Simulation of SMAP and AMSR2 observations and estimation of multi-frequency vegetation optical depth using a discrete scattering model in the Tibetan grassland

Passive microwave observation at multiple frequencies has received increasing research interests due to its capability to provide comprehensive information of land surface properties. This paper contributes to the simulation of land surface emission and estimation of vegetation optical depth (VOD) at multiple frequencies using a discrete scattering model with a single set of model parameter values. Validity of the Tor Vergata (TVG) discrete scattering model in simultaneously reproducing the Soil Moisture Active Passive (SMAP) L-band (1.4 GHz) and Advanced Microwave Scanning Radiometer 2 (AMSR2) C- (6.925 GHz) and X-band (10.7 GHz) observations over the Tibetan grassland ecosystem is evaluated. Frequency-specific and multi-frequency calibration strategies are implemented to find the suitable set of model parameter values and to isolate the impact of frequency on parameter values. On this basis, the calibrated TVG model is further used to estimate the VOD, and to investigate the impact of microwave frequency and observation angle on the emission simulations and VOD parameterization. The results show that both frequency-specific and multi-frequency calibration strategies achieve comparable and reasonable simulations of SMAP and AMSR2 observations, confirming the feasibility of using an identical physically-based model (i.e. the calibrated TVG model) to simulate multi-frequency land emission driven by a single set of model parameter values. As such, the dependence of emission components and VOD on frequency can be elaborated after isolating the impact of frequency on parameter values. The VOD values derived from the TVG simulations generally increase with increasing frequency and can be linearly correlated to the LAI variations, while current satellite-based retrievals have almost the same magnitude at the L-, C-, and X-band. The explanation for this can be that the retrieved VOD is different from the theoretical definition. Sensitivity test performed using the calibrated TVG model further shows that polarization-dependence of VOD becomes more apparent with the increasing observation angle and frequency. New parameterization has thus been developed to characterize the dependence of VOD on the frequency, observation angle, and polarization for grassland based on the results of sensitivity test. This study may provide new insights in improving model of land emission and retrievals of SM and VOD with physical interpretability based on multi-frequency satellite observations.</p

Evaluation of SMAP, SMOS-IC, FY3B, JAXA, and LPRM Soil Moisture Products over the Qinghai-Tibet Plateau and Its Surrounding Areas

© 2019 by the authors. High-quality and long time-series soil moisture (SM) data are increasingly required for the Qinghai-Tibet Plateau (QTP) to more accurately and effectively assess climate change. In this study, to evaluate the accuracy and effectiveness of SM data, five passive microwave remotely sensed SM products are collected over the QTP, including those from the soil moisture active passive (SMAP), soil moisture and ocean salinity INRA-CESBIO (SMOS-IC), Fengyun-3B microwave radiation image (FY3B), and two SM products derived from the advanced microwave scanning radiometer 2 (AMSR2). The two AMSR2 products are generated by the land parameter retrieval model (LPRM) and the Japan Aerospace Exploration Agency (JAXA) algorithm, respectively. The SM products are evaluated through a two-stage data comparison method. The first stage is direct validation at the grid scale. Five SM products are compared with corresponding in situ measurements at five in situ networks, including Heihe, Naqu, Pali, Maqu, and Ngari. Another stage is indirect validation at the regional scale, where the uncertainties of the data are quantified by using a three-cornered hat (TCH) method. The results at the regional scale indicate that soil moisture is underestimated by JAXA and overestimated by LPRM, some noise is contained in temporal variations in SMOS-IC, and FY3B has relatively low absolute accuracy. The uncertainty of SMAP is the lowest among the five products over the entire QTP. In the SM map composed by five SM products with the lowest pixel-level uncertainty, 66.64% of the area is covered by SMAP (JAXA: 19.39%, FY3B: 10.83%, LPRM: 2.11%, and SMOS-IC: 1.03%). This study reveals some of the reasons for the different performances of these five SM products, mainly from the perspective of the parameterization schemes of their corresponding retrieval algorithms. Specifically, the parameterization configurations and corresponding input datasets, including the land-surface temperature, the vegetation optical depth, and the soil dielectric mixing model are analyzed and discussed. This study provides quantitative evidence to better understand the uncertainties of SM products and explain errors that originate from the retrieval algorithms

Modelling of Multi-Frequency Microwave Backscatter and Emission of Land Surface by a Community Land Active Passive Microwave Radiative Transfer Modelling Platform (CLAP)

