Theory of Kondo lattices and its application to high-temperature superconductivity and pseudo-gaps in cuprate oxides

A theory of Kondo lattices is developed for the t-J model on a square lattice. The spin susceptibility is described in a form consistent with a physical picture of Kondo lattices: Local spin fluctuations at different sites interact with each other by a bare intersite exchange interaction, which is mainly composed of two terms such as the superexchange interaction, which arises from the virtual exchange of spin-channel pair excitations of electrons across the Mott-Hubbard gap, and an exchange interaction arising from that of Gutzwiller's quasi-particles. The bare exchange interaction is enhanced by intersite spin fluctuations developed because of itself. The enhanced exchange interaction is responsible for the development of superconducting fluctuations as well as the Cooper pairing between Gutzwiller's quasi-particles. On the basis of the microscopic theory, we develop a phenomenological theory of low-temperature superconductivity and pseudo-gaps in the under-doped region as well as high-temperature superconductivity in the optimal-doped region. Anisotropic pseudo-gaps open mainly because of d\gamma-wave superconducting low-energy fluctuations: Quasi-particle spectra around (\pm\pi/a,0) and (0,\pm\pi/a), with a the lattice constant, or X points at the chemical potential are swept away by strong inelastic scatterings, and quasi-particles are well defined only around (\pm\pi/2a,\pm\pi/2a) on the Fermi surface or line. As temperatures decrease in the vicinity of superconducting critical temperatures, pseudo-gaps become smaller and the well-defined region is extending toward X points. The condensation of d\gamma-wave Cooper pairs eventually occurs at low enough temperatures when the pair breaking by inelastic scatterings becomes small enough.Comment: 15 pages, 14 figure

Frustrated electron liquids in the Hubbard model

The ground state of the Hubbard model is studied within the constrained Hilbert space where no order parameter exists. The self-energy of electrons is decomposed into the single-site and multisite self-energies. The calculation of the single-site self-energy is mapped to a problem of self-consistently determining and solving the Anderson model. When an electron reservoir is explicitly considered, it is proved that the single-site self-energy is that of a normal Fermi liquid even if the multisite self-energy is anomalous. Thus, the ground state is a normal Fermi liquid in the supreme single-site approximation (S^3A). In the strong-coupling regime, the Fermi liquid is stabilized by the Kondo effect in the S^3A and is further stabilized by the Fock-type term of the superexchange interaction or the resonating-valence-bond (RVB) mechanism beyond the S^3A. The stabilized Fermi liquid is frustrated as much as an RVB spin liquid in the Heisenberg model. It is a relevant unperturbed state that can be used to study a normal or anomalous Fermi liquid and an ordered state in the whole Hilbert space by Kondo lattice theory. Even if higher-order multisite terms than the Fock-type term are considered, the ground state cannot be a Mott insulator. It can be merely a gapless semiconductor even if the multisite self-energy is so anomalous that it is divergent at the chemical potential. A Mott insulator is only possible as a high temperature phase.Comment: 11 pages, no figur

Valley Splitting Theory of SiGe/Si/SiGe Quantum Wells

We present an effective mass theory for SiGe/Si/SiGe quantum wells, with an emphasis on calculating the valley splitting. The theory introduces a valley coupling parameter, $v_v$, which encapsulates the physics of the quantum well interface. The new effective mass parameter is computed by means of a tight binding theory. The resulting formalism provides rather simple analytical results for several geometries of interest, including a finite square well, a quantum well in an electric field, and a modulation doped two-dimensional electron gas. Of particular importance is the problem of a quantum well in a magnetic field, grown on a miscut substrate. The latter may pose a numerical challenge for atomistic techniques like tight-binding, because of its two-dimensional nature. In the effective mass theory, however, the results are straightforward and analytical. We compare our effective mass results with those of the tight binding theory, obtaining excellent agreement.Comment: 13 pages, 7 figures. Version submitted to PR

Resonant X-Ray Scattering from the Quadrupolar Ordering Phase of CeB_6

We theoretically investigate the origin of the resonant x-ray scattering (RXS) signal near the Ce $L_{III}$ absorption edge in the quadrupolar ordering phase of CeB$_6$, considering the intersite interaction between the $\Gamma_8$ states in the initial state. The anisotropic charge distribution of the $4f$ states modulates the $5d$ states through the intra-atomic Coulomb interaction and thereby generates a large RXS superlattice intensity. The temperature and magnetic field dependence indicates that the induced dipolar and octupolar orders have little influence on the RXS spectra, in good agreement with the recent experiment.Comment: 4 pages, 4 figure

