An automated approach to map winter cropped area of smallholder farms across large scales using MODIS imagery

Fine-scale agricultural statistics are an important tool for understanding trends in food production and their associated drivers, yet these data are rarely collected in smallholder systems. These statistics are particularly important for smallholder systems given the large amount of fine-scale heterogeneity in production that occurs in these regions. To overcome the lack of ground data, satellite data are often used to map fine-scale agricultural statistics. However, doing so is challenging for smallholder systems because of (1) complex sub-pixel heterogeneity; (2) little to no available calibration data; and (3) high amounts of cloud cover as most smallholder systems occur in the tropics. We develop an automated method termed the MODIS Scaling Approach (MSA) to map smallholder cropped area across large spatial and temporal scales using MODIS Enhanced Vegetation Index (EVI) satellite data. We use this method to map winter cropped area, a key measure of cropping intensity, across the Indian subcontinent annually from 2000-2001 to 2015-2016. The MSA defines a pixel as cropped based on winter growing season phenology and scales the percent of cropped area within a single MODIS pixel based on observed EVI values at peak phenology. We validated the result with eleven high-resolution scenes (spatial scale of 5 × 5 m2 or finer) that we classified into cropped versus non-cropped maps using training data collected by visual inspection of the high-resolution imagery. The MSA had moderate to high accuracies when validated using these eleven scenes across India (R2 ranging between 0.19 and 0.89 with an overall R2 of 0.71 across all sites). This method requires no calibration data, making it easy to implement across large spatial and temporal scales, with 100% spatial coverage due to the compositing of EVI to generate cloud-free data sets. The accuracies found in this study are similar to those of other studies that map crop production using automated methods and use no calibration data. To aid research on agricultural production at fine spatial scales in India, we make our annual winter crop maps from 2000-2001 to 2015-2016 at 1 × 1 km2 produced in this study publically available through the NASA Socioeconomic Data and Applications Center (SEDAC) hosted by the Center for International Earth Science Information Network (CIESIN) at Columbia University. We also make our R script available since it is likely that this method can be used to map smallholder agriculture in other regions across the globe given that our method performed well in disparate agro-ecologies across India

Mapping cropping intensity of smallholder farms: A comparison of methods using multiple sensors

The food security of smallholder farmers is vulnerable to climate change and climate variability. Cropping intensity, the number of crops planted annually, can be used as a measure of food security for smallholder farmers given that it can greatly affect net production. Current techniques for quantifying cropping intensity may not accurately map smallholder farms where the size of one field is typically smaller than the spatial resolution of readily available satellite data. We evaluated four methods that use multi-scalar datasets and are commonly used in the literature to assess cropping intensity of smallholder farms: 1) the Landsat threshold method, which identifies if a Landsat pixel is cropped or uncropped during each growing season, 2) the MODIS peak method, which determines if there is a phenological peak in the MODIS Enhanced Vegetation Index time series during each growing season, 3) the MODIS temporal mixture analysis, which quantifies the sub-pixel heterogeneity of cropping intensity using phenological MODIS data, and 4) the MODIS hierarchical training method, which quantifies the sub-pixel heterogeneity of cropping intensity using hierarchical training techniques. Each method was assessed using four criteria: 1) data availability, 2) accuracy across different spatial scales (at aggregate scales 250 × 250 m, 1 × 1 km, 5 × 5 km, and 10 × 10 km), 3) ease of implementation, and 4) ability to use the method over large spatial and temporal scales. We applied our methods to two regions in India (Gujarat and southeastern Madhya Pradesh) that represented diversity in crop type, soils, climatology, irrigation access, cropping intensity, and field size. We found that the Landsat threshold method is the most accurate (R2 greater than or equal to 0.71 and RMSE less than or equal to 0.14), particularly at smaller scales of analysis. Yet given the limited availability of Landsat data, we find that the MODIS hierarchical training method meets multiple criteria for mapping cropping intensity over large spatial and temporal scales. Furthermore, the adjusted R2 between predicted and validation data generally increased and the RMSE decreased with spatial aggregation greater than or equal to 5 × 5 km (R2 up to 0.97 and RMSE as low as 0.00). Our model accuracy varied based on the region and season of analysis and was lowest during the summer season in Gujarat when there was high sub-pixel heterogeneity due to sparsely cropped agricultural land-cover. While our results specifically apply to our study regions in India, they most likely also apply to smallholder agriculture in other locations across the globe where the same types of satellite data are readily available

