Growing Massive Black Hole Pairs in Minor Mergers of Disk Galaxies

We perform a suite of high-resolution smoothed particle hydrodynamics simulations to investigate the orbital decay and mass evolution of massive black hole (MBH) pairs down to scales of ~30 pc during minor mergers of disk galaxies. Our simulation set includes star formation and accretion onto the MBHs, as well as feedback from both processes. We consider 1:10 merger events starting at z~3, with MBH masses in the sensitivity window of the Laser Interferometer Space Antenna, and we follow the coupling between the merger dynamics and the evolution of the MBH mass ratio until the satellite galaxy is tidally disrupted. While the more massive MBH accretes in most cases as if the galaxy were in isolation, the satellite MBH may undergo distinct episodes of enhanced accretion, owing to strong tidal torques acting on its host galaxy and to orbital circularization inside the disk of the primary galaxy. As a consequence, the initial 1:10 mass ratio of the MBHs changes by the time the satellite is disrupted. Depending on the initial fraction of cold gas in the galactic disks and the geometry of the encounter, the mass ratios of the MBH pairs at the time of satellite disruption can stay unchanged or become as large as 1:2. Remarkably, the efficiency of MBH orbital decay correlates with the final mass ratio of the pair itself: MBH pairs that increase significantly their mass ratio are also expected to inspiral more promptly down to nuclear-scale separations. These findings indicate that the mass ratios of MBH pairs in galactic nuclei do not necessarily trace the mass ratios of their merging host galaxies, but are determined by the complex interplay between gas accretion and merger dynamics.Comment: 5 pages, 4 figures, replaced to match accepted version on Ap

A comparison of black hole growth in galaxy mergers with Gasoline and Ramses

Supermassive black hole dynamics during galaxy mergers is crucial in determining the rate of black hole mergers and cosmic black hole growth. As simulations achieve higher resolution, it becomes important to assess whether the black hole dynamics is influenced by the treatment of the interstellar medium in different simulation codes. We here compare simulations of black hole growth in galaxy mergers with two codes: the Smoothed Particle Hydrodynamics code Gasoline, and the Adaptive Mesh Refinement code Ramses. We seek to identify predictions of these models that are robust despite differences in hydrodynamic methods and implementations of sub-grid physics. We find that the general behavior is consistent between codes. Black hole accretion is minimal while the galaxies are well-separated (and even as they "fly-by" within 10 kpc at first pericenter). At late stages, when the galaxies pass within a few kpc, tidal torques drive nuclear gas inflow that triggers bursts of black hole accretion accompanied by star formation. We also note quantitative discrepancies that are model-dependent: our Ramses simulations show less star formation and black hole growth, and a smoother gas distribution with larger clumps and filaments, than our Gasoline simulations. We attribute these differences primarily to the sub-grid models for black hole fueling and feedback and gas thermodynamics. The main conclusion is that differences exist quantitatively between codes, and this should be kept in mind when making comparisons with observations. However, reassuringly, both codes capture the same dynamical behaviors in terms of triggering of black hole accretion, star formation, and black hole dynamics.Comment: 11 pages, 7 figures. Submitted to A&A. Comments welcom

On the rate of black hole binary mergers in galactic nuclei due to dynamical hardening

We assess the contribution of dynamical hardening by direct three-body scattering interactions to the rate of stellar-mass black hole binary (BHB) mergers in galactic nuclei. We derive an analytic model for the single-binary encounter rate in a nucleus with spherical and disk components hosting a super-massive black hole (SMBH). We determine the total number of encounters $N_{\rm GW}$ needed to harden a BHB to the point that inspiral due to gravitational wave emission occurs before the next three-body scattering event. This is done independently for both the spherical and disk components. Using a Monte Carlo approach, we refine our calculations for $N_{\rm GW}$ to include gravitational wave emission between scattering events. For astrophysically plausible models we find that typically $N_{\rm GW} \lesssim$ 10. We find two separate regimes for the efficient dynamical hardening of BHBs: (1) spherical star clusters with high central densities, low velocity dispersions and no significant Keplerian component; and (2) migration traps in disks around SMBHs lacking any significant spherical stellar component in the vicinity of the migration trap, which is expected due to effective orbital inclination reduction of any spherical population by the disk. We also find a weak correlation between the ratio of the second-order velocity moment to velocity dispersion in galactic nuclei and the rate of BHB mergers, where this ratio is a proxy for the ratio between the rotation- and dispersion-supported components. Because disks enforce planar interactions that are efficient in hardening BHBs, particularly in migration traps, they have high merger rates that can contribute significantly to the rate of BHB mergers detected by the advanced Laser Interferometer Gravitational-Wave Observatory.Comment: 13 pages, 9 figures, accepted for publication in MNRA

