Optimization of Soil Hydraulic Model Parameters Using Synthetic Aperture Radar Data: An Integrated Multidisciplinary Approach

It is widely recognized that Synthetic Aperture Radar (SAR) data are a very valuable source of information for the modeling of the interactions between the land surface and the atmosphere. During the last couple of decades, most of the research on the use of SAR data in hydrologic applications has been focused on the retrieval of land and biogeophysical parameters (e.g., soil moisture contents). One relatively unexplored issue consists of the optimization of soil hydraulic model parameters, such its, for example, hydraulic conductivity, values, through remote sensing. This is due to the fact that no direct relationships between the remote-sensing observations, more specifically radar backscatter values, and the parameter values can be derived. However, land surface models can provide these relationships. The objective of this paper is to retrieve a number of soil physical model parameters through a combination of remote sensing anti land surface modeling. Spatially distributed and multitemporal SAR-based soil moisture maps are the basis of the study. The surface soil moisture values are used in a parameter estimation procedure basest on the Extended Kalman Filter equations. In fact, the land surface model is, thus, used to determine the relationship between the soil physical parameters and the remote-sensing data. An analysis is then performed, relating the retrieved soil parameters to the soil texture data available over the study area. The results of the study show that there is a potential to retrieve soil physical model parameters through a combination of land surface modeling and remote sensing

Microwave Indices from Active and Passive Sensors for Remote Sensing Applications

Past research has comprehensively assessed the capabilities of satellite sensors operating at microwave frequencies, both active (SAR, scatterometers) and passive (radiometers), for the remote sensing of Earth’s surface. Besides brightness temperature and backscattering coefficient, microwave indices, defined as a combination of data collected at different frequencies and polarizations, revealed a good sensitivity to hydrological cycle parameters such as surface soil moisture, vegetation water content, and snow depth and its water equivalent. The differences between microwave backscattering and emission at more frequencies and polarizations have been well established in relation to these parameters, enabling operational retrieval algorithms based on microwave indices to be developed. This Special Issue aims at providing an overview of microwave signal capabilities in estimating the main land parameters of the hydrological cycle, e.g., soil moisture, vegetation water content, and snow water equivalent, on both local and global scales, with a particular focus on the applications of microwave indices

Coupled land surface and radiative transfer models for the analysis of passive microwave satellite observations

