Guest editorial for the special issue on software-defined radio transceivers and circuits for 5G wireless communications

Yichuang Sun, Baoyong Chi, and Heng Zhang, Guest Editorial for the Special Issue on Software-Defined Radio Transceivers and Circuits for 5G Wireless Communications, published in IEEEE Transactions on Circuits and Systems II: Express Briefs, Vol. 63 (1): 1-3, January 2016, doi: https://doi.org/10.1109/TCSII.2015.2506979.Peer reviewedFinal Accepted Versio

Tunable n-path notch filters for blocker suppression: modeling and verification

N-path switched-RC circuits can realize filters with very high linearity and compression point while they are tunable by a clock frequency. In this paper, both differential and single-ended N-path notch filters are modeled and analyzed. Closed-form equations provide design equations for the main filtering characteristics and nonidealities such as: harmonic mixing, switch resistance, mismatch and phase imbalance, clock rise and fall times, noise, and insertion loss. Both an eight-path single-ended and differential notch filter are implemented in 65-nm CMOS technology. The notch center frequency, which is determined by the switching frequency, is tunable from 0.1 to 1.2 GHz. In a 50- environment, the N-path filters provide power matching in the passband with an insertion loss of 1.4–2.8 dB. The rejection at the notch frequency is 21–24 dB,P1 db> + 2 dBm, and IIP3 > + 17 dBm

A Fully-Integrated Reconfigurable Dual-Band Transceiver for Short Range Wireless Communications in 180 nm CMOS

© 2015 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other users, including reprinting/ republishing this material for advertising or promotional purposes, creating new collective works for resale or redistribution to servers or lists, or reuse of any copyrighted components of this work in other works.A fully-integrated reconfigurable dual-band (760-960 MHz and 2.4-2.5 GHz) transceiver (TRX) for short range wireless communications is presented. The TRX consists of two individually-optimized RF front-ends for each band and one shared power-scalable analog baseband. The sub-GHz receiver has achieved the maximum 75 dBc 3rd-order harmonic rejection ratio (HRR3) by inserting a Q-enhanced notch filtering RF amplifier (RFA). In 2.4 GHz band, a single-ended-to-differential RFA with gain/phase imbalance compensation is proposed in the receiver. A ΣΔ fractional-N PLL frequency synthesizer with two switchable Class-C VCOs is employed to provide the LOs. Moreover, the integrated multi-mode PAs achieve the output P1dB (OP1dB) of 16.3 dBm and 14.1 dBm with both 25% PAE for sub-GHz and 2.4 GHz bands, respectively. A power-control loop is proposed to detect the input signal PAPR in real-time and flexibly reconfigure the PA's operation modes to enhance the back-off efficiency. With this proposed technique, the PAE of the sub-GHz PA is improved by x3.24 and x1.41 at 9 dB and 3 dB back-off powers, respectively, and the PAE of the 2.4 GHz PA is improved by x2.17 at 6 dB back-off power. The presented transceiver has achieved comparable or even better performance in terms of noise figure, HRR, OP1dB and power efficiency compared with the state-of-the-art.Peer reviewe

Automatic Tuning of Silicon Photonics Millimeter-Wave Transceivers Building Blocks

