Matrix orthogonal polynomials whose derivatives are also orthogonal

In this paper we prove some characterizations of the matrix orthogonal polynomials whose derivatives are also orthogonal, which generalize other known ones in the scalar case. In particular, we prove that the corresponding orthogonality matrix functional is characterized by a Pearson-type equation with two matrix polynomials of degree not greater than 2 and 1. The proofs are given for a general sequence of matrix orthogonal polynomials, not necessarily associated with an hermitian functional. However, we give several examples of non-diagonalizable positive definite weight matrices satisfying a Pearson-type equation, which show that the previous results are non-trivial even in the positive definite case. A detailed analysis is made for the class of matrix functionals which satisfy a Pearson-type equation whose polynomial of degree not greater than 2 is scalar. We characterize the Pearson-type equations of this kind that yield a sequence of matrix orthogonal polynomials, and we prove that these matrix orthogonal polynomials satisfy a second order differential equation even in the non-hermitian case. Finally, we prove and improve a conjecture of Duran and Grunbaum concerning the triviality of this class in the positive definite case, while some examples show the non-triviality for hermitian functionals which are not positive definite.Comment: 49 page

Minimal representations of unitary operators and orthogonal polynomials on the unit circle

In this paper we prove that the simplest band representations of unitary operators on a Hilbert space are five-diagonal. Orthogonal polynomials on the unit circle play an essential role in the development of this result, and also provide a parametrization of such five-diagonal representations which shows specially simple and interesting decomposition and factorization properties. As an application we get the reduction of the spectral problem of any unitary Hessenberg matrix to the spectral problem of a five-diagonal one. Two applications of these results to the study of orthogonal polynomials on the unit circle are presented: the first one concerns Krein's Theorem; the second one deals with the movement of mass points of the orthogonality measure under monoparametric perturbations of the Schur parameters.Comment: 31 page

Local well posedness for a linear coagulation equation

In this paper we derive some a priori estimates for a class of linear coagulation equations with particle fluxes towards large size particles. The derived estimates allow us to prove local well posedness for the considered equations. Some regularizing effects exhibited by the equations in the particle distributions for large particle sizes are discussed in detail.Comment: 71 page

Optimal bounds for self-similar solutions to coagulation equations with product kernel

We consider mass-conserving self-similar solutions of Smoluchowski's coagulation equation with multiplicative kernel of homogeneity $2l\lambda \in (0,1)$. We establish rigorously that such solutions exhibit a singular behavior of the form $x^{-(1+2\lambda)}$ as $x \to 0$. This property had been conjectured, but only weaker results had been available up to now

Understanding critical behavior in the framework of the extended equilibrium fluctuation theorem

Recently (arXiv:0910.2870), we have derived a fluctuation theorem for systems in thermodynamic equilibrium compatible with anomalous response functions, e.g. the existence of states with \textit{negative heat capacities} $C<0$. In this work, we show that the present approach of the fluctuation theory introduces new insights in the understanding of \textit{critical phenomena}. Specifically, the new theorem predicts that the environmental influence can radically affect critical behavior of systems, e.g. to provoke a suppression of the divergence of correlation length $\xi$ and some of its associated phenomena as spontaneous symmetry breaking. Our analysis reveals that while response functions and state equations are \emph{intrinsic properties} for a given system, critical behaviors are always \emph{relative phenomena}, that is, their existence crucially depend on the underlying environmental influence