Sensitivity of crop cover to climate variability: Insights from two Indian agro-ecoregions

Crop productivity in India varies greatly with inter-annual climate variability and is highly dependent on monsoon rainfall and temperature. The sensitivity of yields to future climate variability varies with crop type, access to irrigation and other biophysical and socio-economic factors. To better understand sensitivities to future climate, this study focuses on agro-ecological subregions in Central and Western India that span a range of crops, irrigation, biophysical conditions and socioeconomic characteristics. Climate variability is derived from remotely-sensed data products, Tropical Rainfall Measuring Mission (TRMM – precipitation) and Moderate Resolution Imaging Spectroradiometer (MODIS – temperature). We examined green-leaf phenologies as proxy for crop productivity using the MODIS Enhanced Vegetation Index (EVI) from 2000 to 2012. Using both monsoon and winter growing seasons, we assessed phenological sensitivity to inter-annual variability in precipitation and temperature patterns. Inter-annual EVI phenology anomalies ranged from −25% to 25%, with some highly anomalous values up to 200%. Monsoon crop phenology in the Central India site is highly sensitive to climate, especially the timing of the start and end of the monsoon and intensity of precipitation. In the Western India site, monsoon crop phenology is less sensitive to precipitation variability, yet shows considerable fluctuations in monsoon crop productivity across the years. Temperature is critically important for winter productivity across a range of crop and management types, such that irrigation might not provide a sufficient buffer against projected temperature increases. Better access to weather information and usage of climate-resilient crop types would play pivotal role in maintaining future productivity. Effective strategies to adapt to projected climate changes in the coming decades would also need to be tailored to regional biophysical and socio-economic conditions

Is voluntary certification of tropical agricultural commodities achieving sustainability goals for small-scale producers? A review of the evidence

Over the last several decades, voluntary certification programs have become a key approach to promote sustainable supply chains for agricultural commodities. These programs provide premiums and other benefits to producers for adhering to environmental and labor practices established by the certifying entities. Following the principles of Cochrane Reviews used in health sciences, we assess evidence to evaluate whether voluntary certification of tropical agricultural commodities (bananas, cocoa, coffee, oil palm, and tea) has achieved environmental benefits and improved economic and social outcomes for small-scale producers at the level of the farm household. We reviewed over 2600 papers in the peer-review literature and identified 24 cases of unique combinations of study area, certification program, and commodity in 16 papers that rigorously analyzed differences between treatment (certified households) and control groups (uncertified households) for a wide range of response variables. Based on analysis of 347 response variables reported in these papers, we conclude that certification is associated on average with positive outcomes for 34% of response variables, no significant difference for 58% of variables, and negative outcomes for 8% of variables. No significant differences were observed for different categories of responses (environmental, economic and social) or for different commodities (banana, coffee and tea), except negative outcomes were significantly less for environmental than other outcome categories (p = 0.01). Most cases (20 out of 24) investigated coffee certification and response variables were inconsistent across cases, indicating the paucity of studies to conduct a conclusive meta-analysis. The somewhat positive results indicate that voluntary certification programs can sometimes play a role in meeting sustainable development goals and do not support the view that such programs are merely greenwashing. However, results also indicate that certification is not a panacea to improve social outcomes or overall incomes of smallholder farmers. Rigorous analysis, standardized criteria, and independent evaluation are needed to assess effectiveness of certification programs in the future

