대역폭 증대 기술을 이용한 전력 효율적 고속 송신 시스템 설계

학위논문(박사) -- 서울대학교대학원 : 공과대학 전기·정보공학부, 2022.2. 정덕균.The high-speed interconnect at the datacenter is being more crucial as 400 Gb Ethernet standards are developed. At the high data rate, channel loss re-quires bandwidth extension techniques for transmitters, even for short-reach channels. On the other hand, as the importance of east-to-west connection is rising, the data center architectures are switching to spine-leaf from traditional ones. In this trend, the number of short-reach optical interconnect is expected to be dominant. The vertical-cavity surface-emitting laser (VCSEL) is a com-monly used optical modulator for short-reach interconnect. However, since VCSEL has low bandwidth and nonlinearity, the optical transmitter also needs bandwidth-increasing techniques. Additionally, the power consumption of data centers reaches a point of concern to affect climate change. Therefore, this the-sis focuses on high-speed, power-efficient transmitters for data center applica-tions. Before the presenting circuit design, bandwidth extension techniques such as fractionally-spaced feed-forward equalizer (FFE), on-chip transmission line, inductive peaking, and T-coil are mathematically analyzed for their effec-tiveness. For the first chip, a power and area-efficient pulse-amplitude modulation 4 (PAM-4) transmitter using 3-tap FFE based on a slow-wave transmission line is presented. A passive delay line is adopted for generating an equalizer tap to overcome the high clocking power consumption. The transmission line achieves a high slow-wave factor of 15 with double floating metal shields around the differential coplanar waveguide. The transmitter includes 4:1 multi-plexers (MUXs) and a quadrature clock generator for high-speed data genera-tion in a quarter-rate system. The 4:1 MUX utilizes a 2-UI pulse generator, and the input configuration is determined by qualitative analysis. The chip is fabri-cated in 65 nm CMOS technology and occupies an area of 0.151 mm2. The proposed transmitter system exhibits an energy efficiency of 3.03 pJ/b at the data rate of 48 Gb/s with PAM-4 signaling. The second chip presents a power-efficient PAM-4 VCSEL transmitter using 3-tap FFE and negative-k T-coil. The phase interpolators (PIs) generate frac-tionally-spaced FFE tap and correct quadrature phase error. The PAM-4 com-bining 8:1 MUX is proposed rather than combining at output driver with double 4:1 MUXs to reduce serializing power consumption. T-coils at the internal and output node increase the bandwidth and remove inter-symbol interference (ISI). The negative-k T-coil at the output network increases the bandwidth 1.61 times than without T-coil. The VCSEL driver is placed on the high VSS domain for anode driving and power reduction. The chip is fabricated in 40 nm CMOS technology. The proposed VCSEL transmitter operates up to 48 Gb/s NRZ and 64 Gb/s PAM-4 with the power efficiency of 3.03 pJ/b and 2.09 pJ/b, respec-tively.400Gb 이더넷 표준이 개발됨에 따라 데이터 센터의 고속 상호 연결이 더욱 중요해지고 있다. 