‐based disambiguation. Performance gains by algorithmic disambiguation are pronounced when many forenames are initialized or homonyms are prevalent. As the ratios of full forenames increase, however, they become marginal compared to those by string matching. Using a small portion of forename strings does not reduce much the performances of both heuristic and algorithmic disambiguation methods compared to using full‐length strings. These findings provide practical suggestions, such as restoring initialized forenames into a full‐string format via record linkage for improved disambiguation performances.Peer Reviewedhttps://deepblue.lib.umich.edu/bitstream/2027.42/155924/1/asi24298.pdfhttps://deepblue.lib.umich.edu/bitstream/2027.42/155924/2/asi24298_am.pd

Effective Unsupervised Author Disambiguation with Relative Frequencies

This work addresses the problem of author name homonymy in the Web of Science. Aiming for an efficient, simple and straightforward solution, we introduce a novel probabilistic similarity measure for author name disambiguation based on feature overlap. Using the researcher-ID available for a subset of the Web of Science, we evaluate the application of this measure in the context of agglomeratively clustering author mentions. We focus on a concise evaluation that shows clearly for which problem setups and at which time during the clustering process our approach works best. In contrast to most other works in this field, we are sceptical towards the performance of author name disambiguation methods in general and compare our approach to the trivial single-cluster baseline. Our results are presented separately for each correct clustering size as we can explain that, when treating all cases together, the trivial baseline and more sophisticated approaches are hardly distinguishable in terms of evaluation results. Our model shows state-of-the-art performance for all correct clustering sizes without any discriminative training and with tuning only one convergence parameter.Comment: Proceedings of JCDL 201

The Impact of Name-Matching and Blocking on Author Disambiguation

In this work, we address the problem of blocking in the context of author name disambiguation. We describe a framework that formalizes different ways of name-matching to determine which names could potentially refer to the same author. We focus on name variations that follow from specifying a name with different completeness (i.e. full first name or only initial). We extend this framework by a simple way to define traditional, new and custom blocking schemes. Then, we evaluate different old and new schemes in the Web of Science. In this context we define and compare a new type of blocking schemes. Based on these results, we discuss the question whether name-matching can be used in blocking evaluation as a replacement of annotated author identifiers. Finally, we argue that blocking can have a strong impact on the application and evaluation of author disambiguation