Uso de sensores remotos en el seguimiento de la vegetación de dehesa y su influencia en el balance hidrológico a escala de cuenca

The Mediterranean region is characterized by hot summers with long dry periods, a situation that may be exacerbated by the progressive global warming. In these water-limited environments where productivity of the ecosystems depends mainly on water availability, the reduction of freshwater resources can have severe consequences. An increase in aridity may lead to low productivity, land degradation and unwanted changes in land use. To reduce the vulnerability of Mediterranean landscapes it is important to improve our knowledge of the hydrological processes conditioning the water exchanges, with evapotranspiration (ET) being a key indicator of the state of ecosystems and playing a crucial role in the basin's water and energy balances. The goal of this dissertation is to improve our understanding of the evapotranspiration dynamics over Mediterranean heterogeneous and complex vegetation covers, with a focus on the dehesa ecosystem. The final aim is to contribute to the conservation of the water resources in these regions in the medium to long term, supporting the decision-making processes with quantitative, distributed, and high-quality information. To reach this goal, in this research the evaluation of remote sensing-based soil water balance (SWB) and surface energy balance (SEB) models was proposed to monitor the water consumption and water stress of typical Mediterranean vegetation at different spatial and temporal scales. In particular, the VI-ETo methodology (SWB) and the ALEXI/DisALEXI approach (SEB) have been adapted and applied. ET modeling using the VI-ETo scheme has been improved through the assessment of the vegetation layers' effective parameters. A data fusion algorithm was applied to the ET maps produced by the SEB model over the dehesa ecosystem, and we analyzed the opportunities that this high-resolution ET product in time and space can provide for water and vegetation resource management. The results have demonstrated the feasibility of both approaches (SWB and SEB models) to accurately monitor ET dynamics over the dehesa landscape, adequately reproducing the annual bimodal behavior and the response of the vegetation in periods of water deficit. The error obtained using the SWB approach (the VI-ETo method) was RMSE = 0.47 mm day-1 over the whole dehesa system (grass + trees) and over an open grassland. The monitoring of water stress for both systems with different canopy structure, using as a proxy the ET/ETo ratio, and the stress coefficient (Ks), was successful. Improvements on the specific spectral properties of oak trees and layer-specific parameters were included into the modeling. We also analyzed the influence of the spectral properties of oak trees and another typical Mediterranean tree canopy, the olive orchard, in the VI-ETo model. We found that the use of appropriate values of the parameter SAVImax (0.51 for oak trees and 0.57 for olive trees) had notable implications in the computation of ET and water stress, in contrast to using a generic value for Mediterranean crops (SAVImax= 0.75). The accuracy of this water balance-based approach was also evaluated over two heterogeneous Mediterranean basins, with a mosaic of holm oaks and grasslands, shrubs, coniferous plantations, and irrigated horticultural crops. The annual discharge flows of both watersheds, which were determined from the modeled ET data and using a simple surface water balance, were very similar to those obtained with the HBV hydrological model, and to the values measured at the outlet of one of the basins, corroborating the usefulness of the VI-ETo methodology on these vegetation types. On the other hand, the resulting ET series (30 m, daily) derived with the SEB approach (ALEXI/DisALEXI method) and the STARFM fusion algorithm provided an RMSE value of 0.67 mm day-1, which was considered an acceptable error for management purposes. This error was slightly lower compared to using simpler interpolation methods, probably due to the high temporal frequency and better spatial representation of the flux tower footprint of the fused time series. The analysis of ET patterns over small heterogeneous vegetated patches that form the dehesa structure revealed the importance of having fine resolution information at field scale to distinguish the water consumed by the different vegetation components, which influences the provision of many ecosystem services. For example, it was key for identifying phenology dates of grasslands, or understanding the hydrological functioning of riverside dense evergreen vegetation with high ET rates during the whole year, in contrast with the herbaceous areas. Accurately modeling these different behaviors of dehesa microclimates is useful to support farmers‘ management and provide recommendations tailored for each structural component and requirements.La región mediterránea se caracteriza por veranos calurosos con largos períodos sin precipitaciones, situación que puede agravarse con el progresivo calentamiento