높은 데이터 속도에서의 채널 손실에 의해 단거리 채널의 경우에도 송신기에 대한 대역폭 확장 기술이 필요하다. 한편, 데이터 센터 내 동-서 연결의 중요성이 높아지면서 데이터 센터 아키텍처가 기존의 아키텍처에서 스파인-리프로 전환되고 있다. 이러한 추세에서 단거리 광학 인터커넥트의 수가 점차 우세해질 것으로 예상된다. 수직 캐비티 표면 방출 레이저(VCSEL)는 일반적으로 단거리 상호 연결을 위해 사용되는 광학 모듈레이터이다. VCSEL은 낮은 대역폭과 비선형성을 가지고 있기 때문에, 광 송신기도 대역폭 증가 기술을 필요로 한다. 또한, 데이터 센터의 전력 소비는 기후 변화에 영향을 미칠 수 있는 우려 지점에 도달했다. 따라서, 본 논문은 데이터 센터 응용을 위한 고속 전력 효율적인 송신기에 초점을 맞추고 있다. 회로 설계를 제시하기 전에, 부분 간격 피드-포워드 이퀄라이저 (FFE), 온칩 전송선로, 인덕터, T-코일과 같은 대역폭 확장 기술을 수학적으로 분석한다. 첫 번째 칩은 저속파 전송선로를 기반으로 한 3-탭 FFE를 사용하는 전력 및 면적 효율적인 펄스-진폭-변조 4(PAM-4) 송신기를 제시한다. 높은 클럭 전력 소비를 극복하기 위해 이퀄라이저 탭 생성을 위해 수동소자 지연 라인을 채택했다. 전송 라인은 차동 동일평면도파관 주위에 이중 플로팅 금속 차폐를 사용하여 15의 높은 전달속도 감쇠를 달성한다. 송신기에는 4:1 멀티플렉서(MUX)와 4-위상 클럭 생성기가 포함되어 있다. 4:1 MUX는 2-UI 펄스 발생기를 사용하며, 정성 분석에 의해 입력 구성이 결정된다. 이 칩은 65 nm CMOS 기술로 제작되었으며 0.151 mm2의 면적을 차지한다. 제안된 송신기 시스템은 PAM-4 신호와 함께 48 Gb/s의 데이터 속도에서 3.03 pJ/b의 에너지 효율을 보여준다. 두 번째 칩에서는 3-탭 FFE 및 역회전 T-코일을 사용하는 전력 효율적인 PAM-4 VCSEL 송신기를 제시한다. 위상 보간기(PI)는 부분 간격 FFE 탭을 생성하고 4-위상 클럭 오류를 수정하는 데 사용된다. 직렬화 전력 소비를 줄이기 위해 출력 드라이버에서 MSB와 LSB를 두 개의 4:1 MUX를 통해 결합하는 대신 8:1 MUX를 통해 PAM-4로 결합하는 회로가 제안된다. 내부 및 출력 노드에서 T-코일은 대역폭을 증가시키고 기호 간 간섭(ISI)을 제거한다. 출력 네트워크에서 역회전 T-코일은 T-코일이 없는 경우보다 대역폭을 1.61배 증가시킨다. VCSEL 드라이버는 양극 구동 및 전력 감소를 위해 높은 VSS 도메인에 배치된다. 이 칩은 40 nm CMOS 기술로 제작되었다. 제안된 VCSEL 송신기는 각각 3.03pJ/b와 2.09pJ/b의 전력 효율로 최대 48Gb/s NRZ와 64Gb/s PAM-4까지 작동한다.ABSTRACT I CONTENTS III LIST OF FIGURES V LIST OF TABLES IX CHAPTER 1 INTRODUCTION 1 1.1 MOTIVATION 1 1.2 THESIS ORGANIZATION 5 CHAPTER 2 BACKGROUND OF HIGH-SPEED INTERFACE 6 2.1 OVERVIEW 6 2.2 BASIS OF DATA CENTER ARCHITECTURE 9 2.3 SHORT-REACH INTERFACE STANDARDS 12 2.4 ANALYSES OF BANDWIDTH EXTENSION TECHNIQUES 16 2.4.1 FRACTIONALLY-SPACED FFE 16 2.4.2 TRANSMISSION LINE 21 2.4.3 INDUCTOR 24 2.4.4 T-COIL 33 CHAPTER 3 DESIGN OF 48 GB/S PAM-4 ELECTRICAL TRANSMITTER IN 65 NM CMOS 43 3.1 OVERVIEW 43 3.2 FFE BASED ON DOUBLE-SHIELDED COPLANAR WAVEGUIDE 46 3.2.1 BASIC CONCEPT 46 3.2.2 PROPOSED DOUBLE-SHIELDED COPLANAR WAVEGUIDE 47 3.3 DESIGN CONSIDERATION ON 4:1 MUX 50 3.4 PROPOSED PAM-4 ELECTRICAL TRANSMITTER 53 3.5 MEASUREMENT 57 CHAPTER 4 DESIGN OF 64 GB/S PAM-4 OPTICAL TRANSMITTER IN 40 NM CMOS 64 4.1 OVERVIEW 64 4.2 DESIGN CONSIDERATION OF OPTICAL TRANSMITTER 66 4.3 PROPOSED PAM-4 VCSEL TRANSMITTER 69 4.4 MEASUREMENT 82 CHAPTER 5 CONCLUSIONS 88 BIBLIOGRAPHY 90 초 록 101박