Winter crop sensitivity to inter-annual climate variability in central India

India is predicted to be one of the most vulnerable agricultural regions to future climate changes. Here, we examined the sensitivity of winter cropping systems to inter-annual climate variability in a local market and subsistence-based agricultural system in central India, a data-rich validation site, in order to identify the climate parameters to which winter crops – mainly wheat and pulses in this region – might be sensitive in the future. We used satellite time-series data to quantify inter-annual variability in multiple climate parameters and in winter crop cover, agricultural census data to quantify irrigation, and field observations to identify locations for specific crop types. We developed three mixed-effect models (250 m to 1 km scale) to identify correlations between crop cover (wheat and pulses) and twenty-two climate and environmental parameters for 2001-2013. We find that winter daytime mean temperature (November–January) is the most significant factor affecting winter crops, irrespective of crop type, and is negatively associated with winter crop cover. With pronounced winter warming projected in the coming decades, effective adaptation by smallholder farmers in similar landscapes would require additional strategies, such as access to fine-scale temperature forecasts and heat-tolerant winter crop varieties

Winter crop sensitivity to inter-annual climate variability in central India

India is predicted to be one of the most vulnerable agricultural regions to future climate changes. Here, we examined the sensitivity of winter cropping systems to inter-annual climate variability in a local market and subsistence-based agricultural system in central India, a data-rich validation site, in order to identify the climate parameters to which winter crops – mainly wheat and pulses in this region – might be sensitive in the future. We used satellite time-series data to quantify inter-annual variability in multiple climate parameters and in winter crop cover, agricultural census data to quantify irrigation, and field observations to identify locations for specific crop types. We developed three mixed-effect models (250 m to 1 km scale) to identify correlations between crop cover (wheat and pulses) and twenty-two climate and environmental parameters for 2001-2013. We find that winter daytime mean temperature (November–January) is the most significant factor affecting winter crops, irrespective of crop type, and is negatively associated with winter crop cover. With pronounced winter warming projected in the coming decades, effective adaptation by smallholder farmers in similar landscapes would require additional strategies, such as access to fine-scale temperature forecasts and heat-tolerant winter crop varieties

Effectiveness of Roundtable on Sustainable Palm Oil (RSPO) for reducing fires on oil palm concessions in Indonesia from 2012 to 2015

Fire is a common tool for land conversion and management associated with oil palm production. Fires can cause biodiversity and carbon losses, emit pollutants that deteriorate air quality and harm human health, and damage property. The Roundtable on Sustainable Palm Oil (RSPO) prohibits the use of fire on certified concessions. However, efforts to suppress fires are more difficult during El Niño conditions and on peatlands. In this paper, we address the following questions for oil palm concessions developed prior to 2012 in Sumatra and Kalimantan, the leading producers of oil palm both within Indonesia and globally: (1) for the period 2012–2015, did RSPO-certified concessions have a lower density of fire detections, fire ignitions, or 'escaped' fires compared with those concessions that are not certified? and (2) did this pattern change with increasing likelihood of fires in concessions located on peatland and in dry years? These questions are particularly critical in fuel-rich peatlands, of which approximately 46% of the area was designated as oil palm concession as of 2010. We conducted propensity scoring to balance covariate distributions between certified and non-certified concessions, and we compare the density of fires in certified and non-certified concessions using Kolmogorov–Smirnov tests based on moderate resolution imaging spectroradiometer Active Fire Detections from 2012–2015 clustered into unique fire events. We find that fire activity is significantly lower on RSPO certified concessions than non-RSPO certified concessions when the likelihood of fire is low (i.e., on non-peatlands in wetter years), but not when the likelihood of fire is high (i.e., on non-peatlands in dry years or on peatlands). Our results provide evidence that RSPO has the potential to reduce fires, though it is currently only effective when fire likelihood is relatively low. These results imply that, in order for this mechanism to reduce fire, additional strategies will be needed to control fires in oil palm plantations in dry years and on peatlands

