Sensorless Control of Switched-Flux Permanent Magnet Machines

This thesis investigates the sensorless control strategies of permanent magnet synchronous machines (PMSMs), with particular reference to switched-flux permanent magnet (SFPM) machines, based on high-frequency signal injection methods for low speed and standstill and the back-EMF based methods for medium and high speeds

A precise, General, Non-Invasive and Automatic Speed Estimation Method for MCSA Steady-State Diagnosis and Efficiency Estimation of Induction Motors in the 4.0 Industry

Tesis por compendio[ES] Hay dos aspectos cruciales a la hora de operar motores de inducción en la industria: la estimación de su eficiencia (para minimizar el consumo de energía) y su diagnóstico (para evitar paradas intempestivas y reducir los costes de mantenimiento). Para estimar la eficiencia del motor es necesario medir tensiones y corrientes. Por ello, resulta conveniente y muy útil utilizar la misma corriente para diagnosticar también el motor (Motor Current Signature Analysis: MCSA). En este sentido, la técnica MCSA más adecuada es aquella basada en la localización de armónicos de fallo en el espectro de la corriente de línea del estator en régimen permanente, pues esta es la condición de funcionamiento de la mayoría de los motores de inducción de la industria. Por otro lado, dado que la frecuencia de estos armónicos depende de la velocidad, resulta imprescindible conocer esta magnitud con precisión, ya que esto permite localizar correctamente los armónicos de fallo, y, por tanto, reducir las posibilidades de falsos positivos/negativos. A su vez, una medida precisa de la velocidad también permite calcular con precisión la potencia mecánica, lo que se traduce en una estimación más exacta del rendimiento. Por último, para adaptarse a las necesidades de la Industria 4.0, en la que se monitoriza continuamente un gran número de motores, la velocidad también debe ser obtenida de manera no invasiva, automática y para cualquier motor de inducción. A este respecto, dado que la medición precisa de la velocidad a través de un encóder es invasiva y costosa, las técnicas de estimación de velocidad sin sensores (SSE en inglés) se convierten en la mejor opción. En la primera parte de esta tesis se realiza un análisis exhaustivo de las familias de técnicas SSE presentes en la literatura técnica. Como se demuestra en ella, aquellos métodos basados en armónicos de ranura (RSHs en inglés) y en armónicos laterales de frecuencia rotacional (RFSHs) son potencialmente los únicos que pueden satisfacer todos los requisitos mencionados anteriormente. Sin embargo, como también se demuestra en esta parte, y hasta esta tesis, siempre había existido un compromiso entre la precisión (característica de los RSHs) y la aplicabilidad general del método (característica de los RFSHs). En la segunda parte, y núcleo de esta tesis, se presenta una metodología que acaba con este compromiso, proporcionando así el primer método de estimación de velocidad preciso, general, no invasivo y automático para el diagnóstico en estado estacionario MCSA y la estimación de la eficiencia de motores de inducción que operan en un contexto de Industria 4.0. Esto se consigue desarrollando una novedosa técnica basada en RSHs que, por primera vez en la literatura técnica, elimina la necesidad de conocer/estimar el número de ranuras del rotor, lo que había impedido hasta la fecha que estos métodos fueran de aplicación general. Esta técnica proporciona además un procedimiento fiable y automático para localizar la familia de RSHs en el espectro de la corriente de línea de un motor de inducción. De igual forma y sin la ayuda de un experto, la técnica es capaz de determinar los parámetros necesarios para estimar la velocidad a partir de los RSHs, utilizando medidas tomadas en régimen estacionario. La metodología es validada utilizando motores con diferentes características y tipos de alimentaciones, empleando para ello simulaciones, pruebas de laboratorio y 105 motores industriales. Además, se muestra un caso de aplicación industrial en el que el algoritmo desarrollado se implementa en un sistema de monitorización continua mediante MCSA, lo que acaba conduciendo al descubrimiento de un nuevo fallo en motores sumergibles de pozo profundo: el desgaste de los anillos de cortocircuito. Por último, se presenta una segunda aplicación directa para este tipo de motores derivada del procedimiento de detección de RSHs: el uso de estos armónicos para diagnosticar, en fase temprana, cortocircuitos entre espiras.