Likelihood inference for small variance components

In this paper, we develop likelihood-based methods for making inferences about the components of variance in a general normal mixed linear model. In particular, we use local asymptotic approximations to construct confidence intervals for the components of variance when the components are close to the boundary of the parameter space. In the process, we explore the question of how to profile the restricted likelihood (REML), show that general REML estimates have a lower probability of being on the boundary than maximum likelihood estimates, and show that the likelihood-ratio test based on the local asymptotic approximation has higher power against local alternatives than the likelihood-ratio test based on the usual chi-squared approximation. We explore the finite sample properties of the proposed intervals by means of a small simulation study

Flux and field line conservation in 3--D nonideal MHD flows: Remarks about criteria for 3--D reconnection without magnetic neutral points

We make some remarks on reconnection in plasmas and want to present some calculations related to the problem of finding velocity fields which conserve magnetic flux or at least magnetic field lines. Hereby we start from views and definitions of ideal and non-ideal flows on one hand, and of reconnective and non-reconnective plasma dynamics on the other hand. Our considerations give additional insights into the discussion on violations of the frozen--in field concept which started recently with the papers by Baranov & Fahr (2003a; 2003b). We find a correlation between the nonidealness which is given by a generalized form of the Ohm's law and a general transporting velocity, which is field line conserving.Comment: 9 pages, 2 figures, submitted to Solar Physic

Carbonate alteration of ophiolitic rocks in the Arabian–Nubian Shield of Egypt: sources and compositions of the carbonating fluid and implications for the formation of Au deposits

Ultramafic portions of ophiolitic fragments in the Arabian–Nubian Shield (ANS) show pervasive carbonate alteration forming various degrees of carbonated serpentinites and listvenitic rocks. Notwithstanding the extent of the alteration, little is known about the processes that caused it, the source of the CO2 or the conditions of alteration. This study investigates the mineralogy, stable (O, C) and radiogenic (Sr) isotope composition, and geochemistry of suites of variably carbonate altered ultramafics from the Meatiq area of the Central Eastern Desert (CED) of Egypt. The samples investigated include least-altered lizardite (Lz) serpentinites, antigorite (Atg) serpentinites and listvenitic rocks with associated carbonate and quartz veins. The C, O and Sr isotopes of the vein samples cluster between −8.1‰ and −6.8‰ for δ13C, +6.4‰ and +10.5‰ for δ18O, and 87Sr/86Sr of 0.7028–0.70344, and plot within the depleted mantle compositional field. The serpentinites isotopic compositions plot on a mixing trend between the depleted-mantle and sedimentary carbonate fields. The carbonate veins contain abundant carbonic (CO2±CH4±N2) and aqueous-carbonic (H2O-NaCl-CO2±CH4±N2) low salinity fluid, with trapping conditions of 270–300°C and 0.7–1.1 kbar. The serpentinites are enriched in Au, As, S and other fluid-mobile elements relative to primitive and depleted mantle. The extensively carbonated Atg-serpentinites contain significantly lower concentrations of these elements than the Lz-serpentinites suggesting that they were depleted during carbonate alteration. Fluid inclusion and stable isotope compositions of Au deposits in the CED are similar to those from the carbonate veins investigated in the study and we suggest that carbonation of ANS ophiolitic rocks due to influx of mantle-derived CO2-bearing fluids caused break down of Au-bearing minerals such as pentlandite, releasing Au and S to the hydrothermal fluids that later formed the Au-deposits. This is the first time that gold has been observed to be remobilized from rocks during the lizardite–antigorite transition

Critical Currents of Ideal Quantum Hall Superfluids

Filling factor $\nu=1$ bilayer electron systems in the quantum Hall regime have an excitonic-condensate superfluid ground state when the layer separation $d$ is less than a critical value $d_c$. On a quantum Hall plateau current injected and removed through one of the two layers drives a dissipationless edge current that carries parallel currents, and a dissipationless bulk supercurrent that carries opposing currents in the two layers. In this paper we discuss the theory of finite supercurrent bilayer states, both in the presence and in the absence of symmetry breaking inter-layer hybridization. Solutions to the microscopic mean-field equations exist at all condensate phase winding rates for zero and sufficiently weak hybridization strengths. We find, however, that collective instabilities occur when the supercurrent exceeds a critical value determined primarily by a competition between direct and exchange inter-layer Coulomb interactions. The critical current is estimated using a local stability criterion and varies as $(d_c-d)^{1/2}$ when $d$ approaches $d_c$ from below. For large inter-layer hybridization, we find that the critical current is limited by a soliton instability of microscopic origin.Comment: 18 RevTeX pgs, 21 eps figure

