Turbo space-time coding for mimo systems : designs and analyses

Multiple input multiple output (MIMO) systems can provide high diversity, high data rate or a mix of both, for wireless communications. This dissertation combines both modes and suggests analyses and techniques that advance the state of the art of MIMO systems. Specifically, this dissertation studies turbo space-time coding schemes for MIMO systems. Before the designs of turbo space-time codes are presented, a fundamental tool to analyze and design turbo coding schemes, the extrinsic information transfer (EXIT) chart method, is extended from the binary/nonbinary code case to coded modulation case. This extension prepares the convergence analysis for turbo space-time code. Turbo space-time codes with symbols precoded by randomly chosen unitary time variant linear transformations (TVLT) are investigated in this dissertation. It is shown that turbo codes with TVLT achieve full diversity gain and good coding gain with high probability. The probability that these design goals are not met is shown to vanish exponentially with the Hamming distance between codewords (number of different columns). Hence, exhaustive tests of the rank and the determinant criterion are not required. As an additional benefit of the application of TVLT, with the removal of the constant modulation condition, it is proved that throughput rates achieved by these codes are significantly higher than the rates achievable by conventional space-time codes. Finally, an EXIT chart analysis for turbo space-time codes with TVLT is developed, with application to predicting frame error rate (FER) performance without running full simulation. To increase the data rate of turbo-STC without exponentially increasing the decoding complexity, a multilevel turbo space-time coding scheme with TVLT is proposed. An iterative joint demapping and decoding receiver algorithm is also proposed. For MIMO systems with a large number of transmit antennas, two types of layered turbo space-time (LTST) coding schemes are studied. For systems with low order modulation, a type of LTST with a vertical encoding structure and a low complexity parallel interference cancellation (PlC) receiver is shown to achieve close to capacity performance. For high order modulation, another type of LTST with a horizontal encoding structure, TVLT, and an ordered successive interference cancellation (OSIC) receiver is shown to achieve better performance than conventional layered space-time coding schemes, where ordering is not available in the SIC detection

Polynomial matrix decomposition techniques for frequency selective MIMO channels

For a narrowband, instantaneous mixing multi-input, multi-output (MIMO) communications system, the channel is represented as a scalar matrix. In this scenario, singular value decomposition (SVD) provides a number of independent spatial subchannels which can be used to enhance data rates or to increase diversity. Alternatively, a QR decomposition can be used to reduce the MIMO channel equalization problem to a set of single channel equalization problems. In the case of a frequency selective MIMO system, the multipath channel is represented as a polynomial matrix. Thus conventional matrix decomposition techniques can no longer be applied. The traditional solution to this broadband problem is to reduce it to narrowband form by using a discrete Fourier transform (DFT) to split the broadband channel into N narrow uniformly spaced frequency bands and applying scalar decomposition techniques within each band. This describes an orthogonal frequency division multiplexing (OFDM) based system. However, a novel algorithm has been developed for calculating the eigenvalue decomposition of a para-Hermitian polynomial matrix, known as the sequential best rotation (SBR2) algorithm. SBR2 and its QR based derivatives allow a true polynomial singular value and QR decomposition to be formulated. The application of these algorithms within frequency selective MIMO systems results in a fundamentally new approach to exploiting spatial diversity. Polynomial matrix decomposition and OFDM based solutions are compared for a wide variety of broadband MIMO communication systems. SVD is used to create a robust, high gain communications channel for ultra low signal-to-noise ratio (SNR) environments. Due to the frequency selective nature of the channels produced by polynomial matrix decomposition, additional processing is required at the receiver resulting in two distinct equalization techniques based around turbo and Viterbi equalization. The proposed approach is found to provide identical performance to that of an existing OFDM scheme while supporting a wider range of access schemes. This work is then extended to QR decomposition based communications systems, where the proposed polynomial approach is found to not only provide superior bit-error-rate (BER) performance but significantly reduce the complexity of transmitter design. Finally both techniques are combined to create a nulti-user MIMO system that provides superior BER performance over an OFDM based scheme. Throughout the work the robustness of the proposed scheme to channel state information (CSI) error is considered, resulting in a rigorous demonstration of the capabilities of the polynomial approach