[CA] Hi ha dos aspectes crucials a l'hora d'operar motors d'inducció en la indústria: l'estimació de la seua eficiència (per a minimitzar el consum d'energia) i el seu diagnòstic (per a evitar parades intempestives i reduir els costos de manteniment). Per a estimar l'eficiència del motor és necessari mesurar tensions i corrents. Per això, resulta convenient i molt útil utilitzar el mateix corrent per a diagnosticar també el motor (Motor Current Signature Analysis: MCSA). En aquest sentit, la tècnica MCSA més adequada és aquella basada en la localització d'harmònics de fallada en l'espectre del corrent de línia de l'estator en règim permanent, ja que aquesta és la condició de funcionament de la majoria dels motors d'inducció de la indústria. D'altra banda, atés que la freqüència d'aquests harmònics depén de la velocitat, resulta imprescindible conéixer aquesta magnitud amb precisió, ja que això permet localitzar correctament els harmònics de fallada i, per tant, reduir les possibilitats de falsos positius/negatius. Al seu torn, una mesura precisa de la velocitat també permet calcular amb precisió la potència mecànica, la qual cosa es tradueix en una estimació més exacta del rendiment. Finalment, per a adaptar-se a les necessitats de la Indústria 4.0, en la qual es monitora contínuament un gran nombre de motors, la velocitat també ha de ser obtinguda de manera no invasiva, automàtica i per a qualsevol motor d'inducció. En aquest sentit, atès que el mesurament precís de la velocitat a través d'un encóder és invasiva i costosa, les tècniques d'estimació de velocitat sense sensors (SSE en anglés) es converteixen en la millor opció. En la primera part d'aquesta tesi es realitza una anàlisi exhaustiva de totes les famílies de tècniques SSE presents en la literatura tècnica. Com es demostra en ella, aquells mètodes basats en harmònics de ranura (RSHs en anglès) i harmònics laterals de freqüència rotacional (RFSHs en anglés) són els més prometedors, ja que son potencialment els únics que poden satisfer tots els requisits esmentats anteriorment. No obstant això, com també es demostra en aquesta part, i fins a aquesta tesi, sempre havia existit un compromís entre la precisió (característica dels RSHs) i l'aplicabilitat general del mètode (característica dels RFSHs). En la segona part, i nucli d'aquesta tesi, es presenta una metodologia que acaba amb aquest compromís, proporcionant així el primer mètode d'estimació de velocitat precís, general, no invasiu i automàtic per al diagnòstic en estat estacionari MCSA i l'estimació de l'eficiència de motors d'inducció que operen en un context d'Indústria 4.0. Això s'aconsegueix desenvolupant una nova tècnica basada en RSHs que, per primera vegada en la literatura tècnica, elimina la necessitat de conéixer/estimar el nombre de ranures del rotor, cosa que havia impedit fins avui que aquests mètodes foren d'aplicació general. Aquesta tècnica proporciona a més un procediment fiable i automàtic per a localitzar la família de RSHs en l'espectre del corrent de línia d'un motor d'inducció. De la mateixa forma i sense l'ajuda d'un expert, la tècnica és capaç de determinar els paràmetres necessaris per a estimar la velocitat a partir dels RSHs, utilitzant mesures preses en règim estacionari. La metodologia és validada utilitzant motors amb diferents característiques i condicions d'alimentació, emprant per a això simulacions, proves de laboratori i 105 motors industrials. A més, es mostra un cas real d'aplicació industrial en el qual l'algoritme desenvolupat és implementat en un sistema de monitoratge continu mitjançant MCSA, la qual cosa acaba conduint al descobriment d'una nova fallada en motors submergibles de pou profund: el desgast dels anells de curtcircuit. Finalment, es presenta una segona aplicació directa per a aquest tipus de motors derivada del procediment de detecció de RSHs: l'ús d'aquests harmònics per a diagnosticar, en fase primerenca, curtcircuits entre espires.