2,233 research outputs found
Integration of the Securities Act and the Exchange Act: A Case Study of Regulaiton in the Division of Corporation Finance of the United States Securities and Exchange Commission
Get PDFIntegration of the Securities Act and the Exchange Act: A Case Study of Regulaiton in the Division of Corporation Finance of the United States Securities and Exchange Commission
Get PDFDetermining the Responsibilities of Underwriters Distributing Securities within an Integrated Disclosure System
Get PDFThe Securities of Foreign Governments, Political Subdivisions, and Multinational Organizations
Get PDFThe Securities of Foreign Governments, Political Subdivisions, and Multinational Organizations
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Financial Regulation in a Global Market Place: Report of the Duke Global Capital Markets Roundtable
Get PDFThis report summarizes the discussion of over sixty participants in the April 30, 2007 roundtable convened by the Duke Global Capital Market Center. The roundtable focused on important issues posed by the increasing globalization of securities offerings and trading markets. The invited participants were selected because of their broad experience as regulators, practitioners, or academics in international securities transactions, assuring a wide spectrum of views on the future direction of regulation
Summary of Roundtable Discussions Regarding the Future Content of the U.S. Securities Laws
Get PDFOn Apr 8-9, 1999, more than sixty securities lawyers, regulators and academics participated in a roundtable discussion in Washington DC on what should be the future content of the US securities laws. A summary of the discussions is presented
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