Soil moisture is one of the key variables controlling the water and energy exchanges between Earth’s surface and the atmosphere. Therefore, remote sensing based soil moisture information has potential applications in many disciplines. Besides numerical weather forecasting and climate research these include agriculture and hydrologic applications like flood and drought forecasting. The first satellite specifically designed to deliver operational soil moisture products, SMOS (Soil Moisture and Ocean Salinity), was launched 2009 by the European Space Agency (ESA). SMOS is a passive microwave radiometer working in the L-band of the microwave domain, corresponding to a frequency of roughly 1.4 GHz and relies on a new concept. The microwave radiation emitted by the Earth’s surface is measured as brightness temperatures in several look angles. A radiative transfer model is used in an inversion algorithm to retrieve soil moisture and vegetation optical depth, a measure for the vegetation attenuation of the soil’s microwave emission. For the application of passive microwave remote sensing products a proper validation and uncertainty assessment is essential. As these sensors have typical spatial resolutions in the order of 40 – 50 km, a validation that relies solely on ground measurements is costly and labour intensive. Here, environmental modelling can make a valuable contribution. Therefore the present thesis concentrates on the question which contribution coupled land surface and radiative transfer models can make to the validation and analysis of passive microwave remote sensing products. The objective is to study whether it is possible to explain known problems in the SMOS soil moisture products and to identify potential approaches to improve the data quality. The land surface model PROMET (PRocesses Of Mass and Energy Transfer) and the radiative transfer model L-MEB (L-band microwave emission of the Biosphere) are coupled to simulate land surface states, e.g. temperatures and soil moisture, and the resulting microwave emission. L-MEB is also used in the SMOS soil moisture processor to retrieve soil moisture and vegetation optical depth simultaneously from the measured microwave emission. The study area of this work is the Upper Danube Catchment, located mostly in Southern Germany. Since model validation is essential if model data are to be used as reference, both models are validated on different spatial scales with measurements. The uncertainties of the models are quantified. The root mean squared error between modelled and measured soil moisture at several measuring stations on the point scale is 0.065 m3/m3. On the SMOS scale it is 0.039 m3/m3. The correlation coefficient on the point scale is 0.84. As it is essential for the soil moisture retrieval from passive microwave data that the radiative transfer modelling works under local conditions, the coupled models are used to assess the radiative transfer modelling with L-MEB on the local and SMOS scales in the Upper Danube Catchment. In doing so, the emission characteristics of rape are described for the first time and the soil moisture retrieval abilities of L-MEB are assessed with a newly developed LMEB parameterization. The results show that the radiative transfer modelling works well under most conditions in the study area. The root mean squared error between modelled and airborne measured brightness temperatures on the SMOS scale is less than 6 – 9 K for the different look angles. The coupled models are used to analyse SMOS brightness temperatures and vegetation optical depth data in the Upper Danube Catchment in Southern Germany. Since the SMOS soil moisture products are degraded in Southern Germany and in different other parts of the world these analyses are used to narrow down possible reasons for this. The thorough analysis of SMOS brightness temperatures for the year 2011 reveals that the quality of the measurements is degraded like in the SMOS soil moisture product. This points towards radio frequency interference problems (RFI), that are known, but have not yet been studied thoroughly. This is consistent with the characteristics of the problems observed in the SMOS soil moisture products. In addition to that it is observed that the brightness temperatures in the lower look angles are less reliable. This finding could be used to improve the brightness temperature filtering before the soil moisture retrieval. An analysis of SMOS optical depth data in 2011 reveals that this parameter does not contain valuable information about vegetation. Instead, an unexpected correlation with SMOS soil moisture is found. This points towards problems with the SMOS soil moisture retrieval, possibly under the influence of RFI. The present thesis demonstrates that coupled land surface and radiative transfer models can make a valuable contribution to the validation and analysis of passive microwave remote sensing products. The unique approach of this work incorporates modelling with a high spatial and temporal resolution on different scales. This makes detailed process studies on the local scale as well as analyses of satellite data on the SMOS scale possible. This could be exploited for the validation of future satellite missions, e.g. SMAP (Soil Moisture Active and Passive) which is currently being prepared by NASA (National Aeronautics and Space Administration). Since RFI seems to have a considerable influence on the SMOS data due to the gained insights and the quality of the SMOS products is very good in other parts of the world, the RFI containment and mitigation efforts carried out since the launch of SMOS should be continued

Coupled land surface and radiative transfer models for the analysis of passive microwave satellite observations