Near-capacity MIMOs using iterative detection

In this thesis, Multiple-Input Multiple-Output (MIMO) techniques designed for transmission over narrowband Rayleigh fading channels are investigated. Specifically, in order to providea diversity gain while eliminating the complexity of MIMO channel estimation, a Differential Space-Time Spreading (DSTS) scheme is designed that employs non-coherent detection. Additionally, in order to maximise the coding advantage of DSTS, it is combined with Sphere Packing (SP) modulation. The related capacity analysis shows that the DSTS-SP scheme exhibits a higher capacity than its counterpart dispensing with SP. Furthermore, in order to attain additional performance gains, the DSTS system invokes iterative detection, where the outer code is constituted by a Recursive Systematic Convolutional (RSC) code, while the inner code is a SP demapper in one of the prototype systems investigated, while the other scheme employs a Unity Rate Code (URC) as its inner code in order to eliminate the error floor exhibited by the system dispensing with URC. EXIT charts are used to analyse the convergence behaviour of the iteratively detected schemes and a novel technique is proposed for computing the maximum achievable rate of the system based on EXIT charts. Explicitly, the four-antenna-aided DSTSSP system employing no URC precoding attains a coding gain of 12 dB at a BER of 10-5 and performs within 1.82 dB from the maximum achievable rate limit. By contrast, the URC aidedprecoded system operates within 0.92 dB from the same limit.On the other hand, in order to maximise the DSTS system’s throughput, an adaptive DSTSSP scheme is proposed that exploits the advantages of differential encoding, iterative decoding as well as SP modulation. The achievable integrity and bit rate enhancements of the system are determined by the following factors: the specific MIMO configuration used for transmitting data from the four antennas, the spreading factor used and the RSC encoder’s code rate.Additionally, multi-functional MIMO techniques are designed to provide diversity gains, multiplexing gains and beamforming gains by combining the benefits of space-time codes, VBLASTand beamforming. First, a system employing Nt=4 transmit Antenna Arrays (AA) with LAA number of elements per AA and Nr=4 receive antennas is proposed, which is referred to as a Layered Steered Space-Time Code (LSSTC). Three iteratively detected near-capacity LSSTC-SP receiver structures are proposed, which differ in the number of inner iterations employed between the inner decoder and the SP demapper as well as in the choice of the outer code, which is either an RSC code or an Irregular Convolutional Code (IrCC). The three systems are capable of operating within 0.9, 0.4 and 0.6 dB from the maximum achievable rate limit of the system. A comparison between the three iteratively-detected schemes reveals that a carefully designed two-stage iterative detection scheme is capable of operating sufficiently close to capacity at a lower complexity, when compared to a three-stage system employing a RSC or a two-stage system using an IrCC as an outer code. On the other hand, in order to allow the LSSTC scheme to employ less receive antennas than transmit antennas, while still accommodating multiple users, a Layered Steered Space-Time Spreading (LSSTS) scheme is proposed that combines the benefits of space-time spreading, V-BLAST, beamforming and generalised MC DS-CDMA. Furthermore, iteratively detected LSSTS schemes are presented and an LLR post-processing technique is proposed in order to improve the attainable performance of the iteratively detected LSSTS system.Finally, a distributed turbo coding scheme is proposed that combines the benefits of turbo coding and cooperative communication, where iterative detection is employed by exchanging extrinsic information between the decoders of different single-antenna-aided users. Specifically, the effect of the errors induced in the first phase of cooperation, where the two users exchange their data, on the performance of the uplink in studied, while considering different fading channel characteristics

IST-2000-30148 I-METRA: D3.2 Implementation of relevant algorithms

This deliverable provides a high level description of the software developed within the I-METRA project following the selection reported in D3.1 "Design, Analysis and Selection of Suitable Algorithms".Preprin

Successive interference cancellation schemes for time-reversal space-time block codes