Today, continuously growing wireless traffic have guided the progress in the wireless communication systems. Now, evolution towards next generation (5G) wireless communication systems are actively researched to accommodate expanding future data traffic. As one of the most promising candidates, integrating photonic devices in to the existing wireless system is considered to improve the performance of the systems. Emerging silicon photonic integrated circuits lead this integration more practically, and open new possibilities to the future communication systems. In this dissertation, the development of the electrical wireless communication systems are briefly explained. Also, development of the microwave photonics and silicon photonics are described to understand the possibility of the hybrid SiP integrated wireless communication systems. A limitation of the current electrical wireless systems are addressed, and hybrid integrated mm-wave silicon photonic receiver, and silicon photonic beamforming transmitter are proposed and analyzed in system level. In the proposed mm-wave silicon photonic receiver has 4th order pole-zero silicon photonic filter in the system. Photonic devices are vulnerable to the process and temperature variations. It requires manual calibration, which is expensive, time consuming, and prone to human errors. Therefore, precise automatic calibration solution with modified silicon photonic filter structure is proposed and demonstrated. This dissertation demonstrates fully automatic tuning of silicon photonic all-pass filter (APF)-based pole/zero filters using a monitor-based tuning method that calibrates the initial response by controlling each pole and zero individually via micro-heaters. The proposed tuning approach calibrates severely degraded initial responses to the designed elliptic filter shapes and allows for automatic bandwidth and center frequency reconfiguration of these filters. This algorithm is demonstrated on 2nd- and 4th-order filters fabricated in a standard silicon photonics foundry process. After the initial calibration, only 300ms is required to reconfigure a filter to a different center frequency. Thermal crosstalk between the micro-heaters is investigated, with substrate thinning demonstrated to suppress this effect and reduce filter calibration to less than half of the original thick substrate times. This fully automatic tuning approach opens the possibility of employing silicon photonic filters in real communication systems. Also, in the proposed beamforming transmitter, true-time delay ring resonator based 1x4 beamforming network is imbedded. A proposed monitor-based tuning method compensates fabrication variations and thermal crosstalk by controlling micro-heaters individually using electrical monitors. The proposed tuning approach successfully demonstrated calibration of OBFN from severely degraded initial responses to well-defined group delay response required for the targeted radiating angle with a range of 60◦ (-30◦ to 30◦ ) in a linear beamforming antenna array. This algorithm is demonstrated on OBFN fabricated in a standard silicon photonics foundry process. The calibrated OBFN operates at 30GHz and provide 2GHz bandwidth. This fully automatic tuning approach opens the possibility of employing silicon OBFN in real wideband mm-wave wireless communication systems by providing robust operating solutions. All the proposed photonic circuits are implemented using the standard silicon photonic technologies, and resulted in several publications in IEEE/OSA Journals and Conferences

Integrated Circuit and System Design for Cognitive Radio and Ultra-Low Power Applications

The ubiquitous presence of wireless and battery-powered devices is an inseparable and invincible feature of our modern life. Meanwhile, the spectrum aggregation, and limited battery capacity of handheld devices challenge the exploding demand and growth of such radio systems. In this work, we try to present two separate solutions for each case; an ultra-wideband (UWB) receiver for Cognitive Radio (CR) applications to deal with spectrum aggregation, and an ultra-low power (ULP) receiver to enhance battery life of handheld wireless devices. Limited linearity and LO harmonics mixing are two major issues that ultra-wideband receivers, and CR in particular, are dealing with. Direct conversion schemes, based on current-driven passive mixers, have shown to improve the linearity, but unable to resolve LO harmonic mixing problem. They are usually limited to 3rd, and 5th harmonics rejection or require very complex and power hungry circuitry for higher number of harmonics. This work presents a heterodyne up-down conversion scheme in 180 nm CMOS technology for CR applications (54-862 MHz band) that mitigates the harmonic mixing issue for all the harmonics, while by employing an active feedback loop, a comparable to the state-of-the art IIP3 of better than +10 dBm is achieved. Measurements show an average NF of 7.5 dB when the active feedback loop is off (i.e. in the absence of destructive interference), and 15.5 dB when the feedback loop is active and a 0 dBm interferer is applied, respectively. Also, the second part of this work presents an ultra-low power super-regenerative receiver (SRR) suitable for OOK modulation and provides analytical insight into its design procedure. The receiver is fabricated in 40 nm CMOS technology and operates in the ISM band of 902-928 MHz. Binary search algorithm through Successive Approximation Register (SAR) architecture is being exploited to calibrate the internally generated quench signal and the working frequency of the receiver. Employing an on-chip inductor and a single-ended to differential architecture for the input amplifier has made the receiver fully integrable, eliminating the need for external components. A power consumption of 320 µW from a 0.65 V supply results in an excellent energy efficiency of 80 pJ/b at 4 Mb/s data rate. The receiver also employs an ADC that enables soft-decisioning and a convenient sensitivity-data rate trade-off, achieving sensitivity of -86.5, and -101.5 dBm at 1000 and 31.25 kbps data rate, respectivel

