Runway Operations Management: Models, Enhancements, and Decomposition Techniques

Air traffic loads have been on the rise over the last several decades and are expected to double, and possibly triple in some regions, over the coming decade. With the advent of larger aircraft and ever-increasing air traffic loads, aviation authorities are continually pressured to examine capacity expansions and to adopt better strategies for capacity utilization. However, this growth in air traffic volumes has not been accompanied by adequate capacity expansions in the air transport infrastructure. It is, therefore, predicted that flight delays costing multi-billion dollars will continue to negatively impact airline companies and consumers. In airport operations management, runways constitute a scarce resource and a key bottleneck that impacts system-wide capacity (Idris et al. 1999). Throughout the three essays that form this dissertation, enhanced optimization models and effective decomposition techniques are proposed for runway operations management, while taking into consideration safety and practical constraints that govern access to runways. Essay One proposes a three-faceted approach for runway capacity management, based on the runway configuration, a chosen aircraft assignment/sequencing policy, and an aircraft separation standard as typically enforced by aviation authorities. With the objective of minimizing a fuel burn cost function, we propose optimization-based heuristics that are grounded in a classical mixed-integer programming formulation. By slightly altering the FCFS sequence, the proposed optimization-based heuristics not only preserve fairness among aircraft, but also consistently produce excellent (optimal or near optimal) solutions. Using real data and alternative runway settings, our computational study examines the transition from the (Old) Doha International Airport to the New Doha International Airport in light of our proposed optimization methodology. Essay Two examines aircraft sequencing problems over multiple runways under mixed mode operations. To curtail the computational effort associated with classical mixed-integer formulations for aircraft sequencing problems, valid inequalities, pre-processing routines and symmetry-defeating hierarchical constraints are proposed. These enhancements yield computational savings over a base mixed-integer formulation when solved via branch-and-bound/cut techniques that are embedded in commercial optimization solvers such as CPLEX. To further enhance its computational tractability, the problem is alternatively reformulated as a set partitioning model (with a convexity constraint) that prompts the development of a specialized column generation approach. The latter is accelerated by incorporating several algorithmic features, including an interior point dual stabilization scheme (Rousseau et al. 2007), a complementary column generation routine (Ghoniem and Sherali, 2009), and a dynamic lower bounding feature. Empirical results using a set of computationally challenging simulated instances demonstrate the effectiveness and the relative merits of the strengthened mixed-integer formulation and the accelerated column generation approach. Essay Three presents an effective dynamic programming algorithm for solving Elementary Shortest Path Problems with Resource Constraints (ESPPRC). This is particularly beneficial, because the ESPPRC structure arises in the column generation pricing sub-problem which, in turn, causes computational challenges as noted in Essay Two. Extending the work by Feillet et al. (2004), the proposed algorithm dynamically constructs optimal aircraft schedules based on the shortest path between operations while enforcing time-window restrictions and consecutive as well as nonconsecutive minimum separation times between aircraft. Using the aircraft separation standard by the Federal Aviation Administration (FAA), our computational study reports very promising results, whereby the proposed dynamic programming approach greatly outperforms the solution of the sub-problem as a mixed-integer programming formulation using commercial solvers such as CPLEX and paves the way for developing effective branch-and-price algorithms for multiple-runway aircraft sequencing problems

Modelling and Solving Decentralized and Dynamic Aircraft Landing Scheduling Problems

Aircraft landing problem (ALP) is considered as a scheduling problem where aircrafts are sequenced and allocated with appropriate time slots. In this thesis ALP problem is investigated where several constraints such as aircraft’s landing time windows, minimum separation time and position shifting constraints are taken into consideration. Existing approaches such as optimized solution based methods and heuristic methods to tackle different aspects of the problem are reviewed, and a static mathematical model is studied. The mathematical model is solved and verified using random data generated from simulation. The data are generated based on Pierre Elliott Trudeau International Airport (YUL) in Montreal, Quebec, Canada as well as from relevant data base library. AnyLogictm software was used to simulate aircraft landing operations in a runway environment. An agent based simulation was designed to include the dynamic event of aircrafts arrivals to the runway system. In the agent based system, an iterative bidding framework is used to generate flight landing schedule in a decentralized environment. In the decentralized environment, we consider each flight as a self-interest agent competing with other flights to get the most appropriate landing time. The efficiency of the decentralized approach is also studied. The results of the decentralized approach are compared with the centralized ALP solution. The results show that the agent based solution approach is able to generate reasonable landing comparing to optimal aircraft landing schedule from the centralized ALP model

