On Achievable Rates for Long-Haul Fiber-Optic Communications

Lower bounds on mutual information (MI) of long-haul optical fiber systems for hard-decision and soft-decision decoding are studied. Ready-to-use expressions to calculate the MI are presented. Extensive numerical simulations are used to quantify how changes in the optical transmitter, receiver, and channel affect the achievable transmission rates of the system. Special emphasis is put to the use of different quadrature amplitude modulation formats, channel spacings, digital back-propagation schemes and probabilistic shaping. The advantages of using MI over the prevailing $Q$-factor as a figure of merit of coded optical systems are also highlighted.Comment: Hard decision mutual information analysis added, two typos correcte

LDPC Coded Modulation with Probabilistic Shaping for Optical Fiber Systems

An LDPC coded modulation scheme with probabilistic shaping, optimized interleavers and noniterative demapping is proposed. Full-field simulations show an increase in transmission distance by 8% compared to uniformly distributed input.Comment: 3 pages, 3 figures. Paper is accepted for presentation at OFC 2015. Following the submission to OFC, the blue box in Fig. 1 has been corrected and reference [3] has been update

Calculation of Mutual Information for Partially Coherent Gaussian Channels with Applications to Fiber Optics

The mutual information between a complex-valued channel input and its complex-valued output is decomposed into four parts based on polar coordinates: an amplitude term, a phase term, and two mixed terms. Numerical results for the additive white Gaussian noise (AWGN) channel with various inputs show that, at high signal-to-noise ratio (SNR), the amplitude and phase terms dominate the mixed terms. For the AWGN channel with a Gaussian input, analytical expressions are derived for high SNR. The decomposition method is applied to partially coherent channels and a property of such channels called "spectral loss" is developed. Spectral loss occurs in nonlinear fiber-optic channels and it may be one effect that needs to be taken into account to explain the behavior of the capacity of nonlinear fiber-optic channels presented in recent studies.Comment: 30 pages, 9 figures, accepted for publication in IEEE Transactions on Information Theor

Impact of 4D channel distribution on the achievable rates in coherent optical communication experiments

We experimentally investigate mutual information and generalized mutual information for coherent optical transmission systems. The impact of the assumed channel distribution on the achievable rate is investigated for distributions in up to four dimensions. Single channel and wavelength division multiplexing (WDM) transmission over transmission links with and without inline dispersion compensation are studied. We show that for conventional WDM systems without inline dispersion compensation, a circularly symmetric complex Gaussian distribution is a good approximation of the channel. For other channels, such as with inline dispersion compensation, this is no longer true and gains in the achievable information rate are obtained by considering more sophisticated four-dimensional (4D) distributions. We also show that for nonlinear channels, gains in the achievable information rate can also be achieved by estimating the mean values of the received constellation in four dimensions. The highest gain for such channels is seen for a 4D correlated Gaussian distribution

Sensitivity Gains by Mismatched Probabilistic Shaping for Optical Communication Systems

Probabilistic shaping of quadrature amplitude modulation (QAM) is used to enhance the sensitivity of an optical communication system. Sensitivity gains of 0.43 dB and 0.8 dB are demonstrated in back-to-back experiments by shaping of 16QAM and 64QAM, respectively. Further, numerical simulations are used to prove the robustness of probabilistic shaping to a mismatch between the constellation used and the signal-to-noise ratio (SNR) of the channel. It is found that, accepting a 0.1 dB SNR penalty, only four shaping distributions are required to support these gains for 64QAM.Comment: Title and introduction were updated and the discussion of Section IV-B was extended. Additionally, some minor modifications were made to the manuscrip

Four-Dimensional Estimates of Mutual Information in Coherent Optical Communication Experiments

Mutual information is experimentally investigated for long-haul coherent transmission. Receivers that consider memoryless four-dimensional noise distributions can achieve significantly higher rates than receivers assuming two-dimensional symmetric distributions

Experimental Comparison of Probabilistic Shaping Methods for Unrepeated Fiber Transmission

\u3cp\u3eThis paper studies the impact of probabilistic shaping on effective signal-to-noise ratios (SNRs) and achievable information rates (AIRs) in a back-to-back configuration and in unrepeated nonlinear fiber transmissions. For the back-to-back setup, various shaped quadrature amplitude modulation (QAM) distributions are found to have the same implementation penalty as uniform input. By demonstrating in transmission experiments that shaped QAM input leads to lower effective SNR than uniform input at a fixed average launch power, we experimentally confirm that shaping enhances the fiber nonlinearities. However, shaping is ultimately found to increase the AIR, which is the most relevant figure of merit, as it is directly related to spectral efficiency. In a detailed study of these shaping gains for the nonlinear fiber channel, four strategies for optimizing QAM input distributions are evaluated and experimentally compared in wavelength division multiplexing (WDM) systems. The first shaping scheme generates a Maxwell-Boltzmann (MB) distribution based on a linear additive white Gaussian noise channel. The second strategy uses the Blahut-Arimoto algorithm to optimize an unconstrained QAM distribution for a split-step Fourier method based channel model. In the third and fourth approach, MB-shaped QAM and unconstrained QAM are optimized via the enhanced Gaussian noise (EGN) model. Although the absolute shaping gains are found to be relatively small, the relative improvements by EGN-optimized unconstrained distributions over linear AWGN optimized MB distributions are up to 59%. This general behavior is observed in 9-channel and fully loaded WDM experiments.\u3c/p\u3

Nonlinear Coupling Coefficients in Multimode Fibers for the Strong Coupling Regime Within Mode Groups and Across Mode Groups

We study the nonlinear coupling coefficients appearing in the Manakov equations for multimode fibers (MMF) for space-division multiplexing operating in the two regimes of strong coupling only within mode groups and strong coupling also across mode groups. The analysis is mainly focused on the trenchless parabolic graded-index MMFs, but considerations on the step-index profile, and on the use of realistic trenches and non-parabolic indices are given. Analytic results for the Manakov nonlinearity coefficients are derived for the first time, and validation is performed through a numerical approach. We show that the coefficients are approximately independent on the fiber core radius and refractive index difference, but depend only on the number of guided modes. Values of nonlinear coefficients are computed also for optimized and manufactured MMFs described in the literature, and are placed within the developed framework. The impact of a poor fiber design on the achievable data rates of the MMF nonlinear channel is discussed for a simple scenario.Comment: Submitted to the "Next-Generation Optical Communications and Networking" special issue of the IEEE Journal on Selected Areas in Communication

Closed-Form Expressions for Nonlinearity Coefficients in Multimode Fibers

We derive novel approximate closed-form expressions for the nonlinear coupling coefficients appearing in the Manakov equations for multimode fibers for space-division multiplexing in the two regimes of strong and weak coupling. The expressions depend only on few fiber design parameters. In particular, the Manakov coefficients are shown to be simple rational numbers which depend solely on the number of guided modes. The overall nonlinearity coefficients are found to decrease with increasing core radius and to stay nearly constant with increasing refractive index difference between core and cladding. Validation is performed through a numerical approach. The consequences of the findings onto fiber design are discussed in terms of achievable data rates. The analysis is mainly focused on the trenchless parabolic graded-index profile, but considerations on the use of realistic trenches and non-parabolic indices, and on the step-index profile are given