In this paper, we propose two simple signal detectors that are based on successive interference cancellation (SIC) for time-reversal space-time block codes to combat intersymbol interference in frequency-selective fading environments. The main idea is to treat undetected symbols and noise together as Gaussian noise with matching mean and variance and use the already-detected symbols to help current signal recovery. The first scheme is a simple SIC signal detector whose ordering is based on the channel powers. The second proposed SIC scheme, which is denoted parallel arbitrated SIC (PA-SIC), is a structure that concatenates in parallel a certain number of SIC detectors with different ordering sequences and then combines the soft output of each individual SIC to achieve performance gains. For the proposed PA-SIC, we describe the optimal ordering algorithm as a combinatorial problem and present a low-complexity ordering technique for signal decoding. Simulations show that the new schemes can provide a performance that is very close to maximum-likelihood sequence estimation (MLSE) decoding under time-invariant conditions. Results for frequency-selective and doubly selective fading channels show that the proposed schemes significantly outperform the conventional minimum mean square error-(MMSE) like receiver and that the new PA-SIC performs much better than the proposed conventional SIC and is not far in performance from the MLSE. The computational complexity of the SIC algorithms is only linear with the number of transmit antennas and transmission rates, which is very close to the MMSE and much lower than the MLSE. The PA-SIC also has a complexity that is linear with the number of SIC components that are in parallel, and the optimum tradeoff between performance and complexity can be easily determined according to the number of SIC detectors

Iterative turbo beamforming for OFDM based hybrid terrestrial-satellite mobile system

In the context of orthogonal frequency division multiplexing (OFDM)-based systems, pilot-based beamforming (BF) exhibits a high degree of sensitivity to the pilot sub-carriers. Increasing the number of reference pilots significantly improves BF performance as well as system performance. However, this increase comes at the cost of data throughput, which inevitably shrinks due to transmission of additional pilots. Hence an approach where reference signals available to the BF process can be increased without transmitting additional pilots can exhibit superior system performance without compromising throughput. Thus, the authors present a novel three-stage iterative turbo beamforming (ITBF) algorithm for an OFDM-based hybrid terrestrial-satellite mobile system, which utilises both pilots and data to perform interference mitigation. Data sub-carriers are utilised as virtual reference signals in the BF process. Results show that when compared to non-iterative conventional BF, the proposed ITBF exhibits bit error rate gain of up to 2.5 dB with only one iteration

Polynomial matrix QR decomposition and iterative decoding of frequency selective MIMO channels

For a frequency flat multi-input multi-output (MIMO) system the QR decomposition can be applied to reduce the MIMO channel equalization problem to a set of decision feedback based single channel problems. Using a novel technique for polynomial matrix QR decomposition (PMQRD) based on Givens rotations, we show the PMQRD can do likewise for a frequency selective MIMO system. Two types of transmitter design, based on Horizontal and Vertical Bell Laboratories Layered Space Time (H-BLAST, V-BLAST) encoding have been implemented. Receiver processing utilizes Turbo equalization to exploit multipath delay spread and to facilitate multi-stream data feedback. Average bit error rate simulations show a considerable improvement over a benchmark orthogonal frequency division multiplexing (OFDM) technique. The proposed scheme thereby has potential applicability in MIMO communication applications, particularly for a TDMA system with frequency selective channels

A polynomial QR decomposition based turbo equalization technique for frequency selective MIMO channels.

In the case of a frequency flat multiple-input multiple-output (MIMO) system, QR decomposition can be applied to reduce the MIMO channel equalization problem to a set of decision feedback based single channel equalization problems. Using a novel technique for polynomial matrix QR decomposition (PMQRD) based on Givens rotations, we extend this work to frequency selective MIMO systems. A transmitter design based on Diagonal Bell Laboratories Layered Space Time (D-BLAST) encoding has been implemented. Turbo equalization is utilized at the receiver to overcome the multipath delay spread and to facilitate multi-stream data feedback. The effect of channel estimation error on system performance has also been considered to demonstrate the robustness of the proposed PMQRD scheme. Average bit error rate simulations show a considerable improvement over a benchmark orthogonal frequency division multiplexing (OFDM) technique. The proposed scheme thereby has potential applicability in MIMO communication applications, particularly for TDMA systems with frequency selective channels