Approximate Algorithms for the Combined arrival-Departure Aircraft Sequencing and Reactive Scheduling Problems on Multiple Runways

The problem addressed in this dissertation is the Aircraft Sequencing Problem (ASP) in which a schedule must be developed to determine the assignment of each aircraft to a runway, the appropriate sequence of aircraft on each runway, and their departing or landing times. The dissertation examines the ASP over multiple runways, under mixed mode operations with the objective of minimizing the total weighted tardiness of aircraft landings and departures simultaneously. To prevent the dangers associated with wake-vortex effects, separation times enforced by Aviation Administrations (e.g., FAA) are considered, adding another level of complexity given that such times are sequence-dependent. Due to the problem being NP-hard, it is computationally difficult to solve large scale instances in a reasonable amount of time. Therefore, three greedy algorithms, namely the Adapted Apparent Tardiness Cost with Separation and Ready Times (AATCSR), the Earliest Ready Time (ERT) and the Fast Priority Index (FPI) are proposed. Moreover, metaheuristics including Simulated Annealing (SA) and the Metaheuristic for Randomized Priority Search (Meta-RaPS) are introduced to improve solutions initially constructed by the proposed greedy algorithms. The performance (solution quality and computational time) of the various algorithms is compared to the optimal solutions and to each other. The dissertation also addresses the Aircraft Reactive Scheduling Problem (ARSP) as air traffic systems frequently encounter various disruptions due to unexpected events such as inclement weather, aircraft failures or personnel shortages rendering the initial plan suboptimal or even obsolete in some cases. This research considers disruptions including the arrival of new aircraft, flight cancellations and aircraft delays. ARSP is formulated as a multi-objective optimization problem in which both the schedule\u27s quality and stability are of interest. The objectives consist of the total weighted start times (solution quality), total weighted start time deviation, and total weighted runway deviation (instability measures). Repair and complete regeneration approximate algorithms are developed for each type of disruptive events. The algorithms are tested against difficult benchmark problems and the solutions are compared to optimal solutions in terms of solution quality, schedule stability and computational time

A Hybrid Tabu/Scatter Search Algorithm for Simulation-Based Optimization of Multi-Objective Runway Operations Scheduling

As air traffic continues to increase, air traffic flow management is becoming more challenging to effectively and efficiently utilize airport capacity without compromising safety, environmental and economic requirements. Since runways are often the primary limiting factor in airport capacity, runway operations scheduling emerge as an important problem to be solved to alleviate flight delays and air traffic congestion while reducing unnecessary fuel consumption and negative environmental impacts. However, even a moderately sized real-life runway operations scheduling problem tends to be too complex to be solved by analytical methods, where all mathematical models for this problem belong to the complexity class of NP-Hard in a strong sense due to combinatorial nature of the problem. Therefore, it is only possible to solve practical runway operations scheduling problem by making a large number of simplifications and assumptions in a deterministic context. As a result, most analytical models proposed in the literature suffer from too much abstraction, avoid uncertainties and, in turn, have little applicability in practice. On the other hand, simulation-based methods have the capability to characterize complex and stochastic real-life runway operations in detail, and to cope with several constraints and stakeholders’ preferences, which are commonly considered as important factors in practice. This dissertation proposes a simulation-based optimization (SbO) approach for multi-objective runway operations scheduling problem. The SbO approach utilizes a discrete-event simulation model for accounting for uncertain conditions, and an optimization component for finding the best known Pareto set of solutions. This approach explicitly considers uncertainty to decrease the real operational cost of the runway operations as well as fairness among aircraft as part of the optimization process. Due to the problem’s large, complex and unstructured search space, a hybrid Tabu/Scatter Search algorithm is developed to find solutions by using an elitist strategy to preserve non-dominated solutions, a dynamic update mechanism to produce high-quality solutions and a rebuilding strategy to promote solution diversity. The proposed algorithm is applied to bi-objective (i.e., maximizing runway utilization and fairness) runway operations schedule optimization as the optimization component of the SbO framework, where the developed simulation model acts as an external function evaluator. To the best of our knowledge, this is the first SbO approach that explicitly considers uncertainties in the development of schedules for runway operations as well as considers fairness as a secondary objective. In addition, computational experiments are conducted using real-life datasets for a major US airport to demonstrate that the proposed approach is effective and computationally tractable in a practical sense. In the experimental design, statistical design of experiments method is employed to analyze the impacts of parameters on the simulation as well as on the optimization component’s performance, and to identify the appropriate parameter levels. The results show that the implementation of the proposed SbO approach provides operational benefits when compared to First-Come-First-Served (FCFS) and deterministic approaches without compromising schedule fairness. It is also shown that proposed algorithm is capable of generating a set of solutions that represent the inherent trade-offs between the objectives that are considered. The proposed decision-making algorithm might be used as part of decision support tools to aid air traffic controllers in solving the real-life runway operations scheduling problem

