A hitting set construction, with application to arithmetic circuit lower bounds

14 pagesA polynomial identity testing algorithm must determine whether a given input polynomial is identically equal to 0. We give a deterministic black-box identity testing algorithm for univariate polynomials of the form $\sum_{j=0}^t c_j X^{\alpha_j} (a + b X)^{\beta_j}$. From our algorithm we derive an exponential lower bound for representations of polynomials such as $\prod_{i=1}^{2^n} (X^i-1)$ under this form. It has been conjectured that these polynomials are hard to compute by general arithmetic circuits. Our result shows that the ``hardness from derandomization'' approach to lower bounds is feasible for a restricted class of arithmetic circuits. The proof is based on techniques from algebraic number theory, and more precisely on properties of the height function of algebraic numbers

Sums of products of polynomials in few variables : lower bounds and polynomial identity testing

We study the complexity of representing polynomials as a sum of products of polynomials in few variables. More precisely, we study representations of the form $$P = \sum_{i = 1}^T \prod_{j = 1}^d Q_{ij}$$ such that each $Q_{ij}$ is an arbitrary polynomial that depends on at most $s$ variables. We prove the following results. 1. Over fields of characteristic zero, for every constant $\mu$ such that $0 \leq \mu < 1$, we give an explicit family of polynomials $\{P_{N}\}$, where $P_{N}$ is of degree $n$ in $N = n^{O(1)}$ variables, such that any representation of the above type for $P_{N}$ with $s = N^{\mu}$ requires $Td \geq n^{\Omega(\sqrt{n})}$. This strengthens a recent result of Kayal and Saha [KS14a] which showed similar lower bounds for the model of sums of products of linear forms in few variables. It is known that any asymptotic improvement in the exponent of the lower bounds (even for $s = \sqrt{n}$) would separate VP and VNP[KS14a]. 2. We obtain a deterministic subexponential time blackbox polynomial identity testing (PIT) algorithm for circuits computed by the above model when $T$ and the individual degree of each variable in $P$ are at most $\log^{O(1)} N$ and $s \leq N^{\mu}$ for any constant $\mu < 1/2$. We get quasipolynomial running time when $s < \log^{O(1)} N$. The PIT algorithm is obtained by combining our lower bounds with the hardness-randomness tradeoffs developed in [DSY09, KI04]. To the best of our knowledge, this is the first nontrivial PIT algorithm for this model (even for the case $s=2$), and the first nontrivial PIT algorithm obtained from lower bounds for small depth circuits

Progress on Polynomial Identity Testing - II

We survey the area of algebraic complexity theory; with the focus being on the problem of polynomial identity testing (PIT). We discuss the key ideas that have gone into the results of the last few years.Comment: 17 pages, 1 figure, surve

Shallow Circuits with High-Powered Inputs

A polynomial identity testing algorithm must determine whether an input polynomial (given for instance by an arithmetic circuit) is identically equal to 0. In this paper, we show that a deterministic black-box identity testing algorithm for (high-degree) univariate polynomials would imply a lower bound on the arithmetic complexity of the permanent. The lower bounds that are known to follow from derandomization of (low-degree) multivariate identity testing are weaker. To obtain our lower bound it would be sufficient to derandomize identity testing for polynomials of a very specific norm: sums of products of sparse polynomials with sparse coefficients. This observation leads to new versions of the Shub-Smale tau-conjecture on integer roots of univariate polynomials. In particular, we show that a lower bound for the permanent would follow if one could give a good enough bound on the number of real roots of sums of products of sparse polynomials (Descartes' rule of signs gives such a bound for sparse polynomials and products thereof). In this third version of our paper we show that the same lower bound would follow even if one could only prove a slightly superpolynomial upper bound on the number of real roots. This is a consequence of a new result on reduction to depth 4 for arithmetic circuits which we establish in a companion paper. We also show that an even weaker bound on the number of real roots would suffice to obtain a lower bound on the size of depth 4 circuits computing the permanent.Comment: A few typos correcte

Jacobian hits circuits: Hitting-sets, lower bounds for depth-D occur-k formulas & depth-3 transcendence degree-k circuits