Integrated Circuit and System Design for Cognitive Radio and Ultra-Low Power Applications

The ubiquitous presence of wireless and battery-powered devices is an inseparable and invincible feature of our modern life. Meanwhile, the spectrum aggregation, and limited battery capacity of handheld devices challenge the exploding demand and growth of such radio systems. In this work, we try to present two separate solutions for each case; an ultra-wideband (UWB) receiver for Cognitive Radio (CR) applications to deal with spectrum aggregation, and an ultra-low power (ULP) receiver to enhance battery life of handheld wireless devices. Limited linearity and LO harmonics mixing are two major issues that ultra-wideband receivers, and CR in particular, are dealing with. Direct conversion schemes, based on current-driven passive mixers, have shown to improve the linearity, but unable to resolve LO harmonic mixing problem. They are usually limited to 3rd, and 5th harmonics rejection or require very complex and power hungry circuitry for higher number of harmonics. This work presents a heterodyne up-down conversion scheme in 180 nm CMOS technology for CR applications (54-862 MHz band) that mitigates the harmonic mixing issue for all the harmonics, while by employing an active feedback loop, a comparable to the state-of-the art IIP3 of better than +10 dBm is achieved. Measurements show an average NF of 7.5 dB when the active feedback loop is off (i.e. in the absence of destructive interference), and 15.5 dB when the feedback loop is active and a 0 dBm interferer is applied, respectively. Also, the second part of this work presents an ultra-low power super-regenerative receiver (SRR) suitable for OOK modulation and provides analytical insight into its design procedure. The receiver is fabricated in 40 nm CMOS technology and operates in the ISM band of 902-928 MHz. Binary search algorithm through Successive Approximation Register (SAR) architecture is being exploited to calibrate the internally generated quench signal and the working frequency of the receiver. Employing an on-chip inductor and a single-ended to differential architecture for the input amplifier has made the receiver fully integrable, eliminating the need for external components. A power consumption of 320 µW from a 0.65 V supply results in an excellent energy efficiency of 80 pJ/b at 4 Mb/s data rate. The receiver also employs an ADC that enables soft-decisioning and a convenient sensitivity-data rate trade-off, achieving sensitivity of -86.5, and -101.5 dBm at 1000 and 31.25 kbps data rate, respectivel

High Performance Local Oscillator Design for Next Generation Wireless Communication

