A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Space-time coding techniques with bit-interleaved coded modulations for MIMO block-fading channels

The space-time bit-interleaved coded modulation (ST-BICM) is an efficient technique to obtain high diversity and coding gain on a block-fading MIMO channel. Its maximum-likelihood (ML) performance is computed under ideal interleaving conditions, which enables a global optimization taking into account channel coding. Thanks to a diversity upperbound derived from the Singleton bound, an appropriate choice of the time dimension of the space-time coding is possible, which maximizes diversity while minimizing complexity. Based on the analysis, an optimized interleaver and a set of linear precoders, called dispersive nucleo algebraic (DNA) precoders are proposed. The proposed precoders have good performance with respect to the state of the art and exist for any number of transmit antennas and any time dimension. With turbo codes, they exhibit a frame error rate which does not increase with frame length.Comment: Submitted to IEEE Trans. on Information Theory, Submission: January 2006 - First review: June 200

Information-theoretic Physical Layer Security for Satellite Channels

Shannon introduced the classic model of a cryptosystem in 1949, where Eve has access to an identical copy of the cyphertext that Alice sends to Bob. Shannon defined perfect secrecy to be the case when the mutual information between the plaintext and the cyphertext is zero. Perfect secrecy is motivated by error-free transmission and requires that Bob and Alice share a secret key. Wyner in 1975 and later I.~Csisz\'ar and J.~K\"orner in 1978 modified the Shannon model assuming that the channels are noisy and proved that secrecy can be achieved without sharing a secret key. This model is called wiretap channel model and secrecy capacity is known when Eve's channel is noisier than Bob's channel. In this paper we review the concept of wiretap coding from the satellite channel viewpoint. We also review subsequently introduced stronger secrecy levels which can be numerically quantified and are keyless unconditionally secure under certain assumptions. We introduce the general construction of wiretap coding and analyse its applicability for a typical satellite channel. From our analysis we discuss the potential of keyless information theoretic physical layer security for satellite channels based on wiretap coding. We also identify system design implications for enabling simultaneous operation with additional information theoretic security protocols

Space-Time Signal Design for Multilevel Polar Coding in Slow Fading Broadcast Channels

Slow fading broadcast channels can model a wide range of applications in wireless networks. Due to delay requirements and the unavailability of the channel state information at the transmitter (CSIT), these channels for many applications are non-ergodic. The appropriate measure for designing signals in non-ergodic channels is the outage probability. In this paper, we provide a method to optimize STBCs based on the outage probability at moderate SNRs. Multilevel polar coded-modulation is a new class of coded-modulation techniques that benefits from low complexity decoders and simple rate matching. In this paper, we derive the outage optimality condition for multistage decoding and propose a rule for determining component code rates. We also derive an upper bound on the outage probability of STBCs for designing the set-partitioning-based labelling. Finally, due to the optimality of the outage-minimized STBCs for long codes, we introduce a novel method for the joint optimization of short-to-moderate length polar codes and STBCs

Downlink SDMA with Limited Feedback in Interference-Limited Wireless Networks

The tremendous capacity gains promised by space division multiple access (SDMA) depend critically on the accuracy of the transmit channel state information. In the broadcast channel, even without any network interference, it is known that such gains collapse due to interstream interference if the feedback is delayed or low rate. In this paper, we investigate SDMA in the presence of interference from many other simultaneously active transmitters distributed randomly over the network. In particular we consider zero-forcing beamforming in a decentralized (ad hoc) network where each receiver provides feedback to its respective transmitter. We derive closed-form expressions for the outage probability, network throughput, transmission capacity, and average achievable rate and go on to quantify the degradation in network performance due to residual self-interference as a function of key system parameters. One particular finding is that as in the classical broadcast channel, the per-user feedback rate must increase linearly with the number of transmit antennas and SINR (in dB) for the full multiplexing gains to be preserved with limited feedback. We derive the throughput-maximizing number of streams, establishing that single-stream transmission is optimal in most practically relevant settings. In short, SDMA does not appear to be a prudent design choice for interference-limited wireless networks.Comment: Submitted to IEEE Transactions on Wireless Communication

Joint Source-Channel Coding with Time-Varying Channel and Side-Information

Transmission of a Gaussian source over a time-varying Gaussian channel is studied in the presence of time-varying correlated side information at the receiver. A block fading model is considered for both the channel and the side information, whose states are assumed to be known only at the receiver. The optimality of separate source and channel coding in terms of average end-to-end distortion is shown when the channel is static while the side information state follows a discrete or a continuous and quasiconcave distribution. When both the channel and side information states are time-varying, separate source and channel coding is suboptimal in general. A partially informed encoder lower bound is studied by providing the channel state information to the encoder. Several achievable transmission schemes are proposed based on uncoded transmission, separate source and channel coding, joint decoding as well as hybrid digital-analog transmission. Uncoded transmission is shown to be optimal for a class of continuous and quasiconcave side information state distributions, while the channel gain may have an arbitrary distribution. To the best of our knowledge, this is the first example in which the uncoded transmission achieves the optimal performance thanks to the time-varying nature of the states, while it is suboptimal in the static version of the same problem. Then, the optimal \emph{distortion exponent}, that quantifies the exponential decay rate of the expected distortion in the high SNR regime, is characterized for Nakagami distributed channel and side information states, and it is shown to be achieved by hybrid digital-analog and joint decoding schemes in certain cases, illustrating the suboptimality of pure digital or analog transmission in general.Comment: Submitted to IEEE Transactions on Information Theor