The role of earth observation in an integrated deprived area mapping “system” for low-to-middle income countries

Urbanization in the global South has been accompanied by the proliferation of vast informal and marginalized urban areas that lack access to essential services and infrastructure. UN-Habitat estimates that close to a billion people currently live in these deprived and informal urban settlements, generally grouped under the term of urban slums. Two major knowledge gaps undermine the efforts to monitor progress towards the corresponding sustainable development goal (i.e., SDG 11—Sustainable Cities and Communities). First, the data available for cities worldwide is patchy and insufficient to differentiate between the diversity of urban areas with respect to their access to essential services and their specific infrastructure needs. Second, existing approaches used to map deprived areas (i.e., aggregated household data, Earth observation (EO), and community-driven data collection) are mostly siloed, and, individually, they often lack transferability and scalability and fail to include the opinions of different interest groups. In particular, EO-based-deprived area mapping approaches are mostly top-down, with very little attention given to ground information and interaction with urban communities and stakeholders. Existing top-down methods should be complemented with bottom-up approaches to produce routinely updated, accurate, and timely deprived area maps. In this review, we first assess the strengths and limitations of existing deprived area mapping methods. We then propose an Integrated Deprived Area Mapping System (IDeAMapS) framework that leverages the strengths of EO- and community-based approaches. The proposed framework offers a way forward to map deprived areas globally, routinely, and with maximum accuracy to support SDG 11 monitoring and the needs of different interest groups

Slum mapping : a comparison of single class learning and expert system object-oriented classification for mapping slum settlements in Addis Ababa city, Ethiopia

Dissertation submitted in partial fulfilment of the requirements for the degree of Master of Science in Geospatial TechnologiesUpdated spatial information on the dynamics of slums can be helpful to measure and evaluate the progress of urban upgrading projects and policies. Earlier studies have shown that remote sensing techniques, with the help of very-high resolution imagery, can play a significant role in detecting slums, and providing timely spatial information. The main objective of this thesis is to develop a reliable object-oriented slum identification technique that enables the provision of timely spatial information about slum settlements in Addis Ababa city. It compares the one-class support vector machines algorithm with the expert defined classification rule set in the discrimination of slums, using GeoEye-1 imagery. Two different approaches, called manual and automatic fine-tuning, were deployed to determine the best value of parameters in one-class support vector machines algorithm. The manual fine-tuning of the parameters is done using extensive manual trial. The automatic tuning is done using cross-validation grid search with the overall accuracy as the performance metric. Two regions of study were defined with different landscape compositions, providing different classification scenarios to compare the classification approaches. After image segmentation, twenty predictive variables were computed to characterize the objects in both study areas. An image analyst collected one hundred sample objects of a slum to be used as training for the single-class learner. In parallel, an image analyst has defined a hierarchical rule set to discriminate the class of interest. Results in both study areas indicate that the one-class support vector machine with manual tuning yields higher overall accuracy (97.7% in subset 1, and 92% in subset 2) and requiring much less application effort and computing time than the expert system

The dynamics of poor urban areas - analyzing morphologic transformations across the globe using Earth observation data

The urban environment is in constant motion, mostly through construction but also through destruction of urban elements. While formal development is a process with long planning periods and thus the built landscape appears static, informal or spontaneous settlements seem to be subject to high dynamics in their ever unfinished urban form. However, the dynamics and morphological characteristics of physical transformation in such settlements of urban poverty have been hardly empirically studied on a global scale or temporal consistent foundation. This paper aims at filling this gap by using Earth observation data to provide a temporal analysis of builtup transformation over a period of ~7 years in 16 documented manifestations of urban poverty. This work applies visual image interpretation using very high resolution optical satellite data in combination with in-situ and Google Street View images to derive 3D city models. We measure physical spatial structures through six spatial morphologic variables - number of buildings, size, height, orientation, heterogeneity and density. Our temporal assessment reveals inter- as well intra-urban differences and we find different, yet generally high morphologic dynamic across study sites. This is expressed in manifold ways: from demolished and reconstructed areas to such where changes appeared within the given structures. Geographically, we find advanced dynamics among our sample specifically in areas of the global south. At the same time, we observe a high spatial variability of morphological transformations within the studied areas. Despite partly high morphologic dynamics, spatial patterns of building alignments, streets and open spaces remain predominantly constant

Mapping Informal Settlements Using Machine Learning Techniques, Object-Based Image Analysis and local Knowledge

