ECONOMIC APPROACHES AND MARKET STRUCTURES FOR TEMPORAL-SPATIAL SPECTRUM SHARING

In wireless communication systems, economic approaches can be applied to spectrum sharing and enhance spectrum utilization. In this research, we develop a model where geographic information, including licensed areas of primary users (PUs) and locations of secondary users (SUs), plays an important role in the spectrum sharing system. We consider a multi-price policy and the pricing power of noncooperative PUs in multiple geographic areas. Meanwhile, the value assessment of a channel is price-related and the demand from the SUs is price-elastic. By applying an evolutionary procedure, we prove the existence and uniqueness of the optimal payoff for each PU selling channels without reserve. In the scenario of selling channels with reserve, we predict the channel prices for the PUs leading to the optimal supplies of the PUs and hence the optimal payoffs. To increase spectrum utilization, the scenario of spatial spectrum reuse is considered. We consider maximizing social welfare via on-demand channel allocation, which describes the overall satisfaction of the SUs when we involve the supply and demand relationship. We design a receiver-centric spectrum reuse mechanism, in which the optimal channel allocation that maximizes social welfare can be achieved by the Vickrey-Clarke-Groves (VCG) auction for maximal independent groups (MIGs). We prove that truthful bidding is the optimal strategy for the SUs, even though the SUs do not participate in the VCG auction for MIGs directly. Therefore, the MIGs are bidding truthfully and the requirement for social welfare maximization is satisfied. To further improve user satisfaction, user characteristics that enable heterogeneous channel valuations need to be considered in spatial spectrum reuse. We design a channel transaction mechanism for non-symmetric networks and maximize user satisfaction in consideration of multi-level flexible channel valuations of the SUs. Specifically, we introduce a constrained VCG auction. To facilitate the bid formation, we transform the constrained VCG auction to a step-by-step decision process. Meanwhile, the SUs in a coalition play a coalitional game with transferable utilities. We use the Shapley value to realize fair payoff distribution among the SUs in a coalition

Resource Allocation and Pricing in Secondary Dynamic Spectrum Access Networks

The paradigm shift from static spectrum allocation to a dynamic one has opened many challenges that need to be addressed for the true vision of Dynamic Spectrum Access (DSA) to materialize. This dissertation proposes novel solutions that include: spectrum allocation, routing, and scheduling in DSA networks. First, we propose an auction-based spectrum allocation scheme in a multi-channel environment where secondary users (SUs) bid to buy channels from primary users (PUs) based on the signal to interference and noise ratio (SINR). The channels are allocated such that i) the SUs get their preferred channels, ii) channels are re-used, and iii) there is no interference. Then, we propose a double auction-based spectrum allocation technique by considering multiple bids from SUs and heterogeneity of channels. We use virtual grouping of conflict-free buyers to transform multi-unit bids to single-unit bids. For routing, we propose a market-based model where the PUs determine the optimal price based on the demand for bandwidth by the SUs. Routes are determined through a series of price evaluations between message senders and forwarders. Also, we consider auction-based routing for two cases where buyers can bid for only one channel or they could bid for a combination of non-substitutable channels. For a centralized DSA, we propose two scheduling algorithms-- the first one focuses on maximizing the throughput and the second one focuses on fairness. We extend the scheduling algorithms to multi-channel environment. Expected throughput for every channel is computed by modelling channel state transitions using a discrete-time Markov chain. The state transition probabilities are calculated which occur at the frame/slot boundaries. All proposed algorithms are validated using simulation experiments with different network settings and their performance are studied