Energy-Efficient Receiver Design for High-Speed Interconnects

High-speed interconnects are of vital importance to the operation of high-performance computing and communication systems, determining the ultimate bandwidth or data rates at which the information can be exchanged. Optical interconnects and the employment of high-order modulation formats are considered as the solutions to fulfilling the envisioned speed and power efficiency of future interconnects. One common key factor in bringing the success is the availability of energy-efficient receivers with superior sensitivity. To enhance the receiver sensitivity, improvement in the signal-to-noise ratio (SNR) of the front-end circuits, or equalization that mitigates the detrimental inter-symbol interference (ISI) is required. In this dissertation, architectural and circuit-level energy-efficient techniques serving these goals are presented. First, an avalanche photodetector (APD)-based optical receiver is described, which utilizes non-return-to-zero (NRZ) modulation and is applicable to burst-mode operation. For the purposes of improving the overall optical link energy efficiency as well as the link bandwidth, this optical receiver is designed to achieve high sensitivity and high reconfiguration speed. The high sensitivity is enabled by optimizing the SNR at the front-end through adjusting the APD responsivity via its reverse bias voltage, along with the incorporation of 2-tap feedforward equalization (FFE) and 2-tap decision feedback equalization (DFE) implemented in current-integrating fashion. The high reconfiguration speed is empowered by the proposed integrating dc and amplitude comparators, which eliminate the RC settling time constraints. The receiver circuits, excluding the APD die, are fabricated in 28-nm CMOS technology. The optical receiver achieves bit-error-rate (BER) better than 1E−12 at −16-dBm optical modulation amplitude (OMA), 2.24-ns reconfiguration time with 5-dB dynamic range, and 1.37-pJ/b energy efficiency at 25 Gb/s. Second, a 4-level pulse amplitude modulation (PAM4) wireline receiver is described, which incorporates continuous time linear equalizers (CTLEs) and a 2-tap direct DFE dedicated to the compensation for the first and second post-cursor ISI. The direct DFE in a PAM4 receiver (PAM4-DFE) is made possible by the proposed CMOS track-and-regenerate slicer. This proposed slicer offers rail-to-rail digital feedback signals with significantly improved clock-to-Q delay performance. The reduced slicer delay relaxes the settling time constraint of the summer circuits and allows the stringent DFE timing constraint to be satisfied. With the availability of a direct DFE employing the proposed slicer, inductor-based bandwidth enhancement and loop-unrolling techniques, which can be power/area intensive, are not required. Fabricated in 28-nm CMOS technology, the PAM4 receiver achieves BER better than 1E−12 and 1.1-pJ/b energy efficiency at 60 Gb/s, measured over a channel with 8.2-dB loss at Nyquist frequency. Third, digital neural-network-enhanced FFEs (NN-FFEs) for PAM4 analog-to-digital converter (ADC)-based optical interconnects are described. The proposed NN-FFEs employ a custom learnable piecewise linear (PWL) activation function to tackle the nonlinearities with short memory lengths. In contrast to the conventional Volterra equalizers where multipliers are utilized to generate the nonlinear terms, the proposed NN-FFEs leverage the custom PWL activation function for nonlinear operations and reduce the required number of multipliers, thereby improving the area and power efficiencies. Applications in the optical interconnects based on micro-ring modulators (MRMs) are demonstrated with simulation results of 50-Gb/s and 100-Gb/s links adopting PAM4 signaling. The proposed NN-FFEs and the conventional Volterra equalizers are synthesized with the standard-cell libraries in a commercial 28-nm CMOS technology, and their power consumptions and performance are compared. Better than 37% lower power overhead can be achieved by employing the proposed NN-FFEs, in comparison with the Volterra equalizer that leads to similar improvement in the symbol-error-rate (SER) performance.</p