Aeronautical Engineering: A continuing bibliography, supplement 120

This bibliography contains abstracts for 297 reports, articles, and other documents introduced into the NASA scientific and technical information system in February 1980

A Multi-Objective, Decomposition-Based Algorithm Design Methodology and its Application to Runway Operations Planning

Significant delays and resulting environmental impacts are commonly observed during departure operations at major US and European airports. One approach for mitigating airport congestion and delays is to exercise tactical operations planning and control with an objective to improve the efficiency of surface and terminal area operations. As a subtask of planning airport surface operations, this thesis presents a thorough study of the structure and properties of the Runway Operations Planning (ROP) problem. Runway Operations Planning is a workload-intensive task for controllers because airport operations involve many parameters, such as departure demand level and timing that are typically characterized by a highly dynamic behavior. This research work provides insight to the nature of this task, by analyzing the different parameters involved in it and illuminating how they interact with each other and how they affect the main functions in the problem of planning operations at the runway, such as departure runway throughput and runway queuing delays. Analysis of the Runway Operations Planning problem revealed that there is a parameter of the problem, namely the demand “weight class mix”, which: a) is more “dominant” on the problem performance functions that other parameters, b) changes value much slower than other parameters and c) its value is available earlier and with more certainty than the value of other parameters. These observations enabled the parsing of the set of functions and the set of parameters in subsets, so that the problem can be addressed sequentially in more than one stage where different parameter subsets are treated in different stages. Thus, a decompositionbased algorithm design technique was introduced and applied to the design of a heuristic decomposed algorithm for solving the ROP problem. This decomposition methodology offers an original paradigm potentially applicable to the design of solution algorithms for a class of problems with functions and parameters that, similar to those of the ROP problem, can be parsed in subsets. The potential merit in decomposing the ROP problem in two stages and the resulting utility of the two-stage solution algorithm are evaluated by performing benefits analysis across specific dimensions related to airport efficiency, as well as stability and robustness analysis of the algorithm output

Optimisation de la gestion des avions dans un aéroport : affectation aux points de stationnement, routage au sol et ordonnancement à la piste.