Soil moisture is one of the key variables controlling the water and energy exchanges between Earth’s surface and the atmosphere. Therefore, remote sensing based soil moisture information has potential applications in many disciplines. Besides numerical weather forecasting and climate research these include agriculture and hydrologic applications like flood and drought forecasting. The first satellite specifically designed to deliver operational soil moisture products, SMOS (Soil Moisture and Ocean Salinity), was launched 2009 by the European Space Agency (ESA). SMOS is a passive microwave radiometer working in the L-band of the microwave domain, corresponding to a frequency of roughly 1.4 GHz and relies on a new concept. The microwave radiation emitted by the Earth’s surface is measured as brightness temperatures in several look angles. A radiative transfer model is used in an inversion algorithm to retrieve soil moisture and vegetation optical depth, a measure for the vegetation attenuation of the soil’s microwave emission. For the application of passive microwave remote sensing products a proper validation and uncertainty assessment is essential. As these sensors have typical spatial resolutions in the order of 40 – 50 km, a validation that relies solely on ground measurements is costly and labour intensive. Here, environmental modelling can make a valuable contribution. Therefore the present thesis concentrates on the question which contribution coupled land surface and radiative transfer models can make to the validation and analysis of passive microwave remote sensing products. The objective is to study whether it is possible to explain known problems in the SMOS soil moisture products and to identify potential approaches to improve the data quality. The land surface model PROMET (PRocesses Of Mass and Energy Transfer) and the radiative transfer model L-MEB (L-band microwave emission of the Biosphere) are coupled to simulate land surface states, e.g. temperatures and soil moisture, and the resulting microwave emission. L-MEB is also used in the SMOS soil moisture processor to retrieve soil moisture and vegetation optical depth simultaneously from the measured microwave emission. The study area of this work is the Upper Danube Catchment, located mostly in Southern Germany. Since model validation is essential if model data are to be used as reference, both models are validated on different spatial scales with measurements. The uncertainties of the models are quantified. The root mean squared error between modelled and measured soil moisture at several measuring stations on the point scale is 0.065 m3/m3. On the SMOS scale it is 0.039 m3/m3. The correlation coefficient on the point scale is 0.84. As it is essential for the soil moisture retrieval from passive microwave data that the radiative transfer modelling works under local conditions, the coupled models are used to assess the radiative transfer modelling with L-MEB on the local and SMOS scales in the Upper Danube Catchment. In doing so, the emission characteristics of rape are described for the first time and the soil moisture retrieval abilities of L-MEB are assessed with a newly developed LMEB parameterization. The results show that the radiative transfer modelling works well under most conditions in the study area. The root mean squared error between modelled and airborne measured brightness temperatures on the SMOS scale is less than 6 – 9 K for the different look angles. The coupled models are used to analyse SMOS brightness temperatures and vegetation optical depth data in the Upper Danube Catchment in Southern Germany. Since the SMOS soil moisture products are degraded in Southern Germany and in different other parts of the world these analyses are used to narrow down possible reasons for this. The thorough analysis of SMOS brightness temperatures for the year 2011 reveals that the quality of the measurements is degraded like in the SMOS soil moisture product. This points towards radio frequency interference problems (RFI), that are known, but have not yet been studied thoroughly. This is consistent with the characteristics of the problems observed in the SMOS soil moisture products. In addition to that it is observed that the brightness temperatures in the lower look angles are less reliable. This finding could be used to improve the brightness temperature filtering before the soil moisture retrieval. An analysis of SMOS optical depth data in 2011 reveals that this parameter does not contain valuable information about vegetation. Instead, an unexpected correlation with SMOS soil moisture is found. This points towards problems with the SMOS soil moisture retrieval, possibly under the influence of RFI. The present thesis demonstrates that coupled land surface and radiative transfer models can make a valuable contribution to the validation and analysis of passive microwave remote sensing products. The unique approach of this work incorporates modelling with a high spatial and temporal resolution on different scales. This makes detailed process studies on the local scale as well as analyses of satellite data on the SMOS scale possible. This could be exploited for the validation of future satellite missions, e.g. SMAP (Soil Moisture Active and Passive) which is currently being prepared by NASA (National Aeronautics and Space Administration). Since RFI seems to have a considerable influence on the SMOS data due to the gained insights and the quality of the SMOS products is very good in other parts of the world, the RFI containment and mitigation efforts carried out since the launch of SMOS should be continued

Multisensor Fusion Remote Sensing Technology For Assessing Multitemporal Responses In Ecohydrological Systems