Adaptive Receiver Design for High Speed Optical Communication

Conventional input/output (IO) links consume power, independent of changes in the bandwidth demand by the system they are deployed in. As the system is designed to satisfy the peak bandwidth demand, most of the time the IO links are idle but still consuming power. In big data centers, the overall utilization ratio of IO links is less than 10%, corresponding to a large amount of energy wasted for idle operation. This work demonstrates a 60 Gb/s high sensitivity non-return-to-zero (NRZ) optical receiver in 14 nm FinFET technology with less than 7 ns power-on time. The power on time includes the data detection, analog bias settling, photo-diode DC current cancellation, and phase locking by the clock and data recovery circuit (CDR). The receiver autonomously detects the data demand on the link via a proposed link protocol and does not require any external enable or disable signals. The proposed link protocol is designed to minimize the off-state power consumption and power-on time of the link. In order to achieve high data-rate and high-sensitivity while maintaining the power budget, a 1-tap decision feedback equalization method is applied in digital domain. The sensitivity is measured to be -8 dBm, -11 dBm, and -13 dBm OMA (optical modulation amplitude) at 60 Gb/s, 48 Gb/s, and 32 Gb/s data rates, respectively. The energy efficiency in always-on mode is around 2.2 pJ/bit for all data-rates with the help of supply and bias scaling. The receiver incorporates a phase interpolator based clock-and-data recovery circuit with approximately 80 MHz jitter-tolerance corner frequency, thanks to the low-latency full custom CDR logic design. This work demonstrates the fastest ever reported CMOS optical receiver and runs almost at twice the data-rate of the state-of-the-art CMOS optical receiver by the time of the publication. The data-rate is comparable to BiCMOS optical receivers but at a fraction of the power consumption

Design of a Triple-Mode Low Power Single-Ended Source-Series-Terminated Driver

In data centers, the multi-mode fiber (MMF) links and vertical cavity surface emitting laser (VCSEL) diode are widely used for short-reach optical communications (< 100 m) because of their low cost and their ability to handle the ever-increasing data rates. In conventional VCSEL drivers, the laser diode driver (LDD) can be bonded to a chip carrier, while the host chip is bonded to another chip carrier. This host chip contains an electrical link driver and is connected to the VCSEL driver via a short electrical link. To reduce the overall power consumption of the conventional VCSEL driver system, the electrical link driver in the host chip can be modified so that it can drive the VCSEL diode directly, eliminating the laser diode driver. Thus, the modified driver can drive either an electrical link or a VCSEL diode. By modifying the packaging, the VCSEL diode can be wire bonded to the host chip and directly driven. Driving a VCSEL diode requires features such as asymmetric equalization, relatively low modulation current, and DC current source to bias the VCSEL. On the other hand, driving an electrical link requires symmetric equalization, relatively high output voltage swing from the driver, and matched output impedance. Accordingly, a typical electrical link driver cannot drive a VCSEL diode and the VCSEL driver is not suitable for driving an electrical link. The proposed design is a single-ended source-series-terminated (SST) voltage-mode driver in a CMOS 65 nm technology with three driving modes: driving electrical links with losses up to 16 dB (mode I), driving VCSEL diodes through a short electrical link (mode II), and driving VCSEL diodes directly wire bonded to the driver (mode III). The proposed design provides a tunable output swing without changing the driver output impedance and achieves a smooth transition between symmetric and asymmetric equalization as needed. In simulation, the proposed triple-mode driver operates up to a bit rate of 20 Gb/s, and dissipates at most 27.6 mW of power when operating at mode II when using a supply voltage of 1.2 V