[EN] There are two crucial aspects when operating induction motors in industry: efficiency estimation (to minimize energy consumption) and diagnosis (to avoid untimely outages and reduce maintenance costs). To estimate the motor's efficiency, it is necessary to measure voltages and currents. Hence, it is convenient and very useful using the same current to also diagnose the motor (Motor Current Signature Analysis: MCSA). In this regard, the most suitable MCSA technique is that based on locating fault harmonics in the spectrum of the stator line current under steady-state, as this is the operating condition of most induction motors in industry. Since the frequency of these harmonics depends on the speed, it becomes essential to be able to know this magnitude with precision, as this makes it possible to correctly locate the fault harmonics, and therefore, reduce the chances of false positives/negatives. In turn, an accurate speed information also allows to calculate the mechanical power with precision, which results in a more accurate estimation of the motor performance. Finally, to adapt to the needs of 4.0 Industry, where large numbers of motors are continuously monitored, the speed must not only be obtained very accurately, but also non-invasively, automatically (without the need for an expert) and for any induction motor. In this regard, since precise speed measurement through a shaft sensor is invasive and expensive, Sensorless Speed Estimation (SSE) techniques become the best option. The first part of this thesis conducts a thorough analysis of all the families of SSE techniques present in the technical literature. As demonstrated therein, those techniques based on Slotting and Rotational Frequency Sideband Harmonics are the most promising, as they can potentially meet all the aforementioned requirements. However, as also proved in this part, and up to this thesis, there had always been a trade-off between accuracy, characteristic of Rotor Slot Harmonics (RSHs), and general applicability, characteristic of Rotational Frequency Sideband Harmonics (RFSHs). The second part, and core of this thesis, presents a methodology that ends with this trade-off between accuracy and general applicability, thus providing the first precise, general, noninvasive and automatic speed estimation method for MCSA steady-state diagnosis and efficiency estimation of induction motors that operate in a 4.0 Industry context. This is achieved by developing a novel RSH-based technique that, for the first time in technical literature, eliminates the need to know/estimate the number of rotor slots, which had so far prevented these techniques to be generally applicable. This technique also provides a reliable and automatic procedure to, from among the high number of significant harmonics present in the spectrum of the line current of an induction motor, locate the RSHs family. Also automatically and without the help of an expert, the technique is able to determine the parameters needed to estimate speed from RSHs, using only measurements taken during the motor normal operation at steady-state. The methodology is validated using motors with different characteristics and supply conditions, by simulations, lab tests and with 105 industrial motors. Furthermore, a real industrial case of application is shown as well, where the speed estimation algorithm is implemented in a continuous motor condition monitoring system via MCSA, which eventually leads to the discovery of a new fault in deep-well submersible motors: the wear of end-rings. Finally, a second direct application derived from the reliable and automatic procedure to detect RSHs is presented: the use of these harmonics to diagnose early-stage inter-turn faults in induction motors of deep-well submersible pumps.Bonet Jara, J. (2023). A precise, General, Non-Invasive and Automatic Speed Estimation Method for MCSA Steady-State Diagnosis and Efficiency Estimation of Induction Motors in the 4.0 Industry [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/194269Compendi

