Sum-Rate Maximization for Linearly Precoded Downlink Multiuser MISO Systems with Partial CSIT: A Rate-Splitting Approach

This paper considers the Sum-Rate (SR) maximization problem in downlink MU-MISO systems under imperfect Channel State Information at the Transmitter (CSIT). Contrary to existing works, we consider a rather unorthodox transmission scheme. In particular, the message intended to one of the users is split into two parts: a common part which can be recovered by all users, and a private part recovered by the corresponding user. On the other hand, the rest of users receive their information through private messages. This Rate-Splitting (RS) approach was shown to boost the achievable Degrees of Freedom (DoF) when CSIT errors decay with increased SNR. In this work, the RS strategy is married with linear precoder design and optimization techniques to achieve a maximized Ergodic SR (ESR) performance over the entire range of SNRs. Precoders are designed based on partial CSIT knowledge by solving a stochastic rate optimization problem using means of Sample Average Approximation (SAA) coupled with the Weighted Minimum Mean Square Error (WMMSE) approach. Numerical results show that in addition to the ESR gains, the benefits of RS also include relaxed CSIT quality requirements and enhanced achievable rate regions compared to conventional transmission with NoRS.Comment: accepted to IEEE Transactions on Communication

Linear Precoding and Equalization for Network MIMO with Partial Cooperation

A cellular multiple-input multiple-output (MIMO) downlink system is studied in which each base station (BS) transmits to some of the users, so that each user receives its intended signal from a subset of the BSs. This scenario is referred to as network MIMO with partial cooperation, since only a subset of the BSs are able to coordinate their transmission towards any user. The focus of this paper is on the optimization of linear beamforming strategies at the BSs and at the users for network MIMO with partial cooperation. Individual power constraints at the BSs are enforced, along with constraints on the number of streams per user. It is first shown that the system is equivalent to a MIMO interference channel with generalized linear constraints (MIMO-IFC-GC). The problems of maximizing the sum-rate(SR) and minimizing the weighted sum mean square error (WSMSE) of the data estimates are non-convex, and suboptimal solutions with reasonable complexity need to be devised. Based on this, suboptimal techniques that aim at maximizing the sum-rate for the MIMO-IFC-GC are reviewed from recent literature and extended to the MIMO-IFC-GC where necessary. Novel designs that aim at minimizing the WSMSE are then proposed. Extensive numerical simulations are provided to compare the performance of the considered schemes for realistic cellular systems.Comment: 13 pages, 5 figures, published in IEEE Transactions on Vehicular Technology, June 201

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 11 figures. The results can be reproduced using the following Matlab code: https://github.com/emilbjornson/one-or-multiple-stream