Auxiliary particle theory of threshold singularities in photoemission and X-ray absorption spectra: Test of a conserving T-matrix approximation

We calculate the exponents of the threshold singularities in the photoemission spectrum of a deep core hole and its X-ray absorption spectrum in the framework of a systematic many-body theory of slave bosons and pseudofermions (for the empty and occupied core level). In this representation, photoemission and X-ray absorption can be understood on the same footing; no distinction between orthogonality catastrophe and excitonic effects is necessary. We apply the conserving slave particle T-matrix approximation (CTMA), recently developed to describe both Fermi and non-Fermi liquid behavior systems with strong local correlations, to the X-ray problem as a test case. The numerical results for both photoemission and X-ray absorption are found to be in agreement with the exact infrared powerlaw behavior in the weak as well as in the strong coupling regions. We point out a close relation of the CTMA with the parquet equation approach of Nozi{\`e}res et al.Comment: 10 pages, 9 figures, published versio

Dynamical Effective Medium Theory for Quantum Spins and Multipoles

A dynamical effective medium theory is presented for quantum spins and higher multipoles such as quadrupole moments. The theory is a generalization of the spherical model approximation for the Ising model, and is accurate up to O(1/z_n) where z_n is the number of interacting neighbors. The polarization function is optimized under the condition that it be diagonal in site indices. With use of auxiliary fields and path integrals, the theory is flexibly applied to quantum spins and higher multipoles with many interacting neighbors. A Kondo-type screening of each spin is proposed for systems with extreme quantum fluctuations but without conduction electrons.Comment: 16 pages, 3 Postscript figure

Universality class of non-Fermi liquid behavior in mixed valence systems

A generalized Anderson single-impurity model with off-site Coulomb interactions is derived from the extended three-band Hubbard model, originally proposed to describe the physics of the copper-oxides. Using the abelian bosonization technique and canonical transformations, an effective Hamiltonian is derived in the strong coupling limit, which is essentially analogous to the Toulouse limit of the ordinary Kondo problem. In this limit, the effective Hamiltonian can be exactly solved, with a mixed valence quantum critical point separating two different Fermi liquid phases, {\it i.e.} the Kondo phase and the empty orbital phase. In the mixed valence quantum critical regime, the local moment is only partially quenched and X-ray edge singularities are generated. Around the quantum critical point, a new type of non-Fermi liquid behavior is predicted with an extra specific heat $C_{imp}\sim T^{1/4}$ and a singular spin-susceptibility $\chi_{imp}\sim T^{-3/4}$. At the same time, the effective Hamiltonian under single occupancy is transformed into a resonant-level model, from which the correct Kondo physical properties (specific heat, spin susceptibility, and an enhanced Wilson ratio) are easily rederived. Finally, a brief discussion is given to relate these theoretical results to observations in $UPd_xCu_{5-x}$ ($x=1,1.5$) alloys, which show single-impurity critical behavior consistent with our predictions.Comment: 26 pages, revtex, no figure. Some corrections have been made, but the basic results are kept. To be published in Physical Review

Tunneling into a two-dimensional electron system in a strong magnetic field

We investigate the properties of the one-electron Green's function in an interacting two-dimensional electron system in a strong magnetic field, which describes an electron tunneling into such a system. From finite-size diagonalization, we find that its spectral weight is suppressed near zero energy, reaches a maximum at an energy of about $0.2e^{2}/\epsilon l_{c}$, and decays exponentially at higher energies. We propose a theoretical model to account for the low-energy behavior. For the case of Coulomb interactions between the electrons, at even-denominator filling factors such as $\nu=1/2$, we predict that the spectral weight varies as $e^{-\omega_0/|\omega|}$, for $\omega\rightarrow 0$

Numerical Calculation of the Fidelity for the Kondo and the Friedel-Anderson Impurities

The fidelities of the Kondo and the Friedel-Anderson (FA) impurities are calculated numerically. The ground states of both systems are calculated with the FAIR (Friedel artificially inserted resonance) theory. The ground state in the interacting systems is compared with a nullstate in which the interaction is zero. The different multi-electron states are expressed in terms of Wilson states. The use of N Wilson states simulates the use of a large effective number N_{eff} of states. A plot of ln(F) versus N\proptoln(N_{eff}) reveals whether one has an Anderson orthogonality catastrophe at zero energy. The results are at first glance surprising. The ln(F)-ln(N_{eff}) plot for the Kondo impurity diverges for large N_{eff}. On the other hand, the corresponding plot for the symmetric FA impurity saturates for large N_{eff} when the level spacing at the Fermi level is of the order of the singlet-triplet excitation energy. The behavior of the fidelity allows one to determine the phase shift of the electron states in this regime. PACS: 75.20.Hr, 71.23.An, 71.27.+a, 05.30.-

Spin chirality induced by the Dzyaloshinskii-Moriya interaction and the polarized neutron scattering

We discuss the influence of the Dzyaloshinskii-Moriya (DM) interaction in the Heizenberg spin chain model for the observables in the polarized neutron scattering experiments. We show that different choices of the parameters of DM interaction may leave the spectrum of the problem unchanged, while the observable spin-spin correlation functions may differ qualitatively. Particularly, for the uniform DM interaction one has the incommensurate fluctuations and polarization-dependent neutron scattering in the paramagnetic phase. We sketch the possible generalization of our treatment to higher dimensions.Comment: 4 pages, REVTEX, no figures, references added, to appear in PR

Flow equation analysis of the anisotropic Kondo model

We use the new method of infinitesimal unitary transformations to calculate zero temperature correlation functions in the strong-coupling phase of the anisotropic Kondo model. We find the dynamics on all energy scales including the crossover behaviour from weak to strong coupling. The integrable structure of the Hamiltonian is not used in our approach. Our method should also be useful in other strong-coupling models since few other analytical methods allow the evaluation of their correlation functions on all energy scales.Comment: 4 pages RevTeX, 2 eps figures include

Resonance in One--Dimensional Fermi--Edge Singularity

The problem of the Fermi--edge singularity in a one--dimensional Tomonaga--Luttinger liquid is reconsidered. The backward scattering of the conduction band electrons on the impurity--like hole in the valence band is analyzed by mapping the problem onto a Coulomb gas theory. For the case when the electron--electron interaction is repulsive the obtained exponent of the one--dimensional Fermi--edge singularity appears to be different from the exponent found in the previous studies. It is shown that the infrared physics of the Fermi--edge singularity in the presence of backward scattering and electron--electron repulsion resembles the physics of the Kondo problem.Comment: 38 pages and 1 figure, to be published in PR

Solution of the X-ray edge problem for 2D electrons in a magnetic field

The absorption and emission spectra of transitions between a localized level and a two-dimensional electron gas, subjected to a weak magnetic field, are calculated analytically. Adopting the Landau level bosonization technique developed in previous papers, we find an exact expression for the relative intensities of spectral lines. Their envelope function, governed by the interaction between the electron gas and the core hole, is reminescent of the famous Fermi edge singularity, which is recovered in the limit of a vanishing magnetic field.Comment: 4 pages, 1 figur

Exact perturbative solution of the Kondo problem

We explicitly evaluate the infinite series of integrals that appears in the "Anderson-Yuval" reformulation of the anisotropic Kondo problem in terms of a one-dimensional Coulomb gas. We do this by developing a general approach relating the anisotropic Kondo problem of arbitrary spin with the boundary sine-Gordon model, which describes impurity tunneling in a Luttinger liquid and in the fractional quantum Hall effect. The Kondo solution then follows from the exact perturbative solution of the latter model in terms of Jack polynomials.Comment: 4 pages in revtex two-colum