Resource allocation for transmit hybrid beamforming in decoupled millimeter wave multiuser-MIMO downlink

This paper presents a study on joint radio resource allocation and hybrid precoding in multicarrier massive multiple-input multiple-output communications for 5G cellular networks. In this paper, we present the resource allocation algorithm to maximize the proportional fairness (PF) spectral efficiency under the per subchannel power and the beamforming rank constraints. Two heuristic algorithms are designed. The proportional fairness hybrid beamforming algorithm provides the transmit precoder with a proportional fair spectral efficiency among users for the desired number of radio-frequency (RF) chains. Then, we transform the number of RF chains or rank constrained optimization problem into convex semidefinite programming (SDP) problem, which can be solved by standard techniques. Inspired by the formulated convex SDP problem, a low-complexity, two-step, PF-relaxed optimization algorithm has been provided for the formulated convex optimization problem. Simulation results show that the proposed suboptimal solution to the relaxed optimization problem is near-optimal for the signal-to-noise ratio SNR <= 10 dB and has a performance gap not greater than 2.33 b/s/Hz within the SNR range 0-25 dB. It also outperforms the maximum throughput and PF-based hybrid beamforming schemes for sum spectral efficiency, individual spectral efficiency, and fairness index

Power and Channel Allocation for Non-orthogonal Multiple Access in 5G Systems: Tractability and Computation

Network capacity calls for significant increase for 5G cellular systems. A promising multi-user access scheme, non-orthogonal multiple access (NOMA) with successive interference cancellation (SIC), is currently under consideration. In NOMA, spectrum efficiency is improved by allowing more than one user to simultaneously access the same frequency-time resource and separating multi-user signals by SIC at the receiver. These render resource allocation and optimization in NOMA different from orthogonal multiple access in 4G. In this paper, we provide theoretical insights and algorithmic solutions to jointly optimize power and channel allocation in NOMA. For utility maximization, we mathematically formulate NOMA resource allocation problems. We characterize and analyze the problems' tractability under a range of constraints and utility functions. For tractable cases, we provide polynomial-time solutions for global optimality. For intractable cases, we prove the NP-hardness and propose an algorithmic framework combining Lagrangian duality and dynamic programming (LDDP) to deliver near-optimal solutions. To gauge the performance of the obtained solutions, we also provide optimality bounds on the global optimum. Numerical results demonstrate that the proposed algorithmic solution can significantly improve the system performance in both throughput and fairness over orthogonal multiple access as well as over a previous NOMA resource allocation scheme.Comment: IEEE Transactions on Wireless Communications, revisio

Optimal Distributed Resource Allocation for Decode-and-Forward Relay Networks

This paper presents a distributed resource allocation algorithm to jointly optimize the power allocation, channel allocation and relay selection for decode-and-forward (DF) relay networks with a large number of sources, relays, and destinations. The well-known dual decomposition technique cannot directly be applied to resolve this problem, because the achievable data rate of DF relaying is not strictly concave, and thus the local resource allocation subproblem may have non-unique solutions. We resolve this non-strict concavity problem by using the idea of the proximal point method, which adds quadratic terms to make the objective function strictly concave. However, the proximal solution adds an extra layer of iterations over typical duality based approaches, which can significantly slow down the speed of convergence. To address this key weakness, we devise a fast algorithm without the need for this additional layer of iterations, which converges to the optimal solution. Our algorithm only needs local information exchange, and can easily adapt to variations of network size and topology. We prove that our distributed resource allocation algorithm converges to the optimal solution. A channel resource adjustment method is further developed to provide more channel resources to the bottleneck links and realize traffic load balance. Numerical results are provided to illustrate the benefits of our algorithm

