Optimization and Robustness in Planning and Scheduling Problems. Application to Container Terminals

Tesis por compendioDespite the continuous evolution in computers and information technology, real-world combinatorial optimization problems are NP-problems, in particular in the domain of planning and scheduling. Thus, although exact techniques from the Operations Research (OR) field, such as Linear Programming, could be applied to solve optimization problems, they are difficult to apply in real-world scenarios since they usually require too much computational time, i.e: an optimized solution is required at an affordable computational time. Furthermore, decision makers often face different and typically opposing goals, then resulting multi-objective optimization problems. Therefore, approximate techniques from the Artificial Intelligence (AI) field are commonly used to solve the real world problems. The AI techniques provide richer and more flexible representations of real-world (Gomes 2000), and they are widely used to solve these type of problems. AI heuristic techniques do not guarantee the optimal solution, but they provide near-optimal solutions in a reasonable time. These techniques are divided into two broad classes of algorithms: constructive and local search methods (Aarts and Lenstra 2003). They can guide their search processes by means of heuristics or metaheuristics depending on how they escape from local optima (Blum and Roli 2003). Regarding multi-objective optimization problems, the use of AI techniques becomes paramount due to their complexity (Coello Coello 2006). Nowadays, the point of view for planning and scheduling tasks has changed. Due to the fact that real world is uncertain, imprecise and non-deterministic, there might be unknown information, breakdowns, incidences or changes, which become the initial plans or schedules invalid. Thus, there is a new trend to cope these aspects in the optimization techniques, and to seek robust solutions (schedules) (Lambrechts, Demeulemeester, and Herroelen 2008). In this way, these optimization problems become harder since a new objective function (robustness measure) must be taken into account during the solution search. Therefore, the robustness concept is being studied and a general robustness measure has been developed for any scheduling problem (such as Job Shop Problem, Open Shop Problem, Railway Scheduling or Vehicle Routing Problem). To this end, in this thesis, some techniques have been developed to improve the search of optimized and robust solutions in planning and scheduling problems. These techniques offer assistance to decision makers to help in planning and scheduling tasks, determine the consequences of changes, provide support in the resolution of incidents, provide alternative plans, etc. As a case study to evaluate the behaviour of the techniques developed, this thesis focuses on problems related to container terminals. Container terminals generally serve as a transshipment zone between ships and land vehicles (trains or trucks). In (Henesey 2006a), it is shown how this transshipment market has grown rapidly. Container terminals are open systems with three distinguishable areas: the berth area, the storage yard, and the terminal receipt and delivery gate area. Each one presents different planning and scheduling problems to be optimized (Stahlbock and Voß 2008). For example, berth allocation, quay crane assignment, stowage planning, and quay crane scheduling must be managed in the berthing area; the container stacking problem, yard crane scheduling, and horizontal transport operations must be carried out in the yard area; and the hinterland operations must be solved in the landside area. Furthermore, dynamism is also present in container terminals. The tasks of the container terminals take place in an environment susceptible of breakdowns or incidences. For instance, a Quay Crane engine stopped working and needs to be revised, delaying this task one or two hours. Thereby, the robustness concept can be included in the scheduling techniques to take into consideration some incidences and return a set of robust schedules. In this thesis, we have developed a new domain-dependent planner to obtain more effi- cient solutions in the generic problem of reshuffles of containers. Planning heuristics and optimization criteria developed have been evaluated on realistic problems and they are applicable to the general problem of reshuffling in blocks world scenarios. Additionally, we have developed a scheduling model, using constructive metaheuristic techniques on a complex problem that combines sequences of scenarios with different types of resources (Berth Allocation, Quay Crane Assignment, and Container Stacking problems). These problems are usually solved separately and their integration allows more optimized solutions. Moreover, in order to address the impact and changes that arise in dynamic real-world environments, a robustness model has been developed for scheduling tasks. This model has been applied to metaheuristic schemes, which are based on genetic algorithms. The extension of such schemes, incorporating the robustness model developed, allows us to evaluate and obtain more robust solutions. This approach, combined with the classical optimality criterion in scheduling problems, allows us to obtain, in an efficient in way, optimized solution able to withstand a greater degree of incidents that occur in dynamic scenarios. Thus, a proactive approach is applied to the problem that arises with the presence of incidences and changes that occur in typical scheduling problems of a dynamic real world.Rodríguez Molins, M. (2015). Optimization and Robustness in Planning and Scheduling Problems. Application to Container Terminals [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/48545TESISCompendi

The synergistic effect of operational research and big data analytics in greening container terminal operations: a review and future directions