Earth ecosystems and environment have been changing rapidly due to the advanced technologies and developments of humans. Impacts caused by human activities and developments are difficult to acquire for evaluations due to the rapid changes. Remote sensing (RS) technology has been implemented for environmental managements. A new and promising trend in remote sensing for environment is widely used to measure and monitor the earth environment and its changes. RS allows large-scaled measurements over a large region within a very short period of time. Continuous and repeatable measurements are the very indispensable features of RS. Soil moisture is a critical element in the hydrological cycle especially in a semiarid or arid region. Point measurement to comprehend the soil moisture distribution contiguously in a vast watershed is difficult because the soil moisture patterns might greatly vary temporally and spatially. Space-borne radar imaging satellites have been popular because they have the capability to exhibit all weather observations. Yet the estimation methods of soil moisture based on the active or passive satellite imageries remain uncertain. This study aims at presenting a systematic soil moisture estimation method for the Choke Canyon Reservoir Watershed (CCRW), a semiarid watershed with an area of over 14,200 km2 in south Texas. With the aid of five corner reflectors, the RADARSAT-1 Synthetic Aperture Radar (SAR) imageries of the study area acquired in April and September 2004 were processed by both radiometric and geometric calibrations at first. New soil moisture estimation models derived by genetic programming (GP) technique were then developed and applied to support the soil moisture distribution analysis. The GP-based nonlinear function derived in the evolutionary process uniquely links a series of crucial topographic and geographic features. Included in this process are slope, aspect, vegetation cover, and soil permeability to compliment the well-calibrated SAR data. Research indicates that the novel application of GP proved useful for generating a highly nonlinear structure in regression regime, which exhibits very strong correlations statistically between the model estimates and the ground truth measurements (volumetric water content) on the basis of the unseen data sets. In an effort to produce the soil moisture distributions over seasons, it eventually leads to characterizing local- to regional-scale soil moisture variability and performing the possible estimation of water storages of the terrestrial hydrosphere. A new evolutionary computational, supervised classification scheme (Riparian Classification Algorithm, RICAL) was developed and used to identify the change of riparian zones in a semi-arid watershed temporally and spatially. The case study uniquely demonstrates an effort to incorporating both vegetation index and soil moisture estimates based on Landsat 5 TM and RADARSAT-1 imageries while trying to improve the riparian classification in the Choke Canyon Reservoir Watershed (CCRW), South Texas. The CCRW was selected as the study area contributing to the reservoir, which is mostly agricultural and range land in a semi-arid coastal environment. This makes the change detection of riparian buffers significant due to their interception capability of non-point source impacts within the riparian buffer zones and the maintenance of ecosystem integrity region wide. The estimation of soil moisture based on RADARSAT-1 Synthetic Aperture Radar (SAR) satellite imagery as previously developed was used. Eight commonly used vegetation indices were calculated from the reflectance obtained from Landsat 5 TM satellite images. The vegetation indices were individually used to classify vegetation cover in association with genetic programming algorithm. The soil moisture and vegetation indices were integrated into Landsat TM images based on a pre-pixel channel approach for riparian classification. Two different classification algorithms were used including genetic programming, and a combination of ISODATA and maximum likelihood supervised classification. The white box feature of genetic programming revealed the comparative advantage of all input parameters. The GP algorithm yielded more than 90% accuracy, based on unseen ground data, using vegetation index and Landsat reflectance band 1, 2, 3, and 4. The detection of changes in the buffer zone was proved to be technically feasible with high accuracy. Overall, the development of the RICAL algorithm may lead to the formulation of more effective management strategies for the handling of non-point source pollution control, bird habitat monitoring, and grazing and live stock management in the future. Soil properties, landscapes, channels, fault lines, erosion/deposition patches, and bedload transport history show geologic and geomorphologic features in a variety of watersheds. In response to these unique watershed characteristics, the hydrology of large-scale watersheds is often very complex. Precipitation, infiltration and percolation, stream flow, plant transpiration, soil moisture changes, and groundwater recharge are intimately related with each other to form water balance dynamics on the surface of these watersheds. Within this chapter, depicted is an optimal site selection technology using a grey integer programming (GIP) model to assimilate remote sensing-based geo-environmental patterns in an uncertain environment with respect to some technical and resources constraints. It enables us to retrieve the hydrological trends and pinpoint the most critical locations for the deployment of monitoring stations in a vast watershed. Geo-environmental information amassed in this study includes soil permeability, surface temperature, soil moisture, precipitation, leaf area index (LAI) and normalized difference vegetation index (NDVI). With the aid of a remote sensing-based GIP analysis, only five locations out of more than 800 candidate sites were selected by the spatial analysis, and then confirmed by a field investigation. The methodology developed in this remote sensing-based GIP analysis will significantly advance the state-of-the-art technology in optimum arrangement/distribution of water sensor platforms for maximum sensing coverage and information-extraction capacity. Effective water resources management is a critically important priority across the globe. While water scarcity limits the uses of water in many ways, floods also have caused so many damages and lives. To more efficiently use the limited amount of water or to resourcefully provide adequate time for flood warning, the results have led us to seek advanced techniques for improving streamflow forecasting. The objective of this section of research is to incorporate sea surface temperature (SST), Next Generation Radar (NEXRAD) and meteorological characteristics with historical stream data to forecast the actual streamflow using genetic programming. This study case concerns the forecasting of stream discharge of a complex-terrain, semi-arid watershed. This study elicits microclimatological factors and the resultant stream flow rate in river system given the influence of dynamic basin features such as soil moisture, soil temperature, ambient relative humidity, air temperature, sea surface temperature, and precipitation. Evaluations of the forecasting results are expressed in terms of the percentage error (PE), the root-mean-square error (RMSE), and the square of the Pearson product moment correlation coefficient (r-squared value). The developed models can predict streamflow with very good accuracy with an r-square of 0.84 and PE of 1% for a 30-day prediction