Local Oscillator (LO) is an essential building block in modern wireless radios. In modern wireless radios, LO often serves as a reference of the carrier signal to modulate or demod- ulate the outgoing or incoming data. The LO signal should be a clean and stable source, such that the frequency or timing information of the carrier reference can be well-defined. However, as radio architecture evolves, the importance of LO path design has become much more important than before. Of late, many radio architecture innovations have exploited sophisticated LO generation schemes to meet the ever-increasing demands of wireless radio performances. The focus of this thesis is to address challenges in the LO path design for next-generation high performance wireless radios. These challenges include (1) Congested spectrum at low radio frequency (RF) below 5GHz (2) Continuing miniaturization of integrated wireless radio, and (3) Fiber-fast (>10Gb/s) mm-wave wireless communication. The thesis begins with a brief introduction of the aforementioned challenges followed by a discussion of the opportunities projected to overcome these challenges. To address the challenge of congested spectrum at frequency below 5GHz, novel ra- dio architectures such as cognitive radio, software-defined radio, and full-duplex radio have drawn significant research interest. Cognitive radio is a radio architecture that opportunisti- cally utilize the unused spectrum in an environment to maximize spectrum usage efficiency. Energy-efficient spectrum sensing is the key to implementing cognitive radio. To enable energy-efficient spectrum sensing, a fast-hopping frequency synthesizer is an essential build- ing block to swiftly sweep the carrier frequency of the radio across the available spectrum. Chapter 2 of this thesis further highlights the challenges and trade-offs of the current LO gen- eration scheme for possible use in sweeping LO-based spectrum analysis. It follows by intro- duction of the proposed fast-hopping LO architecture, its implementation and measurement results of the validated prototype. Chapter 3 proposes an embedded phase-shifting LO-path design for wideband RF self-interference cancellation for full-duplex radio. It demonstrates a synergistic design between the LO path and signal to perform self-interference cancellation. To address the challenge of continuing miniaturization of integrated wireless radio, ring oscillator-based frequency synthesizer is an attractive candidate due to its compactness. Chapter 4 discussed the difficulty associated with implementing a Phase-Locked Loop (PLL) with ultra-small form-factor. It further proposes the concept sub-sampling PLL with time- based loop filter to address these challenges. A 65nm CMOS prototype and its measurement result are presented for validation of the concept. In shifting from RF to mm-wave frequencies, the performance of wireless communication links is boosted by significant bandwidth and data-rate expansion. However, the demand for data-rate improvement is out-pacing the innovation of radio architectures. A >10Gb/s mm-wave wireless communication at 60GHz is required by emerging applications such as virtual-reality (VR) headsets, inter-rack data transmission at data center, and Ultra-High- Definition (UHD) TV home entertainment systems. Channel-bonding is considered to be a promising technique for achieving >10Gb/s wireless communication at 60GHz. Chapter 5 discusses the fundamental radio implementation challenges associated with channel-bonding for 60GHz wireless communication and the pros and cons of prior arts that attempted to address these challenges. It is followed by a discussion of the proposed 60GHz channel- bonding receiver, which utilizes only a single PLL and enables both contiguous and non- contiguous channel-bonding schemes. Finally, Chapter 6 presents the conclusion of this thesis

RF Power Transfer, Energy Harvesting, and Power Management Strategies

Energy harvesting is the way to capture green energy. This can be thought of as a recycling process where energy is converted from one form (here, non-electrical) to another (here, electrical). This is done on the large energy scale as well as low energy scale. The former can enable sustainable operation of facilities, while the latter can have a significant impact on the problems of energy constrained portable applications. Different energy sources can be complementary to one another and combining multiple-source is of great importance. In particular, RF energy harvesting is a natural choice for the portable applications. There are many advantages, such as cordless operation and light-weight. Moreover, the needed infra-structure can possibly be incorporated with wearable and portable devices. RF energy harvesting is an enabling key player for Internet of Things technology. The RF energy harvesting systems consist of external antennas, LC matching networks, RF rectifiers for ac to dc conversion, and sometimes power management. Moreover, combining different energy harvesting sources is essential for robustness and sustainability. Wireless power transfer has recently been applied for battery charging of portable devices. This charging process impacts the daily experience of every human who uses electronic applications. Instead of having many types of cumbersome cords and many different standards while the users are responsible to connect periodically to ac outlets, the new approach is to have the transmitters ready in the near region and can transfer power wirelessly to the devices whenever needed. Wireless power transfer consists of a dc to ac conversion transmitter, coupled inductors between transmitter and receiver, and an ac to dc conversion receiver. Alternative far field operation is still tested for health issues. So, the focus in this study is on near field. The goals of this study are to investigate the possibilities of RF energy harvesting from various sources in the far field, dc energy combining, wireless power transfer in the near field, the underlying power management strategies, and the integration on silicon. This integration is the ultimate goal for cheap solutions to enable the technology for broader use. All systems were designed, implemented and tested to demonstrate proof-of concept prototypes