Container Terminals (CTs) are continuously presented with highly interrelated, complex, and uncertain planning tasks. The ever-increasing intensity of operations at CTs in recent years has also resulted in increasing environmental concerns, and they are experiencing an unprecedented pressure to lower their emissions. Operational Research (OR), as a key player in the optimisation of the complex decision problems that arise from the quay and land side operations at CTs, has been therefore presented with new challenges and opportunities to incorporate environmental considerations into decision making and better utilise the ‘big data’ that is continuously generated from the never-stopping operations at CTs. The state-of-the-art literature on OR's incorporation of environmental considerations and its interplay with Big Data Analytics (BDA) is, however, still very much underdeveloped, fragmented, and divergent, and a guiding framework is completely missing. This paper presents a review of the most relevant developments in the field and sheds light on promising research opportunities for the better exploitation of the synergistic effect of the two disciplines in addressing CT operational problems, while incorporating uncertainty and environmental concerns efficiently. The paper finds that while OR has thus far contributed to improving the environmental performance of CTs (rather implicitly), this can be much further stepped up with more explicit incorporation of environmental considerations and better exploitation of BDA predictive modelling capabilities. New interdisciplinary research at the intersection of conventional CT optimisation problems, energy management and sizing, and net-zero technology and energy vectors adoption is also presented as a prominent line of future research

Heuristic container placement algorithms

Thesis (Master)--Izmir Institute of Technology, Computer Engineering, Izmir, 2003Includes bibliographical references (leaves: 56-58)Text in English; Abstract: Turkish and Englishviii, 72 leavesWith the growth of transportation over sea; defining transportation processes in a better way and finding ways to make transportation processes more effective have become one of the most important research areas of today. Especially in the last quartet of the previous decade, the computers had become much powerful tools with their impressive amount of data processing cababilites. It was imminent that computers had begun taking serious roles in the system development studies. As a result; constructing models for the processes in container terminals and processing the data with the computers create opportunities for the automation of various processes in container terminals. The final step of these studies is the full automation of terminal activities with software packages that combine various functions focused on various processes in a single system.This study is about a project that had been made for a container terminal owned by a special company. During this study; there had been discussions with experts about the subject, and container handling processes in the terminal had been analyzed in order to define the main structure of the yard management software to be created.This study focuses on the container handling activities over the yard space so as to create a basis for a computer system that will take part in the decisions during the container operations. Object oriented analysis and design methods are used for the definition of the system that will help the decisions in the yard operations. The optimization methodology that will be the core of the container placement decisions is based on using different placement patterns and placement algorithms for different conditions. These placement patterns and algorithms are constructed due to the container handling machinery that was being used in the terminal that this study has been made for

Integrated Scheduling of Vessels, Cranes and Trains to Minimize Delays in a Seaport Container Terminal

The multiple processes taking place on a daily basis at an intermodal container terminal are often considered individually, given the complexity of their joint consideration. Nevertheless, the integrated planning and scheduling of operations in an intermodal terminal, including the arrivals and departures of trains and vessels, is a very relevant topic for terminal managers, which can benefit from the application of Operations Research (OR) techniques to obtain near-optimal solutions without excessive computational cost. Applying the functional integration technique, we present here a mathematical model for this terminal planning process, and solve it using heuristic procedures, given its complexity and size. Details on the benchmark comparison of a genetic algorithm, a simulated annealing routine and a tabu search are provided for different problem instances

Sequence-Based Simulation-Optimization Framework With Application to Port Operations at Multimodal Container Terminals

It is evident in previous works that operations research and mathematical algorithms can provide optimal or near-optimal solutions, whereas simulation models can aid in predicting and studying the behavior of systems over time and monitor performance under stochastic and uncertain circumstances. Given the intensive computational effort that simulation optimization methods impose, especially for large and complex systems like container terminals, a favorable approach is to reduce the search space to decrease the amount of computation. A maritime port can consist of multiple terminals with specific functionalities and specialized equipment. A container terminal is one of several facilities in a port that involves numerous resources and entities. It is also where containers are stored and transported, making the container terminal a complex system. Problems such as berth allocation, quay and yard crane scheduling and assignment, storage yard layout configuration, container re-handling, customs and security, and risk analysis become particularly challenging. Discrete-event simulation (DES) models are typically developed for complex and stochastic systems such as container terminals to study their behavior under different scenarios and circumstances. Simulation-optimization methods have emerged as an approach to find optimal values for input variables that maximize certain output metric(s) of the simulation. Various traditional and nontraditional approaches of simulation-optimization continue to be used to aid in decision making. In this dissertation, a novel framework for simulation-optimization is developed, implemented, and validated to study the influence of using a sequence (ordering) of decision variables (resource levels) for simulation-based optimization in resource allocation problems. This approach aims to reduce the computational effort of optimizing large simulations by breaking the simulation-optimization problem into stages. Since container terminals are complex stochastic systems consisting of different areas with detailed and critical functions that may affect the output, a platform that accurately simulates such a system can be of significant analytical benefit. To implement and validate the developed framework, a large-scale complex container terminal discrete-event simulation model was developed and validated based on a real system and then used as a testing platform for various hypothesized algorithms studied in this work