Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Novel feedback and signalling mechanisms for interference management and efficient modulation

In order to meet the ever-growing demand for mobile data, a number of different technologies have been adopted by the fourth generation standardization bodies. These include multiple access schemes such as spatial division multiple access (SDMA), and efficient modulation techniques such as orthogonal frequency division multiplexing (OFDM)-based modulation. The specific objectives of this theses are to develop an effective feedback method for interference management in smart antenna SDMA systems and to design an efficient OFDM-based modulation technique, where an additional dimension is added to the conventional two-dimensional modulation techniques such as quadrature amplitude modulation (QAM). In SDMA time division duplex (TDD) systems, where channel reciprocity is maintained, uplink (UL) channel sounding method is considered as one of the most promising feedback methods due to its bandwidth and delay efficiency. Conventional channel sounding (CCS) only conveys the channel state information (CSI) of each active user to the base station (BS). Due to the limitation in system performance because of co-channel interference (CCI) from adjacent cells in interference-limited scenarios, CSI is only a suboptimal metric for multiuser spatial multiplexing optimization. The first major contribution of this theses is a novel interference feedback method proposed to provide the BS with implicit knowledge about the interference level received by each mobile station (MS). More specifically, it is proposed to weight the conventional channel sounding pilots by the level of the experienced interference at the user’s side. Interference-weighted channel sounding (IWCS) acts as a spectrally efficient feedback technique that provides the BS with implicit knowledge about CCI experienced by each MS, and significantly improves the downlink (DL) sum capacity for both greedy and fair scheduling policies. For the sake of completeness, a novel procedure is developed to make the IWCS pilots usable for UL optimization. It is proposed to divide the optimization metric obtained from the IWCS pilots by the interference experienced at the BS’s antennas. The resultant new metric, the channel gain divided by the multiplication of DL and UL interference, provides link-protection awareness and is used to optimize both UL and DL. Using maximum capacity scheduling criterion, the link-protection aware metric results in a gain in the median system sum capacity of 26.7% and 12.5% in DL and UL respectively compared to the case when conventional channel sounding techniques are used. Moreover, heuristic algorithm has been proposed in order to facilitate a practical optimization and to reduce the computational complexity. The second major contribution of this theses is an innovative transmission approach, referred to as subcarrier-index modulation (SIM), which is proposed to be integrated with OFDM. The key idea of SIM is to employ the subcarrier-index to convey information to the receiver. Furthermore, a closed-form analytical bit error ratio (BER) of SIM OFDM in Rayleigh channel is derived. Simulation results show BER performance gain of 4 dB over 4-QAM OFDM for both coded and uncoded data without power saving policy. Alternatively, power saving policy maintains an average gain of 1 dB while only using half OFDM symbol transmit power

Esquemas de cooperação entre estações base para o LTE no sentido descendente

The explosive growth in wireless traffic and in the number of connected devices as smart phones or computers, are causing a dramatic increase in the levels of interference, which significantly degrades the capacity gains promised by the point-to-point multi input, multi output (MIMO) based techniques. Therefore, it is becoming increasingly clear that major new improvements in spectral efficiency of wireless networks will have to entail addressing intercell interference. So, there is a need for a new cellular architecture that can take these factors under consideration. It is in this context that LTE-Advanced arises. One of the most promising LTE-Advanced technology is Coordinated Multipoint (CoMP), which allows base stations to cooperate among them, in order to mitigate or eliminate the intercell interference and, by doing so, increase the system’s capacity. This thesis intends to study this concept, implementing some schemes that fall under the CoMP concept. In this thesis we consider a distributed precoded multicell approach, where the precoders are computed locally at each BS to mitigate the intercell interference. Two precoder are considered: distributed zero forcing (DZF) and distributed virtual signal-to-interference noise ratio (DVSINR) recently proposed. Then the system is further optimized by computing a power allocation algorithm over the subcarriers that minimizes the average bit error rate (BER). The considered algorithms are also evaluated under imperfect channel state information. A quantized version of the CSI associated to the different links between the BS and the UT is feedback from the UT to the BS. This information is then employed by the different BSs to perform the precoding design. A new DVSINR precoder explicitly designed under imperfect CSI is proposed. The proposed schemes were implemented considering the LTE specifications, and the results show that the considered precoders are efficiently to remove the interference even under imperfect CSI.O crescimento exponencial no tráfego de comunicações sem-fios e no número de dispositivos utilizados (smart phones, computadores portáteis, etc.) está a causar um aumento significativo nos níveis de interferência, que prejudicam significativamente os ganhos de capacidade assegurados pelas tecnologias baseadas em ligações ponto-a-ponto MIMO. Deste modo, torna-se cada vez mais necessário que os grandes aperfeiçoamentos na eficiência espectral de sistemas de comunicações sem-fios tenham em consideração a interferência entre células. De forma a tomar em consideração estes aspectos, uma nova arquitectura celular terá de ser desenvolvida. É assim, neste contexto, que surge o LTE-Advanced. Uma das tecnologias mais promissoras do LTE-Advanced é a Coordenação Multi-Ponto (CoMP), que permite que as estações base cooperem de modo a mitigar a interferência entre células e, deste modo, aumentar a capacidade do sistema. Esta dissertação pretende estudar este conceito, implementando para isso algumas técnicas que se enquadram no conceito do CoMP. Nesta dissertação iremos considerar a implementação de um sistema de pré-codificação em múltiplas células, em que os pré-codificadores são calculados em cada BS, de modo a mitigar a interferência entre células. São considerados dois pré-codificadores: Distributed Zero Forcing (DZF) e Distributed Virtual Signal-to-Interferance Noise Ratio (DVSINR), recentemente proposto. De seguida o sistema é optimizado com a introdução de algoritmos de alocação de potência entre as sub-portadoras com o objectivo de minimizar a taxa média de erros (BER). Os algoritmos considerados são também avaliados em situações em que a informação do estado do canal é imperfeita. Uma versão quantizada da CSI associada a cada uma das diferentes ligações entre as BS e os UT é assim enviada do UT para a BS. Esta informação é então utilizada para calcular os diferentes pré-codificadores em cada BS. Uma nova versão do pré-codificador DVSINR é proposta de modo a lidar com CSI imperfeito. Os esquemas propostos foram implementados considerandos especificações do LTE, e os resultados obtidos demonstram que os pré-codificadores removem de uma forma eficiente a interferência, mesmo em situações em que a CSI é imperfeita