In this thesis, we address the optimization of aircraft ground operations at airports, focusing on three main optimization problems: the stand allocation, the ground routing between stands and runways, and the sequencing of take-offs and landings.These works result from a close collaboration with Amadeus. Our approaches have been tested and validated with real data from European airports.The stand allocation problem is formulated as a Mixed Integer Program (MIP). We show that finding an allocation plan respecting operational requirements is NP-Complete and we strengthen our model in several directions. We obtain better solutions than the literature withing reasonable computation times for an industrial application.The ground routing problem is modeled by a MIP formulation adapted from the literature. We show that the main indicators of the industry are in contradiction with the objective of reducing taxi times and therefore air pollution. We propose new indicators based on take-off times instead of push back times.Lastly, we focus on the integration of the runway sequencing with the ground routing. We highlight that a better integration allows to reduce taxi times while improving the management of the runway. We propose a sequential heuristic based on an innovative MIP formulation of the runway sequencing problem. This heuristic is shown to provide high quality solutions in reasonable computation times, unlike the exact approach from the literature.Le cadre de cette thèse est l'optimisation des opérations aéroportuaires. Nous nous intéressons à trois problèmes de gestion des avions dans un aéroport : l'affectation aux points de stationnement, le routage au sol entre les pistes et les points de stationnement, et l'ordonnancement des décollages et des atterrissages.Ce travail a été réalisée en collaboration étroite avec la société Amadeus. Nos approches ont été testées et validées avec des données réelles provenant d'aéroports européens.Nous proposons une formulation en Programme Linéaire en Nombres Entiers (PLNE) du problème d'affectation aux points de stationnement. Nous montrons que trouver une affectation réalisable est un problème NP-Complet et nous proposons diverses améliorations visant à réduire le temps de résolution de notre modèle. Nous obtenons ainsi des solutions de meilleure qualité que celles de la littérature, tout en conservant un temps de calcul raisonnable.Le problème de routage au sol est modélisé en adaptant un PLNE de la littérature. Nous montrons que les indicateurs de l'industrie sont en contradiction avec l'objectif de réduction du temps de roulage, et donc des émissions de pollutions. Nous proposons de nouveaux indicateurs basés sur l'heure de décollage, et non sur l'heure de départ du point de stationnement.Enfin, nous nous intéressons à l'intégration de l'ordonnancement à la piste avec le routage au sol. Nous montrons qu'une meilleure intégration permet de réduire le temps de roulage et d'améliorer la gestion de la piste. Nous proposons une heuristique séquentielle basée sur une modélisation en PLNE innovante du problème d'ordonnancement à la piste. Nous montrons que cette heuristique fournit des solutions de bonne qualité en temps raisonnable, contrairement à l'approche exacte de la littérature

A multi-objective, decomposition-based algorithm design methodology and its application to runaway operations planning

Thesis (Ph. D.)--Massachusetts Institute of Technology, Dept. of Aeronautics and Astronautics, 2004.Includes bibliographical references (p. 283-296).(cont.) to the design of a heuristic decomposed algorithm for solving the ROP problem. This decomposition methodology offers an original paradigm potentially applicable to the design of solution algorithms for a class of problems with functions and parameters that, similar to those of the ROP problem, can be parsed in subsets. The potential merit in decomposing the ROP problem in two stages and the resulting utility of the two-stage solution algorithm are evaluated by performing benefits analysis across specific dimensions related to airport efficiency, as well as stability and robustness analysis of the algorithm output.Significant delays and resulting environmental impacts are commonly observed during departure operations at major US and European airports. One approach for mitigating airport congestion and delays is to exercise tactical operations planning and control with an objective to improve the efficiency of surface and terminal area operations. As a subtask of planning airport surface operations, this thesis presents a thorough study of the structure and properties of the Runway Operations Planning (ROP) problem. Runway Operations Planning is a workload-intensive task for controllers because airport operations involve many parameters, such as departure demand level and timing that are typically characterized by a highly dynamic behavior. This research work provides insight to the nature of this task, by analyzing the different parameters involved in it and illuminating how they interact with each other and how they affect the main functions in the problem of planning operations at the runway, such as departure runway throughput and runway queuing delays. Analysis of the Runway Operations Planning problem revealed that there is a parameter of the problem, namely the demand "weight class mix", which: a) is more "dominant" on the problem performance functions that other parameters, b) changes value much slower than other parameters and c) its value is available earlier and with more certainty than the value of other parameters. These observations enabled the parsing of the set of functions and the set of parameters in subsets, so that the problem can be addressed sequentially in more than one stage where different parameter subsets are treated in different stages. Thus, a decomposition-based algorithm design technique was introduced and appliedby Ioannis D. Anagnostakis.Ph.D

Aeronautical Engineering: A continuing bibliography

This bibliography lists 347 reports, articles and other documents introduced into the scientific and technical information system. Documents on the engineering and theoretical aspects of design, construction, evaluation, testing, operation, and performance of aircraft (including aircraft engines) and associated compounds, equipment, and systems are included. Research and development in aerodynamics, aeronautics and ground support equipment for aeronautical vehicles are also included