Distributed optimisation techniques for wireless networks

Alongside the ever increasing traffic demand, the fifth generation (5G) cellular network architecture is being proposed to provide better quality of service, increased data rate, decreased latency, and increased capacity. Without any doubt, the 5G cellular network will comprise of ultra-dense networks and multiple input multiple output technologies. This will make the current centralised solutions impractical due to increased complexity. Moreover, the amount of coordination information that needs to be transported over the backhaul links will be increased. Distributed or decentralised solutions are promising to provide better alternatives. This thesis proposes new distributed algorithms for wireless networks which aim to reduce the amount of system overheads in the backhaul links and the system complexity. The analysis of conflicts amongst transmitters, and resource allocation are conducted via the use of game theory, convex optimisation, and auction theory. Firstly, game-theoretic model is used to analyse a mixed quality of service (QoS) strategic non-cooperative game (SNG), for a two-user multiple-input single-output (MISO) interference channel. The players are considered to have different objectives. Following this, the mixed QoS SNG is extended to a multicell multiuser network in terms of signal-to-interference-and-noise ratio (SINR) requirement. In the multicell multiuser setting, each transmitter is assumed to be serving real time users (RTUs) and non-real time users (NRTUs), simultaneously. A novel mixed QoS SNG algorithm is proposed, with its operating point identified as the Nash equilibrium-mixed QoS (NE-mixed QoS). Nash, Kalai-Smorodinsky, and Egalitarian bargain solutions are then proposed to improve the performance of the NE-mixed QoS. The performance of the bargain solutions are observed to be comparable to the centralised solutions. Secondly, user offloading and user association problems are addressed for small cells using auction theory. The main base station wishes to offload some of its users to privately owned small cell access points. A novel bid-wait-auction (BWA) algorithm, which allows single-item bidding at each auction round, is designed to decompose the combinatorial mathematical nature of the problem. An analysis on the existence and uniqueness of the dominant strategy equilibrium is conducted. The BWA is then used to form the forward BWA (FBWA) and the backward BWA (BBWA). It is observed that the BBWA allows more users to be admitted as compared to the FBWA. Finally, simultaneous multiple-round ascending auction (SMRA), altered SMRA (ASMRA), sequential combinatorial auction with item bidding (SCAIB), and repetitive combinatorial auction with item bidding (RCAIB) algorithms are proposed to perform user offloading and user association for small cells. These algorithms are able to allow bundle bidding. It is then proven that, truthful bidding is individually rational and leads to Walrasian equilibrium. The performance of the proposed auction based algorithms is evaluated. It is observed that the proposed algorithms match the performance of the centralised solutions when the guest users have low target rates. The SCAIB algorithm is shown to be the most preferred as it provides high admission rate and competitive revenue to the bidders