Emission and backscattering signals of land surfaces at different frequencies have distinctive responses to soil and vegetation physical states. The use of multi-frequency combined active and passive microwave signals provides complementary information to better understand and interpret the observed signals in relation to surface states and the underlying physical processes. Such a capability also improves our ability to retrieve surface parameters and states such as soil moisture, freeze-thaw dynamics and vegetation biomass and vegetation water content (VWC) for ecosystem monitoring. We present here a prototype Community Land Active Passive Microwave Radiative Transfer Modelling platform (CLAP) for simulating both backscatter (&sigma;0) and emission (TB) signals of land surfaces, in which the CLAP is backboned by an air-to-soil transition model (ATS) (accounting for surface dielectric roughness) integrated with the Advanced Integral Equation Model (AIEM) for modelling soil surface scattering, and the Tor Vergata model for modelling vegetation scattering and the interaction between vegetation and soil parts. The CLAP was used to simulate both ground-based and space-borne multi-frequency microwave measurements collected at the Maqu observatory on the eastern Tibetan plateau. The ground-based systems include a scatterometer system (1&ndash;10 GHz) and an L-band microwave radiometer. The space-borne measurements are obtained from the X-band and C-band Advanced Microwave Scanning Radiometer 2 (AMSR2) radiation observations. The impacts of different vegetation properties (i.e., structure, water and temperature dynamics) and soil conditions (i.e., different moisture and temperature profiles) on the microwave signals were investigated by CLAP simulation for understanding factors that can account for diurnal variations of the observed signals. The results show that the dynamic VWC partially accounts for the diurnal variation of the observed signal at the low frequencies (i.e., S- and L-bands), while the diurnal variation of the observed signals at high frequencies (i.e., X- and C-bands) is more due to vegetation temperature changing, which implies the necessity to first disentangle the impact of vegetation temperature for the use of high frequency microwave signals. The model derived vegetation optical depth &tau; differs in terms of frequencies and different model parameterizations, while its diurnal variation depends on the diurnal variation of VWC regardless of frequency. After normalizing &tau; at multi-frequency by wavenumber, difference is still observed among different frequencies. This indicates that &tau; is indeed frequency-dependent, and &tau; for each frequency is suggested to be applied in the retrieval of soil and vegetation parameters. Moreover, &tau; at different frequencies (e.g., X-band and L-band) cannot be simply combined for constructing accurate long time series microwave-based vegetation product. To this purpose, it is suggested to investigate the role of the leaf water potential in regulating plant water use and its impact on the normalized &tau; at multi-frequency. Overall, the CLAP is expected to improve our capability for understanding and applying current and future multi-frequency space-borne microwave systems (e.g. those from ROSE-L and CIMR) for vegetation monitoring.</p

Monitoring Water and Energy Cycles at Climate Scale in the Third Pole Environment (CLIMATE-TPE)

A better understanding of the water and energy cycles at climate scale in the Third Pole Environment is essential for assessing and understanding the causes of changes in the cryosphere and hydrosphere in relation to changes of plateau atmosphere in the Asian monsoon system and for predicting the possible changes in water resources in South and East Asia. This paper reports the following results: (1) A platform of in situ observation stations is briefly described for quantifying the interactions in hydrosphere-pedosphere-atmosphere-cryosphere-biosphere over the Tibetan Plateau. (2) A multiyear in situ L-Band microwave radiometry of land surface processes is used to develop a new microwave radiative transfer modeling system. This new system improves the modeling of brightness temperature in both horizontal and vertical polarization. (3) A multiyear (2001–2018) monthly terrestrial actual evapotranspiration and its spatial distribution on the Tibetan Plateau is generated using the surface energy balance system (SEBS) forced by a combination of meteorological and satellite data. (4) A comparison of four large scale soil moisture products to in situ measurements is presented. (5) The trajectory of water vapor transport in the canyon area of Southeast Tibet in different seasons is analyzed, and (6) the vertical water vapor exchange between the upper troposphere and the lower stratosphere in different seasons is presented

Parameter Optimization of a Discrete Scattering Model by Integration of Global Sensitivity Analysis Using SMAP Active and Passive Observations

Active and passive microwave signatures respond differently to the land surface and provide complementary information on the characteristics of the observed scenes. The objective of this paper is to explore the synergy of active radar and passive radiometer observations at the same spatial scale to constrain a discrete radiative transfer model, the Tor Vergata (TVG) model, to gain insights into the microwave scattering and emission mechanisms over grasslands. The TVG model can simultaneously simulate the backscattering coefficient and emissivity with a set of input parameters. To calibrate this model, in situ soil moisture and temperature data collected from the Maqu area in the northeastern region of the Tibetan Plateau, interpolated leaf area index (LAI) data from the Moderate Resolution Imaging Spectroradiometer LAI eight-day products, and concurrent and coincident Soil Moisture Active Passive (SMAP) radar and radiometer observations are used. Because this model needs numerous input parameters to be driven, the extended Fourier amplitude sensitivity test is first applied to conduct global sensitivity analysis (GSA) to select the sensitive and insensitive parameters. Only the most sensitive parameters are defined as free variables, to separately calibrate the active-only model (TVG-A), the passive-only model (TVG-P), and the active and passive combined model (TVG-AP). The accuracy of the calibrated models is evaluated by comparing the SMAP observations and the model simulations. The results show that TVG-AP can well reproduce the backscattering coefficient and brightness temperature, with correlation coefficients of 0.87, 0.89, 0.78, and 0.43 and root-mean-square errors of 0.49 dB, 0.52 dB, 7.20 K, and 10.47 K for &#x03C3; HH&#x2070; , &#x03C3; VV&#x2070; , TBH, and TBV, respectively. In contrast, TVG-A and TVG-P can only accurately model the backscattering coefficient and brightness temperature, respectively. Without any modifications of the calibrated parameters, the error metrics computed from the validation data are slightly worse than those of the calibration data. These results demonstrate the feasibility of the synergistic use of SMAP active radar and passive radiometer observations under the unified framework of a physical model. In addition, the results demonstrate the necessity and effectiveness of applying GSA in model optimization. It is expected that these findings can contribute to the development of model-based soil moisture retrieval methods using active and passive microwave remote sensing data

