Open system trajectories specify fluctuating work but not heat

Based on the explicit knowledge of a Hamiltonian of mean force, the classical statistical mechanics and equilibrium thermodynamics of open systems in contact with a thermal environment at arbitrary interaction strength can be formulated. Even though the Hamiltonian of mean force uniquely determines the equilibrium phase space probability density of a strongly coupled open system the knowledge of this probability density alone is insufficient to determine the Hamiltonian of mean force, needed in constructing the underlying statistical mechanics and thermodynamics. We demonstrate that under the assumption that the Hamiltonian of mean force is known, an extension of thermodynamic structures from the level of averaged quantities to fluctuating objects (i.e. a stochastic thermodynamics) is possible. However, such a construction undesirably involves also a vast ambiguity. This situation is rooted in the eminent lack of a physical guiding principle allowing to distinguish a physically meaningful theory out of a multitude of other equally conceivable ones.Comment: 12 pages, further typos correcte

The Tasaki-Crooks quantum fluctuation theorem

Starting out from the recently established quantum correlation function expression of the characteristic function for the work performed by a force protocol on the system [cond-mat/0703213] the quantum version of the Crooks fluctuation theorem is shown to emerge almost immediately by the mere application of an inverse Fourier transformation

Escape rates in periodically driven Markov processes

We present an approximate analytical expression for the escape rate of time-dependent driven stochastic processes with an absorbing boundary such as the driven leaky integrate-and-fire model for neural spiking. The novel approximation is based on a discrete state Markovian modeling of the full long-time dynamics with time-dependent rates. It is valid in a wide parameter regime beyond the restraining limits of weak driving (linear response) and/or weak noise. The scheme is carefully tested and yields excellent agreement with three different numerical methods based on the Langevin equation, the Fokker-Planck equation and an integral equation.Comment: 10 pages, 5 figure

Rate description of Fokker-Planck processes with time-periodic parameters

The large time dynamics of a periodically driven Fokker-Planck process possessing several metastable states is investigated. At weak noise transitions between the metastable states are rare. Their dynamics then represent a discrete Markovian process characterized by time dependent rates. Apart from the occupation probabilities, so-called specific probability densities and localizing functions can be associated to each metastable state. Together, these three sets of functions uniquely characterize the large time dynamics of the conditional probability density of the original process. Exact equations of motion are formulated for these three sets of functions and strategies are discussed how to solve them. These methods are illustrated and their usefulness is demonstrated by means of the example of a bistable Brownian oscillator within a large range of driving frequencies from the slow semiadiabatic to the fast driving regime

Finite Bath Fluctuation Theorem

We demonstrate that a Finite Bath Fluctuation Theorem of the Crooks type holds for systems that have been thermalized via weakly coupling it to a bath with energy independent finite specific heat. We show that this theorem reduces to the known canonical and microcanonical fluctuation theorems in the two respective limiting cases of infinite and vanishing specific heat of the bath. The result is elucidated by applying it to a 2D hard disk colliding elastically with few other hard disks in a rectangular box with perfectly reflecting walls.Comment: 10 pages, 2 figures. Added Sec. V and App.

Work distributions for random sudden quantum quenches

The statistics of work performed on a system by a sudden random quench is investigated. Considering systems with finite dimensional Hilbert spaces we model a sudden random quench by randomly choosing elements from a Gaussian unitary ensemble (GUE) consisting of hermitean matrices with identically, Gaussian distributed matrix elements. A probability density function (pdf) of work in terms of initial and final energy distributions is derived and evaluated for a two-level system. Explicit results are obtained for quenches with a sharply given initial Hamiltonian, while the work pdfs for quenches between Hamiltonians from two independent GUEs can only be determined in explicit form in the limits of zero and infinite temperature

Quantum Bochkov-Kuzovlev Work Fluctuation Theorems

The quantum version of the Bochkov-Kuzovlev identity is derived on the basis of the appropriate definition of work as the difference of the measured internal energies of a quantum system at the beginning and at the end of an external action on the system given by a prescribed protocol. According to the spirit of the original Bochkov-Kuzovlev approach, we adopt the "exclusive" viewpoint, meaning that the coupling to the external work-source is {\it not} counted as part of the internal energy. The corresponding canonical and microcanonical quantum fluctuation theorems are derived as well, and are compared to the respective theorems obtained within the "inclusive" approach. The relations between the quantum inclusive-work $w$, the exclusive-work $w_0$ and the dissipated-work $w_{dis}$, are discussed and clarified. We show by an explicit example that $w_0$ and $w_{dis}$ are distinct stochastic quantities obeying different statistics.Comment: 16 page

Thermodynamics and Fluctuation Theorems for a Strongly Coupled Open Quantum System: An Exactly Solvable Case

We illustrate recent results concerning the validity of the work fluctuation theorem in open quantum systems [M. Campisi, P. Talkner, and P. H\"{a}nggi, Phys. Rev. Lett. {\bf 102}, 210401 (2009)], by applying them to a solvable model of an open quantum system. The central role played by the thermodynamic partition function of the open quantum system, -- a two level fluctuator with a strong quantum nondemolition coupling to a harmonic oscillator --, is elucidated. The corresponding quantum Hamiltonian of mean force is evaluated explicitly. We study the thermodynamic entropy and the corresponding specific heat of this open system as a function of temperature and coupling strength and show that both may assume negative values at nonzero low temperatures.Comment: 8 pages, 6 figure

Quantum fluctuation theorems and power measurements

Work in the paradigm of the quantum fluctuation theorems of Crooks and Jarzynski is determined by projective measurements of energy at the beginning and end of the force protocol. In analogy to classical systems, we consider an alternative definition of work given by the integral of the supplied power determined by integrating up the results of repeated measurements of the instantaneous power during the force protocol. We observe that such a definition of work, in spite of taking account of the process dependence, has different possible values and statistics from the work determined by the conventional two energy measurement approach (TEMA). In the limit of many projective measurements of power, the system's dynamics is frozen in the power measurement basis due to the quantum Zeno effect leading to statistics only trivially dependent on the force protocol. In general the Jarzynski relation is not satisfied except for the case when the instantaneous power operator commutes with the total Hamiltonian at all times. We also consider properties of the joint statistics of power-based definition of work and TEMA work in protocols where both values are determined. This allows us to quantify their correlations. Relaxing the projective measurement condition, weak continuous measurements of power are considered within the stochastic master equation formalism. Even in this scenario the power-based work statistics is in general not able to reproduce qualitative features of the TEMA work statistics.Comment: 26 pages, 9 figure