Effective roughness modelling as a tool for soil moisture retrieval from C-and L-band SAR

Soil moisture retrieval from Synthetic Aperture Radar (SAR) using state-of-the-art backscatter models is not fully operational at present, mainly due to difficulties involved in the parameterisation of soil surface roughness. Recently, increasing interest has been drawn to the use of calibrated or effective roughness parameters, as they circumvent issues known to the parameterisation of field-measured roughness. This paper analyses effective roughness parameters derived from C- and L-band SAR observations over a large number of agricultural seedbed sites in Europe. It shows that parameters may largely differ between SAR acquisitions, as they are related to the observed backscatter coefficients and variations in the local incidence angle. Therefore, a statistical model is developed that allows for estimating effective roughness parameters from microwave backscatter observations. Subsequently, these parameters can be propagated through the Integral Equation Model (IEM) for soil moisture retrieval. It is shown that fairly accurate soil moisture results are obtained both at C-and L-band, with an RMSE ranging between 4 vol% and 6.5 vol%.The research presented in this paper is funded by the Belgian Science Policy Office and the National Research Fund of Luxembourg in the frame of the Stereo II programme –project SR/00/100, and by the Spanish Government’s National Research, Development and Innovation Plan, project CGL2007- 63453/HID

Hydrological real-time modelling in the Zambezi river basin using satellite-based soil moisture and rainfall data

Reliable real-time forecasts of the discharge can provide valuable information for the management of a river basin system. For the management of ecological releases even discharge forecasts with moderate accuracy can be beneficial. Sequential data assimilation using the Ensemble Kalman Filter provides a tool that is both efficient and robust for a real-time modelling framework. One key parameter in a hydrological system is the soil moisture, which recently can be characterized by satellite based measurements. A forecasting framework for the prediction of discharges is developed and applied to three different sub-basins of the Zambezi River Basin. The model is solely based on remote sensing data providing soil moisture and rainfall estimates. The soil moisture product used is based on the back-scattering intensity of a radar signal measured by a radar scatterometer. These soil moisture data correlate well with the measured discharge of the corresponding watershed if the data are shifted by a time lag which is dependent on the size and the dominant runoff process in the catchment. This time lag is the basis for the applicability of the soil moisture data for hydrological forecasts. The conceptual model developed is based on two storage compartments. The processes modeled include evaporation losses, infiltration and percolation. The application of this model in a real-time modelling framework yields good results in watersheds where soil storage is an important factor. The lead time of the forecast is dependent on the size and the retention capacity of the watershed. For the largest watershed a forecast over 40 days can be provided. However, the quality of the forecast increases significantly with decreasing prediction time. In a watershed with little soil storage and a quick response to rainfall events, the performance is relatively poor and the lead time is as short as 10 days only