Retrieval of All-Sky Land Surface Temperature Considering Penetration Effect Using Spaceborne Thermal and Microwave Radiometry

Thermal infrared (TIR) remote sensing (RS) has been widely adopted for monitoring land surface temperature (LST). However, its application has been limited to cloud-free conditions, resulting in a need for LST retrieval methods that combine microwave (MW) and TIR channels. This is especially crucial in areas frequently covered by clouds. One limitation of the current LST retrieval methods is the absence of considering the penetration effect (PE) of MW, which leads to great uncertainty in barren and sparsely vegetated areas. To address this issue, this study proposes a new perspective that considers the PE to merge the LST retrieved from MW and TIR channels. The soil temperature integral equation is simplified based on the soil temperature and water content profiles. Consequently, a PE-based model is developed to convert the effective soil temperature into LST and merge the LST estimated from passive MW observations with those from moderate resolution imaging spectroradiometer (MODIS) LST products. The model considering PE performs better than the method that does not consider PE, as demonstrated by higher $R$ and lower root-mean-square error (RMSE) values. The PE-based model is then applied to Advanced Microwave Scanning Radiometer for the Earth Observing System (AMSR-E) data, and the estimated LST is found to fit well with the MODIS LST product ( $R$ = 0.91). Using this model, an all-sky LST is retrieved by merging passive MW observations and MODIS LST products. Validation of the model at eight ground-based stations over the Tibetan Plateau (TP) demonstrates its reasonable accuracy in both clear-sky and cloudy conditions.</p

Remote Sensing of Environmental Changes in Cold Regions

This Special Issue gathers papers reporting recent advances in the remote sensing of cold regions. It includes contributions presenting improvements in modeling microwave emissions from snow, assessment of satellite-based sea ice concentration products, satellite monitoring of ice jam and glacier lake outburst floods, satellite mapping of snow depth and soil freeze/thaw states, near-nadir interferometric imaging of surface water bodies, and remote sensing-based assessment of high arctic lake environment and vegetation recovery from wildfire disturbances in Alaska. A comprehensive review is presented to summarize the achievements, challenges, and opportunities of cold land remote sensing

Analysis of the precipitation characteristics on the Tibetan Plateau using Remote Sensing, Ground-Based Instruments and Cloud models

In this Thesis work, carried out in the frame of CEOP-AEGIS, an EU FP7 funded project, the problem of the precipitation monitoring over the Tibetan Plateau has been addressed. Despite the Plateau key role in water cycle of South East Asia (and in the life of 1.5 billions of people), there is a critical lack of knowledge, because the current estimates of relevant geophysical parameters are based on sparse and scarce observations than can not provide the required accuracy for quantitative studies and reliable monitoring, especially on a climate change perspective. This is particularly true for precipitation, the geophysical parameter with highest spatial and temporal variability. The constantly increasing availability of Earth system observation from spaceborne sensors makes the remote sensing an effective option for precipitation monitoring and the main focus of the present work is the implementation and applications for three years of data (2008, 2009 and 2010) of an array of satellite precipitation techniques, based on different methodological approaches and data sources. First, a sensitivity study on the capability of the most used satellite sensors to detect precipitation at the ground, assessed with respect to raingauges data for selected case studies, has been carried out. Then, two physically based techniques have been implemented based on satelliteborne active (for snow-rate) and passive (for rain-rate) microwave sensor data and the output used for calibrate geostationary IR-based techniques. Finally, two well established global multisensor precipitation products have been considered for reference and intercomparison. All the techniques have been implemented for the 3 years and the results compared at different spatial and temporal scales. The analysis of daily rain amount has shown that in general global algorithms are able to estimate rain amount larger than the ones estimated by other techniques during the monsoon season. In cold months global techniques underestimate precipitation amount and areas, resulting in a dry bias with respect to IR calibrated techniques. Case studies compared with ground radar precipitation data on convective episodes shown that global products tend to underestimate precipitation areas, while IR calibrated techniques provides reliable rainrate patterns, as compared with radar data. Unfortunately, the number of radar case studies was not large enough to allow significant validation studies, and also non data were available for cold months. Annual precipitation cumulated maps show marked differences among the techniques: IR calibrated techniques generally overestimate precipitation amount by a factor of 2 with respect of global products. Reasons for discrepancies are investigated and discussed, pointing out the uncertainties that will probably be solved only with the exploitation of new satellite missions