Maximising runway capacity by mid-term prediction of runway configuration and aircraft sequencing using machine learning

Maximising runway capacity is one of the essential measures to meet the growing traffic demand. Runway capacity maximisation is an open challenge in the literature due to a complex and non-linear interplay of many factors which are stochastic in nature such as wind, weather, and arrival and departure sequence of aircraft. However, an effective sequencing of arrivals and departures may condense the service time on runway, thereby generating opportunities for new landing or take-off slots, which may maximise the runway capacity. In addition, sequencing of arrivals and departures optimised for a predicted runway configuration, given the weather and wind conditions, may lead to maximising the runway capacity. First, I develop an optimisation method, using aircraft position shifting and path-planning, for aircraft sequencing for a single runway airport. The proposed method can provide an optimal aircraft sequence, for both arrivals and departures, such that it minimises the total inter-arrival and departure times and, consequently, maximises the runway throughput. The proposed method implements several arrival/departure sequencing strategies, i.e., constraint position-shifting with one, two and N-positions, and First Come First Serve (FCFS) in order to obtain an optimal sequence (i.e., a sequence with the lowest process time). The novelty of the sequencing model is to incorporate the Standard Terminal Arrival Routes (STAR) for path planning and sequencing of arriving aircraft at Final Approach Fix (FAF) and departing aircraft sequence at the runway threshold. The simulation result demonstrates that the model can increase up to 15% of the runway capacity compared with the commonly used aircraft sequencing technique (i.e., FCFS). Second, a runway configuration (i.e., a set of runways active in a specific period in a multi-runaway system) plays a vital role in determining runway capacity. Thus, I developed an evolutionary computation (Cooperative Co-evolutionary with Genetic Algorithm) algorithm for determining which runway configuration is most suitable for processing a given optimal aircraft sequence (arrival-departure), such that the runway capacity is maximised in a multi-runway system. The proposed algorithm models and uses Runway Configuration Capacity Envelopes (RCCEs) which defines arrival and departure throughputs. RCCE helps in identifying the unique capacity constraints based on which runways are used, for example, arrivals/departures or both. In the proposed evolutionary algorithm (CCoGA), the runway configuration and aircraft sequence are modelled as two species which interacts and evolve co-operatively to yield the best populations (combination) for maximising runway capacity. The fitness function for the optimal sequence species is to reduce the total process time for a given runway configuration, while fitness function for the runway configuration species is to maximises the total capacity for the given optimal sequence. The simulation results show that CCoGA can provide trade-off solutions with multiple runway configurations, for a given arrival-departure sequence, which can lead to capacity maximisation. Third, the weather conditions at an airport play a major role in determining the runway configuration which then has a significant impact on its runway capacity. Typically, aircraft take-off and landing operations use the runways which are most closely aligned with the wind direction, speed and other factors (e.g., cloud ceiling, visibility). However, selecting a runway configuration is a challenging task because it requires not only wind/weather (current and predicted) conditions but also the arrival/departure sequence (active and anticipated) at an airport. Predicting a suitable runway configuration under the operating conditions and a given traffic distribution may be useful for maximising the runway capacity. To achieve that, I first propose a Machine Learning (ML) model for predicting a suitable runway configuration given wind/weather and arrival/departure sequence. The simulation results demonstrate the accuracy of the prediction (98%) and usefulness of the ML techniques for assisting Air Traffic Controllers (ATCs) to choose certain runway configuration based on real-world weather data. In the final part of this thesis, I extend the ML model for forecasting runway configuration and develop a capacity estimation model for estimating associated capacity in a medium-term horizon (6 hours). The proposed model incorporates influencing factors (i.e., wind, visibility, cloud ceiling, and operation time) as well as all possible runway layouts for predicting the most suitable configuration. As a case study for Amsterdam Schiphol Airport, one month of airport weather data and associated runway configurations are processed to train and test the developed ML model. The results, on two days of sample traffic data, demonstrate the prediction accuracy of the ML model of up to 98%. Also, it is demonstrated that the ML predicted configuration can accommodate an additional number of flights (i.e., up to 20 flights) within one hour. This shows the viability and benefits of using ML approach for maximising runway capacity