DESIGN AND OPTIMIZATION OF SIMULTANEOUS WIRELESS INFORMATION AND POWER TRANSFER SYSTEMS

The recent trends in the domain of wireless communications indicate severe upcoming challenges, both in terms of infrastructure as well as design of novel techniques. On the other hand, the world population keeps witnessing or hearing about new generations of mobile/wireless technologies within every half to one decade. It is certain the wireless communication systems have enabled the exchange of information without any physical cable(s), however, the dependence of the mobile devices on the power cables still persist. Each passing year unveils several critical challenges related to the increasing capacity and performance needs, power optimization at complex hardware circuitries, mobility of the users, and demand for even better energy efficiency algorithms at the wireless devices. Moreover, an additional issue is raised in the form of continuous battery drainage at these limited-power devices for sufficing their assertive demands. In this regard, optimal performance at any device is heavily constrained by either wired, or an inductive based wireless recharging of the equipment on a continuous basis. This process is very inconvenient and such a problem is foreseen to persist in future, irrespective of the wireless communication method used. Recently, a promising idea for simultaneous wireless radio-frequency (RF) transmission of information and energy came into spotlight during the last decade. This technique does not only guarantee a more flexible recharging alternative, but also ensures its co-existence with any of the existing (RF-based) or alternatively proposed methods of wireless communications, such as visible light communications (VLC) (e.g., Light Fidelity (Li-Fi)), optical communications (e.g., LASER-equipped communication systems), and far-envisioned quantum-based communication systems. In addition, this scheme is expected to cater to the needs of many current and future technologies like wearable devices, sensors used in hazardous areas, 5G and beyond, etc. This Thesis presents a detailed investigation of several interesting scenarios in this direction, specifically concerning design and optimization of such RF-based power transfer systems. The first chapter of this Thesis provides a detailed overview of the considered topic, which serves as the foundation step. The details include the highlights about its main contributions, discussion about the adopted mathematical (optimization) tools, and further refined minutiae about its organization. Following this, a detailed survey on the wireless power transmission (WPT) techniques is provided, which includes the discussion about historical developments of WPT comprising its present forms, consideration of WPT with wireless communications, and its compatibility with the existing techniques. Moreover, a review on various types of RF energy harvesting (EH) modules is incorporated, along with a brief and general overview on the system modeling, the modeling assumptions, and recent industrial considerations. Furthermore, this Thesis work has been divided into three main research topics, as follows. Firstly, the notion of simultaneous wireless information and power transmission (SWIPT) is investigated in conjunction with the cooperative systems framework consisting of single source, multiple relays and multiple users. In this context, several interesting aspects like relay selection, multi-carrier, and resource allocation are considered, along with problem formulations dealing with either maximization of throughput, maximization of harvested energy, or both. Secondly, this Thesis builds up on the idea of transmit precoder design for wireless multigroup multicasting systems in conjunction with SWIPT. Herein, the advantages of adopting separate multicasting and energy precoder designs are illustrated, where we investigate the benefits of multiple antenna transmitters by exploiting the similarities between broadcasting information and wirelessly transferring power. The proposed design does not only facilitates the SWIPT mechanism, but may also serve as a potential candidate to complement the separate waveform designing mechanism with exclusive RF signals meant for information and power transmissions, respectively. Lastly, a novel mechanism is developed to establish a relationship between the SWIPT and cache-enabled cooperative systems. In this direction, benefits of adopting the SWIPT-caching framework are illustrated, with special emphasis on an enhanced rate-energy (R-E) trade-off in contrast to the traditional SWIPT systems. The common notion in the context of SWIPT revolves around the transmission of information, and storage of power. In this vein, the proposed work investigates the system wherein both information and power can be transmitted and stored. The Thesis finally concludes with insights on the future directions and open research challenges associated with the considered framework

Modeling and Performance Analysis of Relay-based Cooperative OFDMA Networks

Next generation wireless communication networks are expected to provide ubiquitous high data rate coverage and support heterogeneous wireless services with diverse quality-of-service (QoS) requirements. This translates into a heavy demand for the spectral resources. In order to meet these requirements, Orthogonal Frequency Division Multiple Access (OFDMA) has been regarded as a promising air-interface for the emerging fourth generation (4G) networks due to its capability to combat the channel impairments and support high data rate. In addition, OFDMA offers flexibility in radio resource allocation and provides multiuser diversity by allowing subcarriers to be shared among multiple users. One of the main challenges for the 4G networks is to achieve high throughput throughout the entire cell. Cooperative relaying is a very promising solution to tackle this problem as it provides throughput gains as well as coverage extension. The combination of OFDMA and cooperative relaying assures high throughput requirements, particularly for users at the cell edge. However, to fully exploit the benefits of relaying, efficient relay selection as well as resource allocation are critical in such kind of network when multiple users and multiple relays are considered. Moreover, the consideration of heterogeneous QoS requirements further complicate the optimal allocation of resources in a relay enhanced OFDMA network. Furthermore, the computational complexity and signalling overhead are also needed to be considered in the design of practical resource allocation schemes. In this dissertation, we conduct a comprehensive research study on the topic of radio resource management for relay-based cooperative OFDMA networks supporting heterogeneous QoS requirements. Specifically, this dissertation investigates how to effectively and efficiently allocate resources to satisfy QoS requirements of 4G users, improve spectrum utilization and reduce computational complexity at the base station. The problems and our research achievements are briefly outlined as follows. Firstly, a QoS aware optimal joint relay selection, power allocation and subcarrier assignment scheme for uplink OFDMA system considering heterogeneous services under a total power constraint is proposed. The relay selection, power allocation and subcarrier assignment problem is formulated as a joint optimization problem with the objective of maximizing the system throughput, which is solved by means of a two level dual decomposition and subgradient method. The computational complexity is finally reduced via the introduction of two suboptimal schemes. The performance of the proposed schemes is demonstrated through computer simulations based on OFDMA network. Numerical results show that our schemes support heterogeneous services while guaranteeing each user's QoS requirements with slight total system throughput degradation. Secondly, we investigate the resource allocation problem subject to the satisfaction of user QoS requirements and individual total power constraints of the users and relays. The throughput of each end-to-end link is modeled considering both the direct and relay links. Due to non-convex nature of the original resource allocation problem, the optimal solution is obtained by solving a relaxed problem via two level dual decomposition. Numerical results reveal that the proposed scheme is effective in provisioning QoS of each user's over the conventional resource allocation counterpart under individual total power constraints of the users and relays . Lastly, decentralized resource allocation schemes are proposed to reduce the computational complexity and CSI feedback overhead at the BS. A user centric distributed (UCD) scheme and a relay centric distributed (RCD) scheme are proposed, where the computation of the centralized scheme is distributed among the users and relays, respectively. We also proposed suboptimal schemes based on simplified relay selection. The suboptimal schemes can be combined with the distributed schemes to further reduce of signalling overhead and computational complexity. Numerical results show that our schemes guarantee user's satisfaction with low computational complexity and signalling overhead, leading to preferred candidates for practical implementation. The research results obtained in this dissertation can improve the resource utilization and QoS assurance of the emerging OFDMA networks.4 month