We present a single, common tool to strictly subsume all known cases of polynomial time blackbox polynomial identity testing (PIT) that have been hitherto solved using diverse tools and techniques. In particular, we show that polynomial time hitting-set generators for identity testing of the two seemingly different and well studied models - depth-3 circuits with bounded top fanin, and constant-depth constant-read multilinear formulas - can be constructed using one common algebraic-geometry theme: Jacobian captures algebraic independence. By exploiting the Jacobian, we design the first efficient hitting-set generators for broad generalizations of the above-mentioned models, namely: (1) depth-3 (Sigma-Pi-Sigma) circuits with constant transcendence degree of the polynomials computed by the product gates (no bounded top fanin restriction), and (2) constant-depth constant-occur formulas (no multilinear restriction). Constant-occur of a variable, as we define it, is a much more general concept than constant-read. Also, earlier work on the latter model assumed that the formula is multilinear. Thus, our work goes further beyond the results obtained by Saxena & Seshadhri (STOC 2011), Saraf & Volkovich (STOC 2011), Anderson et al. (CCC 2011), Beecken et al. (ICALP 2011) and Grenet et al. (FSTTCS 2011), and brings them under one unifying technique. In addition, using the same Jacobian based approach, we prove exponential lower bounds for the immanant (which includes permanent and determinant) on the same depth-3 and depth-4 models for which we give efficient PIT algorithms. Our results reinforce the intimate connection between identity testing and lower bounds by exhibiting a concrete mathematical tool - the Jacobian - that is equally effective in solving both the problems on certain interesting and previously well-investigated (but not well understood) models of computation

Near-optimal Bootstrapping of Hitting Sets for Algebraic Models

The classical lemma of Ore-DeMillo-Lipton-Schwartz-Zippel [Ore22,DL78,Zip79,Sch80] states that any nonzero polynomial $f(x_1,\ldots, x_n)$ of degree at most $s$ will evaluate to a nonzero value at some point on a grid $S^n \subseteq \mathbb{F}^n$ with $|S| > s$. Thus, there is an explicit hitting set for all $n$-variate degree $s$, size $s$ algebraic circuits of size $(s+1)^n$. In this paper, we prove the following results: - Let $\epsilon > 0$ be a constant. For a sufficiently large constant $n$ and all $s > n$, if we have an explicit hitting set of size $(s+1)^{n-\epsilon}$ for the class of $n$-variate degree $s$ polynomials that are computable by algebraic circuits of size $s$, then for all $s$, we have an explicit hitting set of size $s^{\exp \circ \exp (O(\log^\ast s))}$ for $s$-variate circuits of degree $s$ and size $s$. That is, if we can obtain a barely non-trivial exponent compared to the trivial $(s+1)^{n}$ sized hitting set even for constant variate circuits, we can get an almost complete derandomization of PIT. - The above result holds when "circuits" are replaced by "formulas" or "algebraic branching programs". This extends a recent surprising result of Agrawal, Ghosh and Saxena [AGS18] who proved the same conclusion for the class of algebraic circuits, if the hypothesis provided a hitting set of size at most $(s^{n^{0.5 - \delta}})$ (where $\delta>0$ is any constant). Hence, our work significantly weakens the hypothesis of Agrawal, Ghosh and Saxena to only require a slightly non-trivial saving over the trivial hitting set, and also presents the first such result for algebraic branching programs and formulas.Comment: The main result has been strengthened significantly, compared to the older version of the paper. Additionally, the stronger theorem now holds even for subclasses of algebraic circuits, such as algebraic formulas and algebraic branching program

Algebraic Independence and Blackbox Identity Testing

Algebraic independence is an advanced notion in commutative algebra that generalizes independence of linear polynomials to higher degree. Polynomials {f_1, ..., f_m} \subset \F[x_1, ..., x_n] are called algebraically independent if there is no non-zero polynomial F such that F(f_1, ..., f_m) = 0. The transcendence degree, trdeg{f_1, ..., f_m}, is the maximal number r of algebraically independent polynomials in the set. In this paper we design blackbox and efficient linear maps \phi that reduce the number of variables from n to r but maintain trdeg{\phi(f_i)}_i = r, assuming f_i's sparse and small r. We apply these fundamental maps to solve several cases of blackbox identity testing: (1) Given a polynomial-degree circuit C and sparse polynomials f_1, ..., f_m with trdeg r, we can test blackbox D := C(f_1, ..., f_m) for zeroness in poly(size(D))^r time. (2) Define a spsp_\delta(k,s,n) circuit C to be of the form \sum_{i=1}^k \prod_{j=1}^s f_{i,j}, where f_{i,j} are sparse n-variate polynomials of degree at most \delta. For k = 2 we give a poly(sn\delta)^{\delta^2} time blackbox identity test. (3) For a general depth-4 circuit we define a notion of rank. Assuming there is a rank bound R for minimal simple spsp_\delta(k,s,n) identities, we give a poly(snR\delta)^{Rk\delta^2} time blackbox identity test for spsp_\delta(k,s,n) circuits. This partially generalizes the state of the art of depth-3 to depth-4 circuits. The notion of trdeg works best with large or zero characteristic, but we also give versions of our results for arbitrary fields.Comment: 32 pages, preliminary versio