Traffic offloading in future, heterogeneous mobile networks

The rise of third-party content providers and the introduction of numerous applications has been driving the growth of mobile data traffic in the past few years. In order to tackle this challenge, Mobile Network Operators (MNOs) aim to increase their networks' capacity by expanding their infrastructure, deploying more Base Stations (BSs). Particularly, the creation of Heterogeneous Networks (HetNets) and the application of traffic offloading through the dense deployment of low-power BSs, the small cells (SCs), is one promising solution to address the aforementioned explosive data traffic increase. Due to their financial implementation requirements, which could not be met by the MNOs, the emergence of third parties that deploy small cell networks creates new business opportunities. Thus, the investigation of frameworks that facilitate the implementation of outsourced traffic offloading, the collaboration and the transactions among MNOs and third-party small cell owners, as well as the provision of participation incentives for all stakeholders is essential for the deployment of the necessary new infrastructure and capacity expansion. The aforementioned emergence of third-party content providers and their applications not only drives the increase in mobile data traffic, but also create new Quality of Service (QoS) as well as Quality of Experience (QoE) requirements that the MNOs need to guarantee for the satisfaction of their subscribers. Moreover, even though the MNOs accommodate this traffic, they do not get any monetary compensation or subsidization for the required capacity expansion. On the contrary, their revenues reduce continuously. To that end, it is necessary to research and design network and economic functionalities adapted to the new requirements, such as QoE-aware Radio Resource Management and Dynamic Pricing (DP) strategies, which both guarantee the subscriber satisfaction and maximization the MNO profit (to compensate the diminished MNOs' revenues and the increasing deployment investment). Following a thorough investigation of the state-of-the-art, a set of research directions were identified. This dissertation consists of contributions on network sharing and outsourced traffic offloading for the capacity enhancement of MNO networks, and the design of network and economic functions for the sustainable deployment and use of the densely constructed HetNets. The contributions of this thesis are divided into two main parts, as described in the following. The first part of the thesis introduces an innovative approach on outsourced traffic offloading, where we present a framework for the Multi-Operator Radio Access Network (MORAN) sharing. The proposed framework is based on an auction scheme used by a monopolistic Small Cell Operator (SCO), through which he leases his SC infrastructure to MNOs. As the lack of information on the future offered load and the auction strategies creates uncertainty for the MNOs, we designed a learning mechanism that assists the MNOs in their bid-placing decisions. Our simulations show that our proposal almost maximizes the social welfare, satisfying the involved stakeholders and providing them with participation incentives. The second part of the thesis researches the use of network and economic functions for MNO profit maximization, while guaranteeing the users' satisfaction. Particularly, we designed a model that accommodates a plethora of services with various QoS and QoE requirements, as well as diverse pricing, that is, various service prices and different charging schemes. In this model, we proposed QoE-aware user association, resource allocation and joint resource allocation and dynamic pricing algorithms, which exploit the QoE-awareness and the network's economic aspects, such as the profit. Our simulations have shown that our proposals gain substantial more profit compared to traditional and state-of-the-art solutions, while providing a similar or even better network performance.El aumento de los proveedores de contenido de terceros y la introducción de numerosas aplicaciones ha impulsado el crecimiento del tráfico de datos en redes móviles en los últimos años. Para hacer frente a este desafío, los operadores de redes móviles (Mobile Network Operators, MNOs) apuntan a aumentar la capacidad de sus redes mediante la expansión de su infraestructura y el despliegue de más estaciones base (BS). Particularmente, la creación de Redes Heterogéneas (Heterogenous Networks, HetNets) y la aplicación de descarga de tráfico a través del despliegue denso de BSs de baja potencia, las células pequeñas (small cells, SCs), es una solución prometedora para abordar el aumento del tráfico de datos explosivos antes mencionado. Debido a sus requisitos de implementación financiera, que los MNO no pudieron cumplir, la aparición de terceros que implementan redes de células pequeñas crea nuevas oportunidades comerciales. Por lo tanto, la investigación de marcos que faciliten la implementación de la descarga tercerizada de tráfico, la colaboración y las transacciones entre MNOs y terceros propietarios de células pequeñas, así como la provisión de incentivos de participación para todas las partes interesadas esencial para el despliegue de la nueva infraestructura necesaria y la expansión de la capacidad. La aparición antes mencionada de proveedores de contenido de terceros y sus aplicaciones no solo impulsa el aumento del tráfico de datos móviles, sino también crea nuevos requisitos de calidad de servicio (Quality of Service, QoS) y calidad de la experiencia (Quality of Experience, QoE) que los operadores de redes móviles deben garantizar para la satisfacción de sus suscriptores. Además, a pesar de que los operadores de redes móviles adaptan este tráfico, no obtienen ninguna compensación monetaria o subsidio por la expansión de capacidad requerida. Por el contrario, sus ingresos se reducen continuamente. Para ello, es necesario investigar y diseñar funcionalidades económicas y de red adaptadas a los nuevos requisitos, tales como las estrategias QoE-conscientes de gestión de recursos de radio y de precios dinámicos (Dynamic Pricing, DP), que garantizan la satisfacción del abonado y la maximización de la ganancia de operador móvil (para compensar los ingresos de los MNOs disminuidos y la creciente inversión de implementación). Después de una investigación exhaustiva del estado del arte, se identificaron un conjunto de direcciones de investigación. Esta disertación consiste en contribuciones sobre el uso compartido de redes y la descarga tercerizada de tráfico para la mejora de la capacidad de redes MNO, y el diseño de funciones económicas y de red para el despliegue y uso sostenible de las HetNets densamente construidas. Las contribuciones de esta tesis se dividen en dos partes principales, como se describe a continuación. La primera parte de la tesis presenta un enfoque innovador sobre la descarga subcontratada de tráfico, en el que presentamos un marco para el uso compartido de la red de acceso de radio de múltiples operadores (Multi-Operator RAN, MORAN). El marco propuesto se basa en un esquema de subasta utilizado por un operador monopólico de celda pequeña (Small Cell Operator, SCO), a través del cual arrienda su infraestructura SC a MNOs. Como la falta de información sobre la futura carga de red y las estrategias de subasta creaban incertidumbre para los MNO, diseñamos un mecanismo de aprendizaje que asiste a los MNO en sus decisiones de colocación de pujas. Nuestras simulaciones muestran que nuestra propuesta casi maximiza el bienestar social, satisfaciendo a las partes interesadas involucradas y proporcionándoles incentivos de participación. La segunda parte de la tesis investiga el uso de las funciones económicas y de red para la maximización de los beneficios de los MNOs, al tiempo que garantiza la satisfacción de los usuarios. Particularmente, diseñamos un modelo que acomoda una gran cantidad de servicios con diversos requisitos de QoS y QoE, tanto como diversos precios, es decir, varios precios de servicio y diferentes esquemas de cobro. En este modelo, propusimos algoritmos QoE-conscientes para asociación de usuarios, asignación de recursos y conjunta asignación de recursos y de fijación dinámica de precios, que explotan la conciencia de QoE y los aspectos económicos de la red, como la ganancia. Nuestras simulaciones han demostrado que nuestras propuestas obtienen un beneficio sustancial en comparación con las soluciones tradicionales y del estado del arte, a la vez que proporcionan un rendimiento de red similar o incluso mejor.Postprint (published version

Fractional frequency reused based interference mitigation in irregular geometry multicellular networks