Global phase diagram of bilayer quantum Hall ferromagnets

We present a microscopic study of the interlayer spacing d versus in-plane magnetic field $B_\parallel$ phase diagram for bilayer quantum Hall (QH) pseudo-ferromagnets. In addition to the interlayer charge balanced commensurate and incommensurate states analyzed previously, we address the corresponding interlayer charge unbalanced "canted" QH states. We predict a large anomaly in the bilayer capacitance at the canting transition and the formation of dipole stripe domains with periods exceeding 1 micron in the canted state.Comment: 4 RevTeX pgs, 2 eps figures, submitted to PR

Density-functional theory of quantum wires and dots in a strong magnetic field

We study the competition between the exchange and the direct Coulomb interaction near the edge of a two-dimensional electron gas in a strong magnetic field using density-functional theory in a local approximation for the exchange-energy functional. Exchange is shown to play a significant role in reducing the spatial extent of the compressible edge channel regions obtained from an electrostatic description. The transition from the incompressible edge channels of the Hartree-Fock picture to the broad, compressible strips predicted by electrostatics occurs within a narrow and experimentally accessible range of confinement strengths.Comment: 24 pages latex and 10 postscript figures in self extracting fil

"quasi-particles" in bosonization theory of interacting fermion liquids at arbitrary dimensions

Within bosonization theory we introduce in this paper a new definition of "quasi-particles" for interacting fermions at arbitrary space dimenions. In dimensions higher than one we show that the constructed quasi-particles are consistent with quasi-particle descriptions in Landau Fermi liquid theory whereas in one-dimension the quasi-particles" are non-perturbative objects (spinons and holons) obeying fractional statistics. The more general situation of Fermi liquids with singular Landau interaction is discussed.Comment: 10 page

Broken-Symmetry States in Quantum Hall Superlattices

We argue that broken-symmetry states with either spatially diagonal or spatially off-diagonal order are likely in the quantum Hall regime, for clean multiple quantum well (MQW) systems with small layer separations. We find that for MQW systems, unlike bilayers, charge order tends to be favored over spontaneous interlayer coherence. We estimate the size of the interlayer tunneling amplitude needed to stabilize superlattice Bloch minibands by comparing the variational energies of interlayer-coherent superlattice miniband states with those of states with charge order and states with no broken symmetries. We predict that when coherent miniband ground states are stable, strong interlayer electronic correlations will strongly enhance the growth-direction tunneling conductance and promote the possibility of Bloch oscillations.Comment: 9 pages LaTeX, 4 figures EPS, to be published in PR

Bias-voltage induced phase-transition in bilayer quantum Hall ferromagnets

We consider bilayer quantum Hall systems at total filling factor $\nu=1$ in presence of a bias voltage $\Delta_v$ which leads to different filling factors in each layer. We use auxiliary field functional integral approach to study mean-field solutions and collective excitations around them. We find that at large layer separation, the collective excitations soften at a finite wave vector leading to the collapse of quasiparticle gap. Our calculations predict that as the bias voltage is increased, bilayer systems undergo a phase transition from a compressible state to a $\nu=1$ phase-coherent state {\it with charge imbalance}. We present simple analytical expressions for bias-dependent renormalized charge imbalance and pseudospin stiffness which are sensitive to the softening of collective modes.Comment: 12 pages, 5 figures. Minor changes, one reference adde

The Fermi Liquid as a Renormalization Group Fixed Point: the Role of Interference in the Landau Channel

We apply the finite-temperature renormalization-group (RG) to a model based on an effective action with a short-range repulsive interaction and a rotation invariant Fermi surface. The basic quantities of Fermi liquid theory, the Landau function and the scattering vertex, are calculated as fixed points of the RG flow in terms of the effective action's interaction function. The classic derivations of Fermi liquid theory, which apply the Bethe-Salpeter equation and amount to summing direct particle-hole ladder diagrams, neglect the zero-angle singularity in the exchange particle-hole loop. As a consequence, the antisymmetry of the forward scattering vertex is not guaranteed and the amplitude sum rule must be imposed by hand on the components of the Landau function. We show that the strong interference of the direct and exchange processes of particle-hole scattering near zero angle invalidates the ladder approximation in this region, resulting in temperature-dependent narrow-angle anomalies in the Landau function and scattering vertex. In this RG approach the Pauli principle is automatically satisfied. The consequences of the RG corrections on Fermi liquid theory are discussed. In particular, we show that the amplitude sum rule is not valid.Comment: 25 pages, RevTeX 3.