The existence of informal settlements in Riyadh City, the Kingdom of Saudi Arabia (KSA), has given rise to some urban planning issues. To provide improvements to mapping and planning processes, the current study aims to evaluate and characterize informal settlements within the city using object-based machine learning (ML) techniques (specifically, Random Forest (RF) and Support Vector Machine (SVM)), expert knowledge (EK) and satellite data. An examination of four defined locales has produced a comprehensive, local, informal settlement ontology. Four main categories (shape, geometry, texture, and pattern) were used to build the ontological framework. Expert local knowledge was employed to produce a ruleset to accurately identify and map these areas. Specific indicators identified by the specialists were used in a combined object-based ML and image analysis (OBIA) approach, with high-resolution worldview-3 imagery used as input data. Results demonstrated that combining EK and ML with remotely sensed data can efficiently, effectively and accurately distinguish informal settlement areas. This work has shown that an object-based ML technique (RF), in combination with EK about important local environment indicators, provides a useful method for mapping informal settlements

Application of the trajectory error matrix for assessing the temporal transferability of OBIA for slum detection

High temporal and spatial-resolution imageries are a valuable data source for slum monitoring. However, the transferability of OBIA methods across space and time remains problematic, due to the complexity of the term “slum”. Hence, transparency is important when analysing the transferability of OBIA methods for slum mapping. Our research developed a framework for measuring the temporal transferability of OBIA methods employing the trajectory error matrix (TEM). We found relatively low trajectory accuracies indicating low temporal transferability of OBIA methods for slum monitoring using point-based assessment methods. However, the analysis of change needs to be combined with an analysis of the certainty of this change by considering the context of the change to deal with common problems such as variations of the viewing angles and uncertainties in producing reference data on slums

Integrating openstreetmap data and sentinel-2 Imagery for classifying and monitoring informal settlements

Dissertation submitted in partial fulfilment of the requirements for the degree of Master of Science in Geospatial TechnologiesThe identification and monitoring of informal settlements in urban areas is an important step in developing and implementing pro-poor urban policies. Understanding when, where and who lives inside informal settlements is critical to efforts to improve their resilience. This study aims at integrating OSM data and sentinel-2 imagery for classifying and monitoring the growth of informal settlements methods to map informal areas in Kampala (Uganda) and Dar es Salaam (Tanzania) and to monitor their growth in Kampala. Three building feature characteristics of size, shape and Distance to nearest Neighbour were derived and used to cluster and classify informal areas using Hotspot Cluster analysis and ML approach on OSM buildings data. The resultant informal regions in Kampala were used with Sentinel-2 image tiles to investigate the spatiotemporal changes in informal areas using Convolutional Neural Networks (CNNs). Results from Optimized Hot Spot Analysis and Random Forest Classification show that Informal regions can be mapped based on building outline characteristics. An accuracy of 90.3% was achieved when an optimally trained CNN was executed on a test set of 2019 satellite image tiles. Predictions of informality from new datasets for the years 2016 and 2017 provided promising results on combining different open source geospatial datasets to identify, classify and monitor informal settlements

Uncertainties of Human Perception in Visual Image Interpretation in Complex Urban Environments

Today satellite images are mostly exploited automatically due to advances in image classification methods. Manual visual image interpretation (MVII), however, still plays a significant role e.g., to generate training data for machine-learning algorithms or for validation purposes. In certain urban environments, however, of e.g., highest densities and structural complexity, textural and spectral complications in overlapping roof-structures still demand the human interpreter if one aims to capture individual building structures. The cognitive perception and real-world experience are still inevitable. Against these backgrounds, this article aims at quantifying and interpreting the uncertainties of mapping rooftop footprints of such areas. We focus on the agreement among interpreters and which aspects of perception and elements of image interpretation affect mapping. Ten test persons digitized six complex built-up areas. Hereby, we receive quantitative information about spatial variables of buildings to systematically check the consistency and congruence of results. An additional questionnaire reveals qualitative information about obstacles. Generally, we find large differences among interpreters’ mapping results and a high consistency of results for the same interpreter. We measure rising deviations correlate with a rising morphologic complexity. High degrees of individuality are expressed e.g., in time consumption, insitu-or geographic information system (GIS)-precognition whereas data source mostly influences the mapping procedure. By this study, we aim to fill a gap as prior research using MVII often does not implement an uncertainty analysis or quantify mapping aberrations. We conclude that remote sensing studies should not only rely unquestioned on MVII for validation; furthermore, data and methods are needed to suspend uncertainty