Multilevel Modulation and Transmission in VCSEL-based Short-range Fiber Optic Links

As the demand for ever higher throughput short-range optical links is growing, research and industry associations have shown increased interest in multilevel modulation formats, such as the four leveled pulse amplitude modulation, referred to as 4-PAM. As on-off keying (OOK) persists to be the choice for low latency applications, for example high performance computing, datacenter operators see 4-PAM as the next format to succeed current OOK-based optical interconnects. Throughput can be increased in many ways: parallel links can be deployed, multicore fibers can be used or more efficient modulation formats with digital signal processing is an alternative. Therefore, to improve link data rates, the introduction of new modulation formats and pre-emphasis are primarily considered in this thesis. In a bandwidth-limited link, turning towards spectrally efficient formats is one of the methods to\ua0 overcome the bandwidth requirements of OOK. Such are the considerations when opting for 3-PAM or 4-PAM schemes. Both require lower bandwidth than OOK and are potential candidates in such scenarios. 4-PAM provides double spectral efficiency and double data rate at the same symbol rate as on-off keying, but, as with any technology transition, new challenges emerge, such as a higher SNR requirement, a lower tolerance to VCSEL nonlinearities and skewing of the signal in the time domain. 3-PAM could potentially be an in-between solution, as it requires 33% less bandwidth than OOK and is less sensitive to VCSEL dynamics which could impair the transmission. A study is presented where 3-PAM has outperformed both OOK and 4-PAM in the same link. Detailed investigation of legacy 25G class VCSELs has shown that devices with moderate damping are suitable for the transition to 4-PAM. The pre-emphasis of signals is a powerful tool to increase link bandwidth at the cost of modulation amplitude. This has been investigated in this thesis for on-offkeying and has shown 9% and 27% increase in bit rate for error-free operation with two pre-emphasis approaches. Similarly, pre-emphasis of a 4-PAM electrical signals has enabled 71.8 Gbps transmission back-to-back with lightweight forward error correction and 94 Gbps net data rate was achieved with the same pre-emphasis and post-processing using an offline least-mean-square equalizer

A PAM-4 VCSEL TRANSMITTER WITH 2.5 TAP NON-LINEAR EQUALIZER IN 65NM CMOS

This thesis presents a Vertical Cavity Surface Emitting Laser (VCSEL) based transmitter that uses a nonlinear equalizer to equalize for nonlinear and bandwidth limited behavior of VCSEL. The transmitter employs PAM4 modulation scheme and a 2.5 tap nonlinear equalizer to maximize the vertical eye opening and reduce the skew in PAM4 eyes resulting from nonlinear behavior. The equalizer can also compensate for the static nonlinearity resulting from finite output impedance of tail current sources and low bandwidth resulting from the large capacitance (parasitic and pad) and large resistance (of VCSEL) at the output node. The nonlinear equalizer reduces to a traditional linear equalizer in cases where VCSEL can be approximated as linear e.g., for high bias currents. For such cases, 2.5 tap equalizer provides performance improvement over traditional 2 tap equalizer due to larger memory. The proposed architecture here implements a 2.5 tap nonlinear equalizer using a look-up-table approach and can equalize for all 32 (4^2.5) rising, falling and non-transitioning edges separately. The proposed architecture also uses a nonuniform DAC in the current mode output driver which utilizes the information related to unused levels and results in improved resolution when compared against the traditionally used uniform DAC. The transmitter consumes a power of 250mW and achieves a data rate of 50Gbps with a power efficiency of 5pJ/bit. The core transmitter area including PRBS, LUT, serializer and output driver is 375um*500um while the total chip area is 1.4mm*1.4mm. The transmitter has been implemented in 65nm CMOS technology

