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30 research outputs found

Southeastern Conference Introduces Working Group on Compliance, Enforcement and Governance

Author: SEC Report
Publication venue: eGrove Press
Publication date: 25/01/2016
Field of study

UM law professor Ron Rychlak among nine representatives on pane

eGrove (Univ. of Mississippi)

SROS: A COMPLIANCE OFFICER'S PERSPECTIVE

Author: Investigations' IMRO
London' An SEC
Poachers' Gamekeeping
Report The Clucas
SAMANTHA LINSLEY
Publication venue: 'Emerald'
Publication date
Field of study

Serious Fraud Office: Conceptual Basis and Rights Considerations under Section 2 of the Criminal Justice Act 1987

Author: Against The Privilege
As
Committee Eleventh Report
Dworkin
First Jersey Securities US SEC
in the Division
Interrogation
Justice Criminal
Levi Ch
Sandeep Savla
Study No.
Publication venue: 'Emerald'
Publication date
Field of study

The corporate parenting advantage, revisited

Author: Chandler A. D.
Collis D. J.
Curlee H.
Emilie R. Feldman
Geddes R. R.
Goold M.
Jensen M. C.
Porter M. E.
Rumelt R. P.
Rumelt R. P.
Schmalensee R.
SEC Report
Villalonga B.
Wernerfelt B.
Publication venue: 'Wiley'
Publication date
Field of study

Do Lengthy Auditor Tenure and the Provision of Non-Audit Services by the External Auditor Reduce Audit Report Lags?

Author: Ashbaugh
Ashton
Ashton
Bamber
Blouin
Brumfield
Butler
Caramanis
Carcello
Carslaw
Chambers
Chung
Davies
Davis
Ettredge
Francis
Frankel
Geiger
General Accounting Office (GAO)
Ghosh
Gifford
Givoly
Healey
Henderson
Jaggi
Johnson
Kinney
Knechel
Kross
Lobo
Myers
Newton
Ng
O'Keefe
Palmrose
Raghunandan
Schwartz
Securities and Exchange Commission (SEC)
Securities and Exchange Commission (SEC)
Senate Report 107-205
Simunic
Stanley
Whittred
Zmijewski
Publication venue: 'Wiley'
Publication date
Field of study

Preventing and Controlling the Manipulation of Financial Markets: Towards a Definition of ‘Market Manipulation’

Author: A'
Again
Articulated in Counsels' Opinion commissioned by various City 'trade' bodies and submitted to - and accepted by - the Joint Parliamentary Scrutiny Committee of the Bill.
Eva Lomnicka
Financial Services
Goldwasser Sec
Ibid
IOSCO.
Report
Publication venue: 'Emerald'
Publication date
Field of study

The role of international auditing in the improvement of international financial reporting

Disclosure Reform The SEC is Riding Off in Two Directions at Once

Author: Adam Sulkowski
Andy Roth
Andy Roth
C W Tom
Commissioner Daniel
Conceptual Sasb
Daniel Brooksbank
Daniel M Gallagher
Dave Michaels
Deloitte
Dodd-Frank
E G
Environmental Disclosure
Gallagher
Guttentag
Guttentag
Homeland Threats
Hu
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Id
Jean Letter
Joel Makower
Kara Stein
Kara Stein
Keith F Higgins
Keith F Higgins
Keith F Higgins
Kpmg Kpmg
Luis A Aguilar
Mary Jo White
Mary Jo White
Nevertheless
Philip See
Report Sec
Rob Tricchinelli
Roberta S. Karmel
S-K Report
S-K Report
S-K The
Sarah N Lynch
Sec Cf Disclosure Guidance
See Frank
See Hu
See Mary Jo White
See Roberta
See Sarah
U S Sec
W Samuel
Publication venue: 'Elsevier BV'
Publication date: 01/01/2015
Field of study

The Impact of Securitization on the Extension of Subprime Credit

Author: A Mian
A Pennington-Cross
A Purnanandam
A Saiz
A Shivdasani
A Shleifer
Anton R Report Of
C Mayer
C Mayer
C Parlour
E Loutskina
S Sherlund
Sec
Shane M. Sherlund
T Nadauld
T Piskorski
Taylor Nadauld
U Rajan
U Rajan
Publication venue: 'Elsevier BV'
Publication date: 01/01/2011
Field of study

Taking stock of information sharing in securities matters

Author: A
Bailey Elsag
Bermuda
Britis Columbia Securities Comm'n v Global Securities Corp.
Caicos Islands Turks
Certain Unknown SEC
Cs
eg Financial Action Task Force on Money Laundering Review to Identify Non-Cooperative Countries or Territories
eg House Report (Energy and Commerce Committee
Elizabeth Jacobs
Euro Security Fund SEC
Felice B. Friedman
Financial Action Task Force on Money Laundering Review to Identify Non-Cooperative Countries or Territories
For
For
For
For
G7 Finance Ministers' Working Group on Financial Crime
International Securities Markets Policy Statement
IOSCO
IOSCO
IOSCO
IOSCO
Islands Cayman
Islands Virgin
Jersey
Laby Lesser J. N.
Mexico
Ministers Finance
Ms This
Oesc le International Advisors In
Organization for Economic Cooperation and Development Directorate for Financial, Fiscal &amp
Press Release IOSCO
Press Release SFBC
Rep HR
Reuters
S.
Sayre SEC
SEC
Securities The UK
Singapore
Some
Stanley C. Macel
Tome SEC
Unpublished Court
Publication venue: 'Emerald'
Publication date
Field of study

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