Recent drastic growth in the mobile broadband services specifically with the proliferation of smart phones demands for higher spectrum capacity of wireless cellular systems. Due to the scarcity of the frequency spectrum, cellular systems are seeking aggressive frequency reuse, which improve the network capacity, however, at the expense of increased Inter Cell Interference (ICI). Fractional Frequency Reuse (FFR) scheme has been acknowledged as an effective ICI mitigation scheme, however, in literature FFR has been used mostly in perfect geometry network. In realistic deployment, the cellular geometry is irregular and each cell experiences varying ICI. The main objective of this thesis is to develop ICI mitigation scheme that improves spectrum efficiency and throughput for irregular geometry multicellular network. Irregular Geometry Sectored-Fractional Frequency Reuse (IGS-FFR) scheme is developed that comprises of cell partitioning and sectoring, and dynamic spectrum partitioning. The cell-partitioning and sectoring allows full frequency reuse within an irregular geometry cell. Nevertheless, the sub-regions in an irregular cell have varying coverage areas and thus demands diverse spectrum requirements. The IGSFFR scheme is designed to dynamically allocate the spectrum resources according to the traffic demands of each sub-region. An enhanced IGS-FFR has been developed to optimally allocate the spectrum resources to individual users of each sub-region. Enhanced IGS-FFR has been realized using two different approaches, Auction based Optimized IGS-FFR (AO-IGS-FFR) and Hungarian based Optimized IGS-FFR (HO-IGS-FFR). The results show that IGS-FFR has significantly improved the cell throughput by 89%, 45% and 18% and users’ satisfaction by 112%, 65.8% and 38% compared to Reuse-1, Strict-FFR and FFR-3 schemes, respectively. The findings show that the ICI mitigation in IGS-FFR is reinforced by users’ satisfaction. As the number of sectors in IGS-FFR increases from 3 to 4 and 6, the cell throughput increase by 21% and 33% because of spatial diversity exploitation along with orthogonal sub-band allocation. AO-IGS-FFR and HO-IGS-FFR have further improved the cell throughput of the basic FFR-3 by 65% and 72.2%, respectively. HO-IGS-FFR performs 7% better than the AO-IGS-FFR at the expense of 26.7% decrease in the users’ satisfaction and excessive complexity. Although, AO-IGS-FFR compromises sub-optimal bandwidth allocation, it is a low complexity scheme and can mitigate ICI with high users’ satisfaction. The enhanced IGS-FFR can be deployed in future heterogeneous irregular geometry multicellular OFDMA networks

Vehicle as a Service (VaaS): Leverage Vehicles to Build Service Networks and Capabilities for Smart Cities

Smart cities demand resources for rich immersive sensing, ubiquitous communications, powerful computing, large storage, and high intelligence (SCCSI) to support various kinds of applications, such as public safety, connected and autonomous driving, smart and connected health, and smart living. At the same time, it is widely recognized that vehicles such as autonomous cars, equipped with significantly powerful SCCSI capabilities, will become ubiquitous in future smart cities. By observing the convergence of these two trends, this article advocates the use of vehicles to build a cost-effective service network, called the Vehicle as a Service (VaaS) paradigm, where vehicles empowered with SCCSI capability form a web of mobile servers and communicators to provide SCCSI services in smart cities. Towards this direction, we first examine the potential use cases in smart cities and possible upgrades required for the transition from traditional vehicular ad hoc networks (VANETs) to VaaS. Then, we will introduce the system architecture of the VaaS paradigm and discuss how it can provide SCCSI services in future smart cities, respectively. At last, we identify the open problems of this paradigm and future research directions, including architectural design, service provisioning, incentive design, and security & privacy. We expect that this paper paves the way towards developing a cost-effective and sustainable approach for building smart cities.Comment: 32 pages, 11 figure

Cooperative retransmission protocols in fading channels : issues, solutions and applications

Future wireless systems are expected to extensively rely on cooperation between terminals, mimicking MIMO scenarios when terminal dimensions limit implementation of multiple antenna technology. On this line, cooperative retransmission protocols are considered as particularly promising technology due to their opportunistic and flexible exploitation of both spatial and time diversity. In this dissertation, some of the major issues that hinder the practical implementation of this technology are identified and pertaining solutions are proposed and analyzed. Potentials of cooperative and cooperative retransmission protocols for a practical implementation of dynamic spectrum access paradigm are also recognized and investigated. Detailed contributions follow. While conventionally regarded as energy efficient communications paradigms, both cooperative and retransmission concepts increase circuitry energy and may lead to energy overconsumption as in, e.g., sensor networks. In this context, advantages of cooperative retransmission protocols are reexamined in this dissertation and their limitation for short transmission ranges observed. An optimization effort is provided for extending an energy- efficient applicability of these protocols. Underlying assumption of altruistic relaying has always been a major stumbling block for implementation of cooperative technologies. In this dissertation, provision is made to alleviate this assumption and opportunistic mechanisms are designed that incentivize relaying via a spectrum leasing approach. Mechanisms are provided for both cooperative and cooperative retransmission protocols, obtaining a meaningful upsurge of spectral efficiency for all involved nodes (source-destination link and the relays). It is further recognized in this dissertation that the proposed relaying-incentivizing schemes have an additional and certainly not less important application, that is in dynamic spectrum access for property-rights cognitive-radio implementation. Provided solutions avoid commons-model cognitive-radio strict sensing requirements and regulatory and taxonomy issues of a property-rights model