Design of High-Speed CMOS Interface Circuits for Optical Communications

학위논문 (박사)-- 서울대학교 대학원 공과대학 전기·컴퓨터공학부, 2017. 8. 정덕균.The bandwidth requirement of wireline communications has increased ex-ponentially because of the ever-increasing demand for data centers and high-performance computing systems. However, it becomes difficult to satisfy the requirement with legacy electrical links which suffer from frequency-dependent losses due to skin effect, dielectric loss, channel reflections, and crosstalk, resulting in a severe bandwidth limitation. In order to overcome this challenge, it is necessary to introduce optical communication technology, which has been mainly used for long-reach communications, such as long-haul net-works and metropolitan area networks, to the medium- and short-reach com-munication systems. However, there still remain important issues to be resolved to facilitate the adoption of the optical technologies. The most critical challeng-es are the energy efficiency and the cost competitiveness as compared to the legacy copper-based electrical communications. One possible solution is silicon photonics that has long been investigated by a number of research groups. De-spite inherent incompatibility of silicon with the photonic world, silicon pho-tonics is promising and is the only solution that can leverage the mature CMOS technologies. In this thesis, we summarize the current status of silicon photonics and pro-vide the prospect of the optical interconnection. We also present key circuit techniques essential to the implementation of high-speed and low-power optical receivers. And then, we propose optical receiver architectures satisfying the aforementioned requirements with novel circuit techniques.CHAPTER 1 INTRODUCTION 1 1.1 MOTIVATION 1 1.2 THESIS ORGANIZATION 6 CHAPTER 2 BACKGROUND OF OPTICAL COMMUNICATION 7 2.1 OVERVIEW OF OPTICAL LINK 7 2.2 SILICON PHOTONICS 11 2.3 HYBRID INTEGRATION 22 2.4 SILICON-BASED PHOTODIODES 28 2.4.1 BASIC TERMINOLOGY 28 2.4.2 SILICON PD 29 2.4.3 GERMANIUM PD 32 2.4.4 INTEGRATION WITH WAVEGUIDE 33 CHAPTER 3 CIRCUIT TECHNIQUES FOR OPTICAL RECEIVER 35 3.1 BASIS OF TRANSIMPEDANCE AMPLIFIER 35 3.2 TOPOLOGY OF TIA 39 3.2.1 RESISTOR-BASED TIA 39 3.2.2 COMMON-GATE-BASED TIA 41 3.2.3 FEEDBACK-BASED TIA 44 3.2.4 INVERTER-BASED TIA 47 3.2.5 INTEGRATING RECEIVER 48 3.3 BANDWIDTH EXTENSION TECHNIQUES 49 3.3.1 INDUCTOR-BASED TECHNIQUE 49 3.3.2 EQUALIZATION 61 3.4 CLOCK AND DATA RECOVERY CIRCUITS 66 3.4.1 CDR BASIC 66 3.4.2 CDR EXAMPLES 68 CHAPTER 4 LOW-POWER OPTICAL RECEIVER FRONT-END 73 4.1 OVERVIEW 73 4.2 INVERTER-BASED TIA WITH RESISTIVE FEEDBACK 74 4.3 INVERTER-BASED TIA WITH RESISTIVE AND INDUCTIVE FEEDBACK 81 4.4 CIRCUIT IMPLEMENTATION 89 4.5 MEASUREMENT RESULTS 93 CHAPTER 5 BANDWIDTH- AND POWER-SCALABLE OPTICAL RECEIVER FRONT-END 96 5.1 OVERVIEW 96 5.2 BANDWIDTH AND POWER SCALABILITY 97 5.3 GM STABILIZATION 98 5.4 OVERALL BLOCK DIAGRAM OF RECEIVER 104 5.5 MEASUREMENT RESULTS 111 CHAPTER 6 CONCLUSION 118 BIBLIOGRAPHY 120 초 록 131Docto