Optical and JWST Mid-IR Emission Line Diagnostics for Simultaneous IMBH and Stellar Excitation in z~0 Dwarf Galaxies

Current observational facilities have yet to conclusively detect $10^3 - 10^4 M_{\odot}$ intermediate mass black holes (IMBHs) that fill in the evolutionary gap between early universe seed black holes and $z \sim 0$ supermassive black holes. Dwarf galaxies present an opportunity to reveal active IMBHs amidst persistent star formation. We introduce photoionization simulations tailored to address key physical uncertainties: coincident vs. non-coincident mixing of IMBH and starlight excitation, open vs. closed surrounding gas cloud geometries, and different AGN SED shapes. We examine possible AGN emission line diagnostics in the optical and mid-IR, and find that the diagnostics are often degenerate with respect to the investigated physical uncertainties. In spite of these setbacks, and in contrast to recent work, we are able to show that [O III]/H$\beta$ typically remains bright for dwarf AGN powered by IMBHs down to $10^3 M_{\odot}$. Dwarf AGN are predicted to have inconsistent star-forming and Seyfert/LINER classifications using the most common optical diagnostics. In the mid-IR, [O IV] 25.9$\mu$m and [Ar II] 6.98$\mu$m are less sensitive to physical uncertainties than are optical diagnostics. Based on these emission lines, we provide several mid-IR emission line diagnostic diagrams with demarcations for separating starbursts and AGN with varying levels of activity. The diagrams are valid over a wide range of ionization parameters and metallicities out to $z\sim0.1$, so will prove useful for future JWST observations of local dwarf AGN in the search for IMBHs. We make our photoionization simulation suite freely available.Comment: 24 pages, 13 figures, accepted to Ap

The Role of the Radial Orbit Instability in Dark Matter Halo Formation and Structure

For a decade, N-body simulations have revealed a nearly universal dark matter density profile, which appears to be robust to changes in the overall density of the universe and the underlying power spectrum. Despite its universality, the physical origin of this profile has not yet been well understood. Semi--analytic models by Barnes et al. (2005) have suggested that the density structure of dark matter halos is determined by the onset of the radial orbit instability (ROI). We have tested this hypothesis using N-body simulations of collapsing dark matter halos with a variety of initial conditions. For dynamically cold initial conditions, the resulting halo structures are triaxial in shape, due to the mild aspect of the instability. We examine how variations in initial velocity dispersion affect the onset of the instability, and find that an isotropic velocity dispersion can suppress the ROI entirely, while a purely radial dispersion does not. The quantity sigma^2/vc^2 is a criterion for instability, where regions with sigma^2/vc^2 <~1 become triaxial due to the ROI or other perturbations. We also find that the radial orbit instability sets a scale length at which the velocity dispersion changes rapidly from isotropic to radially anisotropic. This scale length is proportional to the radius at which the density profile changes shape, as is the case in the semi--analytic models; however, the coefficient of proportionality is different by a factor of ~2.5. We conclude that the radial orbit instability is likely to be a key physical mechanism responsible for the nearly universal profiles of simulated dark matter halos.Comment: 13 pages, 12 figures, accepted to Ap

Dwarf AGNs from Variability for the Origins of Seeds (DAVOS): Intermediate-mass black hole demographics from optical synoptic surveys

