On Weak Topology for Optimal Control of Switched Nonlinear Systems

Optimal control of switched systems is challenging due to the discrete nature of the switching control input. The embedding-based approach addresses this challenge by solving a corresponding relaxed optimal control problem with only continuous inputs, and then projecting the relaxed solution back to obtain the optimal switching solution of the original problem. This paper presents a novel idea that views the embedding-based approach as a change of topology over the optimization space, resulting in a general procedure to construct a switched optimal control algorithm with guaranteed convergence to a local optimizer. Our result provides a unified topology based framework for the analysis and design of various embedding-based algorithms in solving the switched optimal control problem and includes many existing methods as special cases

Preferred numbers and the distribution of trade sizes and trading volumes in the Chinese stock market

The distribution of trade sizes and trading volumes are investigated based on the limit order book data of 22 liquid Chinese stocks listed on the Shenzhen Stock Exchange in the whole year 2003. We observe that the size distribution of trades for individual stocks exhibits jumps, which is caused by the number preference of traders when placing orders. We analyze the applicability of the "$q$-Gamma" function for fitting the distribution by the Cram\'{e}r-von Mises criterion. The empirical PDFs of trading volumes at different timescales $\Delta{t}$ ranging from 1 min to 240 min can be well modeled. The applicability of the $q$-Gamma functions for multiple trades is restricted to the transaction numbers $\Delta{n}\leqslant8$. We find that all the PDFs have power-law tails for large volumes. Using careful estimation of the average tail exponents $\alpha$ of the distribution of trade sizes and trading volumes, we get $\alpha>2$, well outside the L{\'e}vy regime.Comment: 7 pages, 5 figures and 4 table

The hidden-charm pentaquark and tetraquark states

In the past decade many charmonium-like states were observed experimentally. Especially those charged charmonium-like $Z_c$ states and bottomonium-like $Z_b$ states can not be accommodated within the naive quark model. These charged $Z_c$ states are good candidates of either the hidden-charm tetraquark states or molecules composed of a pair of charmed mesons. Recently, the LHCb Collaboration discovered two hidden-charm pentaquark states, which are also beyond the quark model. In this work, we review the current experimental progress and investigate various theoretical interpretations of these candidates of the multiquark states. We list the puzzles and theoretical challenges of these models when confronted with the experimental data. We also discuss possible future measurements which may distinguish the theoretical schemes on the underlying structures of the hidden-charm multiquark states.Comment: Review accepted by Physics Reports, 152 pages, 66 figures, and 29 table

Analytic smoothness effect of solutions for spatially homogeneous Landau equation

In this paper, we study the smoothness effect of Cauchy problem for the spatially homogeneous Landau equation in the hard potential case and the Maxwellian molecules case. We obtain the analytic smoothing effect for the solutions under rather weak assumptions on the initial datum.Comment: 16 page