Characterization and Enhancement of Antenna System Performance in Compact MIMO Terminals

Co-band multiple-antenna implementation in compact user terminals is necessary for harvesting the full potential of diversity and multiple-input multiple-output (MIMO) technology in cellular communication systems. The recent worldwide deployment of Long Term Evolution (LTE), which requires the use of MIMO technology in the downlink, adds to the urgency of achieving both practical and optimal multiple-antenna systems in user terminals. Contrary to conventional understanding, an optimal multiple-antenna implementation does not only involve the design and placement of antenna elements in the terminals, but extends beyond the antenna elements and common antenna parameters to comprise interactions with the near field user and the propagation environment. Moreover, these interactions are non-static, which implies that the multiple-antenna system must adapt to the prevailing overall communication channel in order to assure the highest performance gains. This doctoral thesis aims to address several key issues in optimal multiple-antenna system design for compact multi-band MIMO terminals, with the first half (Papers I to III) focusing on the performance characterization of such terminals in the presence of user interaction and propagation channel, under the challenging constraint that the terminals are compact. The second half of the thesis (Papers IV to VI) considers two performance enhancement approaches suitable for compact MIMO terminals in realistic usage conditions. In particular, the potential benefits of harmonizing compact multiple-antenna systems with the propagation channel and user influence are determined with respect to reconfigurability in antenna patterns and impedance matching circuits. In Paper I, the diversity performance of internal multiple antennas with multi-band coverage in a mock-up with the size of a typical mobile handset is investigated in different user interaction scenarios. For comparison, a second mock-up with only one multi-band antenna is also evaluated in the same user cases. An ideal uniform propagation environment is assumed. The performance at frequency bands below and above 1 GHz are presented and analyzed in detail. Paper II extends the study in Paper I by evaluating the single-input multiple-output (SIMO) and MIMO capacity performance of the same antenna prototypes under the same user interaction scenarios and propagation environment. In Paper III, the impacts of gain imbalance and antenna separation on the throughput performance of a dual-dipole configuration are studied at frequencies below and above 1 GHz in a repeatable dynamic multi-path environment, using a live HSPA network. Since the compactness of a user terminal has implications on the antenna separation and gain imbalance of the multiple antennas, the focus is to gain knowledge on how these two factors affect the end user experience in practice. In Paper IV, three simple dual-antenna topologies implemented in compact smart phone prototypes of identical form factors are evaluated in MIMO channel measurements in noise-limited and interference-limited urban scenarios. Each dual-antenna topology is intentionally designed to provide a distinct set of antenna patterns. The goal is to investigate the potential of antenna system design as one of the key performance differentiators in real terminal implementations. Paper V extends the work in Paper IV by introducing user interaction to the same MIMO channel measurement setup. Furthermore, the focus of this paper is on the evaluation of both the average and local channel performances and their potential enhancements. Finally, Paper VI ascertains the potential capacity gains of applying uncoupled adaptive matching to a compact dual-antenna terminal in an indoor office environment, under a realistic user scenario. The performance gains are evaluated by means of extensive MIMO channel measurements at frequency bands below and above 1 GHz

Miniaturized DGS and EBG structures for decoupling multiple antennas on compact wireless terminals

MIMO (Multiple Input Multiple Output) technology has been presented to significantly increase the wireless channel capacity and reliability without requiring additional radio spectrum or power. In MIMO systems, multiple antennas are mounted at both the transmitter and the receiver. When this technology is employed for a compact wireless terminal, one of the most challenging tasks is to reduce the high mutual coupling between closely placed antenna array elements. The high mutual coupling produces high correlation between antenna elements and affects the channel capacity of MIMO system. The objectives of this thesis are to design practical miniaturized structures to reduce high mutual coupling for small wireless terminals. The research is conducted in the following areas. Initially, a PIFA design and two-element PIFA array are proposed and optimized to operate at 1.9GHz. A pair of two coupled quarter-wavelength linear slits is inserted in a compact ground plane, resulting in significant reduction of the mutual coupling across antenna operating frequency band. In order to take up less space on the ground plane, instead of the linear slits, miniaturized convoluted slits are implemented between the two closely placed PIFAs. Although the convoluted slits have small area and are positioned close to the edges of the ground plane, the miniaturized convoluted slit structures achieve a reduction of mutual coupling between antenna elements and succeed in reducing the effect of the human body (head and hand) to the antennas. In order to further reduce the size of the slits etched on the compact ground plane, a novel double-layer slit-patch EBG structure is proposed. It consists of a two-layer structure including conducting patches and aperture slits placed on either side of a very thin dielectric layer. They are placed in very close proximity to each other (55μm). A two-element printed CPW-fed monopole array operating around 2.46GHz and a two-element UWB planar monopole array operating from 3GHz to 6GHz have been employed to investigate the proposed slit-patch EBG structures. The optimized double-layer slit-patch EBG structure yields a significant reduction of the mutual coupling and produces the maximum miniaturization of antenna array. Another novel convoluted slit-patch EBG structure has been presented to reduce the mutual coupling between two PIFAs operating at 1.9GHz. These results demonstrate that the slit-patch EBG structure is a feasible technology to reduce the mutual coupling between multiple antennas for compact wireless terminals