Momentum dependence of the energy gap in the superconducting state of optimally doped Bi2(Sr,R)2CuOy (R=La and Eu)

The energy gap of optimally doped Bi2(Sr,R)2CuOy (R=La and Eu) was probed by angle resolved photoemission spectroscopy (ARPES) using a vacuum ultraviolet laser (photon energy 6.994 eV) or He I resonance line (21.218 eV) as photon source. The results show that the gap around the node at sufficiently low temperatures can be well described by a monotonic d-wave gap function for both samples and the gap of the R=La sample is larger reflecting the higher Tc. However, an abrupt deviation from the d-wave gap function and an opposite R dependence for the gap size were observed around the antinode, which represent a clear disentanglement between the antinodal pseudogap and the nodal superconducting gap.Comment: Submitted as the proceedings of LT2

Theory of Coupled Multipole Moments Probed by X-ray Scattering in CeB6_6

A minimal model for multipole orders in CeB$_6$ shows that degeneracy of the quadrupole order parameters and strong spin-orbit coupling lead to peculiar temperature and magnetic-field dependences of the X-ray reflection intensity at superlattice Bragg points. Furthermore, the intensity depends sensitively on the surface direction. These theoretical results explain naturally recent X-ray experiments in phases II and III of CeB$_6$. It is predicted that under weak magnetic field perpendicular to the (111) surface, the reflection intensity should change non-monotonically as a function of temperature.Comment: 4 pages, 5 figure

Phase diagram of YBa2_2Cu3_3O7−y_{7-y} at T<<Tc_c based on Cu(2) transverse nuclear relaxation

Two maxima in transverse relaxation rate of Cu(2) nuclei in YBa$_2$Cu$_3$O$_{7-y}$ are observed, at T = 35 K and T = 47 K. Comparison of the $^{63}$Cu(2) and $^{65}$Cu(2) rates at T = 47 K indicates the magnetic character of relaxation. The enhancement at T = 47 K of fluctuating local magnetic fields perpendicular to the CuO$_2$ planes is connected with the critical fluctuations of orbital currents. Maximum at T = 35 K is connected with the appearance of inhomogeneous supeconducting phase. Together with data published to date, our experimental results allow to suggest a qualitatively new phase diagram of the superconducting phase.Comment: 4 LaTEX pages + 3 figures in *.ps forma

Valley splitting of Si/SiGe heterostructures in tilted magnetic fields

We have investigated the valley splitting of two-dimensional electrons in high quality Si/Si$_{1-x}$Ge$_x$ heterostructures under tilted magnetic fields. For all the samples in our study, the valley splitting at filling factor $\nu=3$ ($\Delta_3$) is significantly different before and after the coincidence angle, at which energy levels cross at the Fermi level. On both sides of the coincidence, a linear density dependence of $\Delta_3$ on the electron density was observed, while the slope of these two configurations differs by more than a factor of two. We argue that screening of the Coulomb interaction from the low-lying filled levels, which also explains the observed spin-dependent resistivity, is responsible for the large difference of $\Delta_3$ before and after the coincidence.Comment: REVTEX 4 pages, 4 figure

Non-Fermi-Liquid Scaling in Ce(Ru_{0.5}Rh_{0.5})_2Si_2

We study the temperature and field dependence of the magnetic and transport properties of the non-Fermi-liquid compound Ce(Ru_{1-x}Rh_x)_2Si_2 at x=0.5. For fields $\lesssim$0.1T the experimental results show signatures of the presence of Kondo-disorder, expected to be large at this concentration. For larger fields, however, magnetic and transport properties are controlled by the coupling of the conduction electrons to critical spin-fluctuations. The temperature dependence of the susceptibility as well as the scaling properties of the magnetoresistance are in very good agreement with the predictions of recent dynamical mean-field theories of Kondo alloys close to a spin-glass quantum critical point.Comment: 4 pages, 4 figures. Improved discussion. To appear in Phys. Rev. Let