Analysis and Design of Cell-Free Massive MIMO Systems under Spatially Correlated Fading Channels

Mención Internacional en el título de doctorWireless communications have become a key pillar in our modern society. It can be hard to think of a service that somehow does not rely on them. Particularly, mobile networks are one of the most necessary technologies in our daily life. This produces that the demand for data rates is by no means stopping from increasing. The cellular architecture is facing a crucial challenge under limited performance by interference and spectrum saturation. This involves cell-edge users experiencing poor performance due to the close vicinity of base stations (BSs) using the same carrier frequency. Based on a combination of the coordinated multi-point (CoMP) technique and traditional massive multiple-input multiple-output (MIMO) systems, cell-free (CF) massive MIMO networks have irrupted as a solution for avoiding inter-cell interference issues and for providing uniform service in large coverage areas. This thesis focuses on the analysis and design of CF massive MIMO networks assuming a spatially correlated fading model. A general-purpose channel model is provided and the whole network functioning is given in detail. Despite the many characteristics a CF massive MIMO system shares with conventional colocated massive MIMO its distributed nature brings along new issues that need to be carefully accounted for. In particular, the so-called channel hardening effect that postulates that the variance of the compound wireless channel experienced by a given user from a large number of transmit antennas tends to vanish, effectively making the channel deterministic. This critical assumption, which permeates most theoretical results of massive MIMO, has been well investigated and validated in centralized architectures, however, it has received little attention in the context of CF massive MIMO networks. Hardening in CF architectures is potentially compromised by the different large-scale gains each access point (AP) impinges on the transmitted signal to each user, a condition that is further stressed when not all APs transmit to all users as proposed in the user-centric (UC) variations of CF massive MIMO. In this document, the presence of channel hardening in this new architecture scheme is addressed using distributed and cooperative precoders and combiners and different power control strategies. It is shown that the line-of-sight (LOS) component, spatially correlated antennas, and clustering schemes have an impact on how the channel hardens. In addition, we examine the existent gap between the estimated achievable rate and the true network performance when channel hardening is compromised. Exact closed-form expressions for both a hardening metric and achievable downlink (DL) and uplink (UL) rates are given as well. We also look into the pilot contamination problem in the UL and DL with different degrees of cooperation between the APs. The optimum minimum mean-squared error (MMSE) processing can take advantage of large-scale fading coefficients for canceling the interference of pilot-sharing users and thus achieves asymptotically unbounded capacity. However, it is computationally demanding and can only be implemented in a fully centralized network. Here, sub-optimal schemes are derived that provide unbounded capacity with much lower complexity and using only local channel estimates but global channel statistics. This makes them suited for both centralized and distributed networks. In this latter case, the best performance is achieved with a generalized maximum ratio combiner that maximizes a capacity bound based on channel statistics only.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Rui Dinis.- Secretario: María Julia Fernández-Getino García.- Vocal: Carmen Botella Mascarel

Echo State Networks for Proactive Caching in Cloud-Based Radio Access Networks with Mobile Users

In this paper, the problem of proactive caching is studied for cloud radio access networks (CRANs). In the studied model, the baseband units (BBUs) can predict the content request distribution and mobility pattern of each user, determine which content to cache at remote radio heads and BBUs. This problem is formulated as an optimization problem which jointly incorporates backhaul and fronthaul loads and content caching. To solve this problem, an algorithm that combines the machine learning framework of echo state networks with sublinear algorithms is proposed. Using echo state networks (ESNs), the BBUs can predict each user's content request distribution and mobility pattern while having only limited information on the network's and user's state. In order to predict each user's periodic mobility pattern with minimal complexity, the memory capacity of the corresponding ESN is derived for a periodic input. This memory capacity is shown to be able to record the maximum amount of user information for the proposed ESN model. Then, a sublinear algorithm is proposed to determine which content to cache while using limited content request distribution samples. Simulation results using real data from Youku and the Beijing University of Posts and Telecommunications show that the proposed approach yields significant gains, in terms of sum effective capacity, that reach up to 27.8% and 30.7%, respectively, compared to random caching with clustering and random caching without clustering algorithm.Comment: Accepted in the IEEE Transactions on Wireless Communication

Lights and Shadows: A Comprehensive Survey on Cooperative and Precoding Schemes to Overcome LOS Blockage and Interference in Indoor VLC

Visible light communications (VLC) have received significant attention as a way of moving part of the saturated indoor wireless traffic to the wide and unregulated visible optical spectrum. Nowadays, VLC are considered as a suitable technology, for several applications such as high-rate data transmission, supporting internet of things communications or positioning. The signal processing originally derived from radio-frequency (RF) systems such as cooperative or precoding schemes can be applied to VLC. However, its implementation is not straightforward. Furthermore, unlike RF transmission, VLC present a predominant line-of-sight link, although a weak non-LoS component may appear due to the reflection of the light on walls, floor, ceiling and nearby objects. Blocking effects may compromise the performance of the aforementioned transmission schemes. There exist several surveys in the literature focused on VLC and its applications, but the management of the shadowing and interference in VLC requires a comprehensive study. To fill this gap, this work introduces the implementation of cooperative and precoding schemes to VLC, while remarking their benefits and drawbacks for overcoming the shadowing effects. After that, the combination of both cooperative and precoding schemes is analyzed as a way of providing resilient VLC networks. Finally, we propose several open issues that the cooperative and precoding schemes must face in order to provide satisfactory VLC performance in indoor scenarios.This work has been supported partially by Spanish National Project TERESA-ADA(TEC2017-90093-C3-2-R) (MINECO/AEI/FEDER, UE), the research project GEOVEOLUZ-CM-UC3Mfunded by the call “Programa de apoyo a la realización de proyectos interdisciplinares de I+D parajóvenes investigadores de la Universidad Carlos III de Madrid 2019-2020” under the frame ofthe Convenio Plurianual Comunidad de Madrid-Universidad Carlos III de Madrid and projectMadrid Flight on Chip (Innovation Cooperative Projects Comunidad of Madrid - HUBS 2018/MadridFlightOnChip). Additionally, it has been supported partially by the Juan de la CiervaIncorporación grant IJC2019-040317-I and Juan de la Cierva Formación grant (FJC2019-039541-I/AEI/10.13039/501100011033)

Asymptotic Analysis of the Downlink in Cooperative Massive MIMO Systems

We consider the downlink of a cooperative cellular communications system, where several base-stations around each mobile cooperate and perform zero-forcing to reduce the received interference at the mobile. We derive closed-form expressions for the asymptotic performance of the network as the number of antennas per base station grows large. These expressions capture the trade off between various system parameters, and characterize the joint effect of noise and interference (where either noise or interference is asymptotically dominant and where both are asymptotically relevant). The asymptotic results are verified using Monte Carlo simulations, which indicate that they are useful even when the number of antennas per base station is only moderately large. Additionally, we show that when the number of antennas per base station grows large, power allocation can be optimized locally at each base station. We hence present a power allocation algorithm that achieves near optimal performance while significantly reducing the coordination overhead between base stations. The presented analysis is significantly more challenging than the uplink analysis, due to the dependence between beamforming vectors of nearby base stations. This statistical dependence is handled by introducing novel bounds on marked shot-noise point processes with dependent marks, which are also useful in other contexts