global. En estos ambientes donde la productividad de los ecosistemas depende principalmente de la disponibilidad de agua, la reducción de los recursos hídricos puede tener graves consecuencias. Un aumento de la aridez puede conducir a una baja productividad, degradación de la tierra y cambios no deseados en el uso del suelo. Para reducir la vulnerabilidad de las zonas mediterráneas es importante profundizar en el estudio de los procesos hidrológicos que condicionan los intercambios de agua, siendo la evapotranspiración (ET) un indicador clave del estado de los ecosistemas y jugando un papel crucial en los balances hídricos y energéticos de la cuenca. El objetivo de esta tesis es mejorar nuestro conocimiento sobre la dinámica de la evapotranspiración en cubiertas mediterráneas heterogéneas y complejas, con el foco en el ecosistema de dehesa. El objetivo final es contribuir a la conservación de los recursos hídricos de estas regiones en el medio-largo plazo, apoyando en los procesos de toma de decisiones con información cuantitativa, distribuida y de calidad. Para alcanzar este objetivo, en esta investigación se propuso evaluar modelos de balance de agua en el suelo (SWB) y balance de energía en superficie (SEB) basados en el uso de sensores remotos, para el seguimiento del consumo de agua y el estrés hídrico de la vegetación mediterránea a diferentes escalas espaciales y temporales. En particular, se ha adaptado y aplicado la metodología VI-ETo (SWB) y el enfoque ALEXI/DisALEXI (SEB). Se ha mejorado el modelado de ET utilizando el esquema VI-ETo mediante la evaluación de los parámetros efectivos de las capas de vegetación. Se aplicó un algoritmo de fusión de datos remotos a los mapas de ET generados por el modelo SEB sobre el ecosistema de dehesa, y estudiamos las oportunidades que este producto de ET con alta resolución espacial y temporal puede aportar en la gestión de los recursos hídricos y de los ecosistemas. Los resultados han demostrado la viabilidad de ambos enfoques (modelos SWB y SEB) para monitorear con precisión la dinámica de la ET sobre el ecosistema de dehesa, reproduciendo adecuadamente el comportamiento bimodal anual y la respuesta de la vegetación en períodos de déficit hídrico. El error obtenido usando el enfoque SWB (el método VI-ETo) fue RMSE = 0.47 mm día-1, tanto para el sistema dehesa (pasto + árboles) como para una zona de pastizal. El seguimiento del estrés hídrico para ambos sistemas con diferente estructura de vegetación, utilizando la relación ET/ETo y el coeficiente de estrés (Ks), fue satisfactorio. Se incluyeron en el modelado mejoras sobre las propiedades espectrales específicas de las encinas y los parámetros específicos de los diferentes estratos de vegetación. También analizamos la influencia de las propiedades espectrales de las encinas y otra cubierta mediterránea, el olivar, en el modelo VI-ETo. Encontramos que el uso de valores apropiados del parámetro SAVImax (0,51 para robles y 0,57 para olivos) tuvo un efecto significativo en la determinación del consumo de agua y estrés hídrico, en comparación con usar un valor genérico para cultivos mediterráneos (SAVImax = 0,75). La precisión de este enfoque basado en el balance hídrico también se evaluó en dos cuencas mediterráneas heterogéneas, con un mosaico de encinas y pastizales, arbustos, plantaciones de coníferas y cultivos hortícolas de regadío. Los caudales de descarga anual de ambas cuencas, determinados a partir de los datos de ET modelados y utilizando un balance hídrico superficial muy simple, fueron muy similares a los obtenidos con el modelo hidrológico HBV, y a los valores medidos en la salida de una de las cuencas, corroborando la utilidad de la metodología VI-ETo sobre estas formaciones vegetales. Por otra parte, la serie final de ET (30 m, diaria) derivada del enfoque SEB (método ALEXI/DisALEXI) y del algoritmo de fusión STARFM proporcionó un valor de RMSE de 0,67 mm día-1, considerado un error aceptable para fines de manejo. Este error fue ligeramente inferior a los obtenidos usando métodos de interpolación más simples, debido probablemente a la alta frecuencia temporal y una mejor representación espacial del footprint de la torre de medida de flujos en la serie temporal fusionada. El análisis de los patrones de la ET sobre pequeñas manchas de vegetación heterogéneas, que forman la estructura de la dehesa, reveló la importancia de tener información con alta resolución a escala de campo para distinguir el agua consumida por los diferentes componentes de la vegetación, que tienen influencia en el aprovisionamiento de muchos servicios ecosistémicos. Por ejemplo, fue clave para identificar ciertas fechas fenológicas de los pastizales, o entender el funcionamiento hidrológico de la vegetación densa de hoja perenne en zonas de ribera con altas tasas de ET durante todo el año, en comparación con zonas de especies herbáceas. Modelar con precisión estos comportamientos diferentes de los microclimas de la dehesa es útil para apoyar la gestión de los agricultores y ofrecer recomendaciones adaptadas a cada componente y necesidades estructurales