Capacity maximisation of a handheld MIMO terminal with adaptive matching in an indoor environment

This letter reports the capacity performance of a handheld dual-band dual-antenna compact MIMO terminal, which utilizes uncoupled adaptive impedance matching for capacity maximisation. The capacity is evaluated at 0.825 GHz and 2.35 GHz in an indoor office environment. The results show that adaptive matching enhances capacity by up to 44% and 22% at the low and high frequency bands, respectively, relative to no matching. At the low band, the capacity gain is attributed to both increased received power and decreased channel eigenvalue dispersion, whereas at the high band, the capacity gain is only due to increased power

Concentrated Ground Plane Booster Antenna Technology for Multiband Operation in Handset Devices

The current demand in the handset antenna field requires multiband antennas due to the existence of multiple communication standards and the emergence of new ones. At the same time, antennas with reduced dimensions are strongly required in order to be easily integrated. In this sense, the paper proposes a compact radiating system that uses two non-resonant elements to properly excite the ground plane to solve the abovementioned shortcomings by minimizing the required Printed Circuit Board (PCB) area while ensuring a multiband performance. These non-resonant elements are called here ground plane boosters since they excite an efficient mode of the ground plane. The proposed radiating system comprises two ground plane boosters of small dimensions of 5 mm x 5 mm x 5 mm. One is in charge of the low frequency region (0.824-0.960 GHz) and the other is in charge of the high frequency region (1.710-2.170 GHz). With the aim of achieving a compact configuration, the two boosters are placed close to each other in a corner of the ground plane of a handset device (concentrated architecture). Several experiments related to the coupling between boosters have been carried out in two different platforms (barphone and smartphone), and the best position and the required matching network are presented. The novel proposal achieves multiband performance at GSM850/900/1800/1900 and UMTS

Analysis of SAR on flat phantom for different multi-antenna mobile terminals

Evaluation of Specific Absorption Rate (SAR) for multiple antenna systems is becoming important, with the upcoming deployment of LTE-Advanced. In this work, the influence of different antenna locations and antenna types was investigated for stand-alone SAR and simultaneous SAR, to provide some guidelines for antenna design in multi-antenna handsets. For simultaneous SAR, different phase shifts between antenna ports were considered and the averaged SAR was used as a metrics for comparison. The SAR performances were evaluated in simulation for the body worn scenario, and different placements of the mobile handset, i.e., with either the screen or back side closer to the body, were studied

Design and Measurement-Based Evaluation of Multi-Antenna Mobile Terminals for LTE 3500 MHz Band

Design of multi-element antennas for small mobile terminals operating at higher frequencies remains challenging despite smaller antenna dimension and possibility of achieving electrically large separation between them. In this paper, the importance of the type of radiating elements operating at 3400-3600 MHz and their locations on the terminal chassis are highlighted. An isotropic radiation pattern that receives incoming signals from arbitrary directions is obtained by combining the radiation patterns of multiple antennas with localized chassis current distribution. Four multiport antennas configurations with two- and eight-element antennas are designed and evaluated experimentally in indoor propagation environments. Our proposed designs of multi-element antennas provide the highest MIMO channel capacity compared to their counterparts using antennas with less localized chassis current distribution, even in the presence of user's hand

Design of an integrated sub-6 ghz and mmwave mimo antenna for 5g handheld devices

The reported work demonstrates the design and realization of an integrated mid-band (sub-6 GHz) and mmWave multiple input, multiple output (MIMO) antenna for 5G handheld devices. The proposed prototype consists of the two-port MIMO configuration of the mid-band antenna placed at the top and bottom of the substrate, while the 4-port mmWave MIMO antenna is placed sideways. The MIMO configuration at the top and bottom consists of a two-element array to achieve high gain at the mid-band spectrum, while the antennas placed sideways are optimized to cover the 5G-mmWave band spectrum. The overall dimensions of the board were selected the same as the of smartphones, i.e., 151 mm x 72 mm. The mid-band antenna has an operational bandwidth of 2.73 GHz, whereas the mmWave antenna has an impedance bandwidth of 3.85 GHz with a peak gain of 5.29 and 8.57 dBi, respectively. Furthermore, the design is analyzed for the various MIMO performance parameters; it was found that the proposed antennas offer high performance in terms of envelop correlation coefficient (ECC), diversity gain (DG), mean effective gain (MEG) and channel capacity loss (CCL) within operational range. A fabricated prototype was tested and measured results show strong agreement with predicted results. Moreover, the proposed work is compared with state-of-the-art work for the same applications to demonstrate its potential for targeted application

Design of an integrated sub-6 GHz and mmWave MIMO antenna for 5G handheld devices

The authors appreciate financial support from Universidad Carlos III de Madrid and the European Union's Horizon 2020 research and innovation program under the Marie Sklodowska-Curie grant Agreement No 801538. As well as, this work was partially supported by the Antenna and Wireless Propagation Group (https://sites.google.com/view/awpgrp/home accessed on 16 June 2021) and from the Researchers Supporting Project number (RSP-2021/58), King Saud University, Riyadh, Saudi Arabia