Social and ecological outcomes of tropical dry forest restoration through invasive species removal in central India

Tropical dry forests (TDFs) support endemic biodiversity, and the livelihoods of millions of people globally. Invasive species, such as Lantana camara, are a predominant cause of degradation of TDFs. We examined lesser-studied vocalizing fauna and social outcomes of TDF restoration through Lantana removal, focusing on a Central Indian TDF. We quantified biodiversity using acoustics in 55 locations in restored, unrestored, and Low Lantana Density (LLD) forest sites and surveyed 656 households across villages adjacent to these forest sites. Our ecological analysis showed that in comparison to unrestored and LLD sites, restoration was not significantly associated with a different acoustic space occupancy (ASO) in higher frequencies (9–24 kHz) during night time hours, meaning restoration does not impact nocturnal vocalising or stridulating species. However, restored and LLD sites had significantly lower ASO in the day time hours, potentially due to differences in the insect community when Lantana is absent. Through the household surveys, we found that the highest number of respondents across all the three types of sites valued the cash payment they received for participating in restoration efforts. Perceptions of lower amounts of crop raiding by wild ungulates were associated by villagers with a restored site. This perception was mediated by the total number of households in a village with a restored site. Focusing restoration efforts on forests surrounding villages, restoration planners could reduce potential negative human-wildlife interactions. Combining ecological and social outcomes, we found that there are immediate positive outcomes of restoration for people. However, in the short term (three years following restoration), there was no significant biodiversity ‘benefit’. Based on our results, we recommend that restoration planners (1) consult local people about their perception of forest degradation and restoration because people’s perceptions can accurately mirror the condition of the forest; (2) provide a cash income for participating in restoration activities and (3) anticipate potential changes in the faunal species community in the short term when large scale invasive species removal takes place

Human Impacts Flatten Rainforest-Savanna Gradient and Reduce Adaptive Diversity in a Rainforest Bird

Ecological gradients have long been recognized as important regions for diversification and speciation. However, little attention has been paid to the evolutionary consequences or conservation implications of human activities that fundamentally change the environmental features of such gradients. Here we show that recent deforestation in West Africa has homogenized the rainforest-savanna gradient, causing a loss of adaptive phenotypic diversity in a common rainforest bird, the little greenbul (Andropadus virens). Previously, this species was shown to exhibit morphological and song divergence along this gradient in Central Africa. Using satellite-based estimates of forest cover, recent morphological data, and historical data from museum specimens collected prior to widespread deforestation, we show that the gradient has become shallower in West Africa and that A. virens populations there have lost morphological variation in traits important to fitness. In contrast, we find no loss of morphological variation in Central Africa where there has been less deforestation and gradients have remained more intact. While rainforest deforestation is a leading cause of species extinction, the potential of deforestation to flatten gradients and inhibit rainforest diversification has not been previously recognized. More deforestation will likely lead to further flattening of the gradient and loss of diversity, and may limit the ability of species to persist under future environmental conditions

Factors associated with long-term species composition in dry tropical forests of Central India

The long-term future of species composition in forests depends on regeneration. Many factors can affect regeneration, including human use, environmental conditions, and species' traits. This study examines the influence of these factors in a tropical deciduous forest of Central India, which is heavily used by local, forest-dependent residents for livestock grazing, fuel-wood extraction, construction and other livelihood needs. We measure size-class proportions (the ratio of abundance of a species at a site in a higher size class to total abundance in both lower and higher size classes) for 39 tree species across 20 transects at different intensities of human use. The size-class proportions for medium to large trees and for small to medium-sized trees were negatively associated with species that are used for local construction, while size class proportions for saplings to small trees were positively associated with those species that are fire resistant and negatively associated with livestock density. Results indicate that grazing and fire prevent non-fire resistant species from reaching reproductive age, which can alter the long term composition and future availability of species that are important for local use and ecosystem services. Management efforts to reduce fire and forest grazing could reverse these impacts on long-term forest composition