Combination of lumped hydrological and remote-sensing models to evaluate water resources in a semi-arid high altitude ungauged watershed of Sierra Nevada (Southern Spain)

Assessing water resources in high mountain semi-arid zones is essential to be able to manage and plan the use of these resources downstream where they are used. However, it is not easy to manage an unknown resource, a situation that is common in the vast majority of high mountain hydrological basins. In the present work, the discharge flow in an ungauged basin is estimated using the hydrological parameters of an HBV (Hydrologiska Byråns Vattenbalansavdelning) model calibrated in a “neighboring gauged basin”. The results of the hydrological simulation obtained in terms of average annual discharge are validated using the VI-ETo model. This model relates a simple hydrological balance to the discharge of the basin with the evaporation of the vegetal cover of the soil, and this to the SAVI index, which is obtained remotely by means of satellite images. The results of the modeling for both basins underscore the role of the underground discharge in the total discharge of the hydrological system. This is the result of the deglaciation process suffered by the high mountain areas of the Mediterranean arc. This process increases the infiltration capacity of the terrain, the recharge and therefore the discharge of the aquifers that make up the glacial and periglacial sediments that remain exposed on the surface as witnesses of what was the last glaciation.Grup d'Hidrologia Subterrànea, Universitat Politècnica de Catalunya, EspañaInstituto Andaluz de Investigación y Formación Agraria, Pesquera, Alimentaria y de la Producción Ecológica de Andalucía, EspañaUnidad de Granada, Instituto Geológico y Minero de España, EspañaUnidad de Zaragoza, Instituto Geológico y Minero de España, EspañaAgencia de Medio Ambiente y Agua de la Junta de Andalucía, EspañaDepartamento de Ciencias Geológicas, Universidad Católica del Norte, Chil

Remote-Sensing-Based Water Balance for Monitoring of Evapotranspiration and Water Stress of a Mediterranean Oak–Grass Savanna

Mediterranean oak savannas (known as dehesas in Spain) are exposed to numerous threats from natural and economic causes. A close monitoring of the use of water resources and the status of the vegetation in these ecosystems can be useful tools for maintaining the production of ecological services. This study explores the estimation of evapotranspiration (ET) and water stress over a dehesa by integrating remotely sensed data into a water balance using the FAO-56 approach (VI-ETo model). Special attention is paid to the different phenology and contribution to the system’s hydrology of the two main canopy layers of the system (tree + grass). The results showed that the model accurately reproduced the dynamics of the water consumed by the vegetation, with RMSE of 0.47 mm day−1 and low biases for both, the whole system and the grass layer, when compared with flux tower measurements. The ET/ETo ratio helped to identify periods of water stress, confirmed for the grassland by measured soil water content. The modeling scheme and Sentinel-2 temporal resolution allowed the reproduction of fast and isolated ET pulses, important for understanding the hydrologic behavior of the system, confirming the adequacy of this sensor for monitoring grasslands water dynamics

Estimating Evapotranspiration of Mediterranean Oak Savanna at Multiple Temporal and Spatial Resolutions. Implications for Water Resources Management

Mediterranean oak savanna is composed of a mixture of scattered oak trees, crops, pasture, and shrubs. It is the most widespread agroforestry landscape in Europe, and its conservation faces multiple threats including water scarcity, which has been exacerbated by global warming and greater climate variability. Evapotranspiration (ET) can be used as a proxy of the vegetation water status and response to water shortage conditions, providing relevant information about the ecosystem stability and its hydrological dynamics. This study evaluates a framework to estimate ET at multiple spatial and temporal scales and applies it to the monitoring of the oak savanna vegetation water consumption for the years 2013–2015. We used a remote sensing-based energy balance model (ALEXI/DisALEXI approach), and the STARFM data fusion technique to provide daily ET estimates at 30 m resolution. The results showed that modeled energy balance components compared well to ground measurements collected by an eddy covariance system, with root mean square error (RMSE) values ranging between 0.60 and 2.18 MJ m−2 d−1, depending on the sensor dataset (MODIS or Landsat) and the flux. The daily 30 m ET series generated by STARFM presented an RMSE value of 0.67 mm d−1, which yielded a slight improvement compared to using MODIS resolution or more simple interpolation approaches with Landsat. However, the major advantage of the high spatio-temporal resolution was found in the analysis of ET dynamics over different vegetation patches that shape the landscape structure and create different microclimates. Fine-scale ET maps (30 m, daily) provide key information difficult to detect at a coarser spatial resolution over heterogeneous landscapes and may assist management decisions at the field and farm scale