A synchronised multi-motor control system using hybrid sensorless induction motor drives

The main aim of this project was to research, develop and test an induction motor drive not requiring a speed encoder, but which could be considered commercially viable by motor drives manufacturers, and which should aim to meet the follow requirements: • Dynamic torque performance and steady state speed-holding accuracy to be comparable with encodered vector controlled drives • Extensive and highly accurate knowledge of electrical and mechanical parameters of the motor and load not to be required • Extensive commissioning from an expert engineer not to be necessary • Algorithm not to rely on excessive computational capability being available The drive was to operate, in a stable manner, over speed and load ranges at least comparable with commercially available sensorless induction motor drives. The above requirements were set such that the developed sensorless technique may be considered for synchronised multi-motor process applications, where the advantages of a sensorless system could be exploited for hazardous, damp and hot conditions. The solution developed consists of a leading model-based sensorless method augmented with a speed estimator that tracks harmonics, seen in the stator terminal quantities, due to rotor slotting. The model-based scheme facilitates field-orientated control for dynamic performance. The slot harmonic speed estimator tunes the model for speed accuracy. Slot harmonics are identified using a recursive signal processing method termed the Recursive Maximum Likelihood - Adaptive Tracking Filter. This work is the first example of the method being developed into a practical sensorless drive system and the complete speed identifier is described, including set-up, pre-filtering and the minimal parameter considerations. Being recursive the method is computationally efficient, yet has accuracy comparable with that of FFT identifiers used in other work. The developed sensorless strategy was implemented practically on two motor drive systems. The performance of the scheme is shown to give encoder like speed holding accuracy and field-orientated dynamic performance. The two drives were also configured and tested as a speed synchronised pair, using applicable multi-motor control techniques, themselves compared and contrasted. The sensorless performance is demonstrated, alongside an encodered version acting as a benchmark, and the performance of the two schemes is shown to be highly comparable. The author has found no other example of sensorless techniques considered for use in multi-motor applications. The use of such a technique brings established advantages associated with encoder removal and allows multi-axis electronic synchronisation to be considered for parts of a process where an encoder may not be appropriate

High performance sensorless vector control of induction motor drives

The aim of this research project was to develop a vector controlled induction motor drive operating without a speed or position sensor but having a dynamic performance comparable to a sensored vector drive. The methodology was to detect the motor speed from the machine rotor slot harmonics using digital signal processing and to use this signal to tune a speed estimator and thus reduce or eliminate the estimator’s sensitivity to parameter variations. Derivation of a speed signal from the rotor slot harmonics using a Discrete Fourier Transform-based algorithm has yielded highly accurate and robust speed signals above machine frequencies of about 2 Hz and independent of machine loads. The detection, which has been carried out using an Intel i860 processor in parallel with the main vector controller, has been found to give predictable and consistent results duing speed transient conditions. The speed signal obtained from the rotor slot harmonics has been used to tune a Model Reference Adaptive speed and flux observer, with the resulting sensorless drive operating to steady state speed accuracies down to 0.02 rpm above 2 Hz (i.e. 60 rpm for the 4 pole machine). A significant aspect of the research has been the mathematical derivation of the speed bandwidth limitations for both sensored and sensorless drives, thus allowing for quantitative comparison of their dynamic performance. It has been found that the speed bandwidth limitation for sensorless drives depends on the accuracy to which the machine parameters are known and that for maximum dynamic performance it is necessary to tune the flux and speed estimator against variations in stator resistance in addition to the tuning mechanism deriving from the DFT speed detector. New dynamic stator resistance tuning algorithms have been implemented. The resulting sensorless drive has been found to have a speed bandwidth equivalent to sensored drives fitted with medium resolution encoders (i.e. about 500 ppr), and a zero speed accuracy of ± 8 rpm under speed control. These specifications are superior to any reported in the research literature

Model predictive MRAS estimator for sensorless induction motor drives

Ph. D. ThesisThe project presents a novel model predictive reference adaptive system (MRAS) speed observer for sensorless induction motor drives applications. The proposed observer is based on the finite control set-model predictive control principle. The rotor position is calculated using a search-based optimization algorithm which ensures a minimum speed tuning error signal at each sampling period. This eliminates the need for a proportional integral (PI) controller which is conventionally employed in the adaption mechanism of MRAS observers. Extensive simulation and experimental tests have been carried out to evaluate the performance of the proposed observer. Both the simulation and the experimental results show improved performance of the MRAS scheme in both open and closed-loop sensorless modes of operation at low speeds and with different loading conditions including regeneration. The proposed scheme also improves the system robustness against motor parameter variations and increases the maximum bandwidth of the speed loop controller. However, some of the experimental results show oscillations in the estimated rotor speed, especially at light loading conditions. Furthermore, due to the use of the voltage equation in the reference model, the scheme remains sensitive, to a certain extent, to the variations in the machine parameters. Therefore, to reduce rotor speed oscillations at light loading conditions, an adaptive filter is employed in the speed extraction mechanism, where an adaptation mechanism is proposed to adapt the filter time constant depending on the dynamic state of the system. Furthermore, a voltage compensating method is employed in the reference model of the MP-MRAS observer to address the problems associated with sensitivity to motor parameter variation. The performance of the proposed scheme is evaluated both experimentally and by simulation. Results confirm the effectiveness of the proposed scheme for sensorless speed control of IM drives

A synchronised multi-motor control system using hybrid sensorless induction motor drives

The main aim of this project was to research, develop and test an induction motor drive not requiring a speed encoder, but which could be considered commercially viable by motor drives manufacturers, and which should aim to meet the follow requirements: • Dynamic torque performance and steady state speed-holding accuracy to be comparable with encodered vector controlled drives • Extensive and highly accurate knowledge of electrical and mechanical parameters of the motor and load not to be required • Extensive commissioning from an expert engineer not to be necessary • Algorithm not to rely on excessive computational capability being available The drive was to operate, in a stable manner, over speed and load ranges at least comparable with commercially available sensorless induction motor drives. The above requirements were set such that the developed sensorless technique may be considered for synchronised multi-motor process applications, where the advantages of a sensorless system could be exploited for hazardous, damp and hot conditions. The solution developed consists of a leading model-based sensorless method augmented with a speed estimator that tracks harmonics, seen in the stator terminal quantities, due to rotor slotting. The model-based scheme facilitates field-orientated control for dynamic performance. The slot harmonic speed estimator tunes the model for speed accuracy. Slot harmonics are identified using a recursive signal processing method termed the Recursive Maximum Likelihood - Adaptive Tracking Filter. This work is the first example of the method being developed into a practical sensorless drive system and the complete speed identifier is described, including set-up, pre-filtering and the minimal parameter considerations. Being recursive the method is computationally efficient, yet has accuracy comparable with that of FFT identifiers used in other work. The developed sensorless strategy was implemented practically on two motor drive systems. The performance of the scheme is shown to give encoder like speed holding accuracy and field-orientated dynamic performance. The two drives were also configured and tested as a speed synchronised pair, using applicable multi-motor control techniques, themselves compared and contrasted. The sensorless performance is demonstrated, alongside an encodered version acting as a benchmark, and the performance of the two schemes is shown to be highly comparable. The author has found no other example of sensorless techniques considered for use in multi-motor applications. The use of such a technique brings established advantages associated with encoder removal and allows multi-axis electronic synchronisation to be considered for parts of a process where an encoder may not be appropriate

High performance sensorless vector control of induction motor drives

The aim of this research project was to develop a vector controlled induction motor drive operating without a speed or position sensor but having a dynamic performance comparable to a sensored vector drive. The methodology was to detect the motor speed from the machine rotor slot harmonics using digital signal processing and to use this signal to tune a speed estimator and thus reduce or eliminate the estimator’s sensitivity to parameter variations. Derivation of a speed signal from the rotor slot harmonics using a Discrete Fourier Transform-based algorithm has yielded highly accurate and robust speed signals above machine frequencies of about 2 Hz and independent of machine loads. The detection, which has been carried out using an Intel i860 processor in parallel with the main vector controller, has been found to give predictable and consistent results duing speed transient conditions. The speed signal obtained from the rotor slot harmonics has been used to tune a Model Reference Adaptive speed and flux observer, with the resulting sensorless drive operating to steady state speed accuracies down to 0.02 rpm above 2 Hz (i.e. 60 rpm for the 4 pole machine). A significant aspect of the research has been the mathematical derivation of the speed bandwidth limitations for both sensored and sensorless drives, thus allowing for quantitative comparison of their dynamic performance. It has been found that the speed bandwidth limitation for sensorless drives depends on the accuracy to which the machine parameters are known and that for maximum dynamic performance it is necessary to tune the flux and speed estimator against variations in stator resistance in addition to the tuning mechanism deriving from the DFT speed detector. New dynamic stator resistance tuning algorithms have been implemented. The resulting sensorless drive has been found to have a speed bandwidth equivalent to sensored drives fitted with medium resolution encoders (i.e. about 500 ppr), and a zero speed accuracy of ± 8 rpm under speed control. These specifications are superior to any reported in the research literature