We present a phenomenological forward Monte Carlo model for forecasting the population of active galactic nuclei (AGNs) in dwarf galaxies observable via their optical variability. Our model accounts for expected changes in the spectral energy distribution of AGNs in the intermediate-mass black hole (IMBH) mass range and uses observational constraints on optical variability as a function of black hole (BH) mass to generate mock light curves. Adopting several different models for the BH occupation function, including one for off-nuclear IMBHs, we quantify differences in the predicted local AGN mass and luminosity functions in dwarf galaxies. As a result, we are able to model the variable fraction of AGNs as a function of physical host properties, such as host galaxy stellar mass, in the presence of complex selection effects. We find that our adopted occupation fractions for the "heavy" and "light" initial BH seeding scenarios can be distinguished with variability data at the $2-3 \sigma$ level for galaxy host stellar masses below $\sim 10^8 M_\odot$ with the Vera C. Rubin Observatory. We demonstrate the prevalence of a selection bias whereby recovered IMBH masses fall, on average, above the predicted value from the local host galaxy - BH mass scaling relation with the strength of the bias dependent on the survey sensitivity. The methodology developed in this work can be used more broadly to forecast and correct for selection effects for AGN demographic studies in synoptic surveys. Finally, we show that a targeted $\sim$ hourly cadence program over a few nights with the Rubin Observatory can provide strong constraints on IMBH masses given their expected rapid variability timescales.Comment: 26 pages, 16 figures incl. 5 appendices; re-submitted to MNRAS following referee repor

The Candidate Intermediate-Mass Black Hole in the Globular Cluster M54

Ibata et al. reported evidence for density and kinematic cusps in the Galactic globular cluster M54, possibly due to the presence of a 9400 solar-mass black hole. Radiative signatures of accretion onto M54's candidate intermediate-mass black hole (IMBH) could bolster the case for its existence. Analysis of new Chandra and recent Hubble Space Telescope astrometry rules out the X-ray counterpart to the candidate IMBH suggested by Ibata et al. If an IMBH exists in M54, then it has an Eddington ratio of L(0.3-8 keV) / L(Edd) < 1.4 x 10^(-10), more similar to that of the candidate IMBH in M15 than that in G1. From new imaging with the NRAO Very Large Array, the luminosity of the candidate IMBH is L(8.5 GHz) < 3.6 x 10^29 ergs/s (3 sigma). Two background active galaxies discovered toward M54 could serve as probes of its intracluster medium.Comment: 4 pages; 2 figures; emulateapj.cls; to appear in A

Black Holes in the Early Universe

The existence of massive black holes was postulated in the sixties, when the first quasars were discovered. In the late nineties their reality was proven beyond doubt, in the Milky way and a handful nearby galaxies. Since then, enormous theoretical and observational efforts have been made to understand the astrophysics of massive black holes. We have discovered that some of the most massive black holes known, weighing billions of solar masses, powered luminous quasars within the first billion years of the Universe. The first massive black holes must therefore have formed around the time the first stars and galaxies formed. Dynamical evidence also indicates that black holes with masses of millions to billions of solar masses ordinarily dwell in the centers of today's galaxies. Massive black holes populate galaxy centers today, and shone as quasars in the past; the quiescent black holes that we detect now in nearby bulges are the dormant remnants of this fiery past. In this review we report on basic, but critical, questions regarding the cosmological significance of massive black holes. What physical mechanisms lead to the formation of the first massive black holes? How massive were the initial massive black hole seeds? When and where did they form? How is the growth of black holes linked to that of their host galaxy? Answers to most of these questions are work in progress, in the spirit of these Reports on Progress in Physics.Comment: Reports on Progress in Physics, in pres

The Effect of the Accounting Expertise of Chief Financial Officers on Corporate Credit Ratings

[[abstract]]Corporate credit ratings (CRs) are closely related to companies’ cost of debt financing. Recent research has drawn wide attention to how nonfinancial as well as financial factors may affect ratings. By manually collecting information about the profiles of chief financial officers (CFOs) of US companies, we examine the effect of CFOs’ accounting expertise on corporate CRs. The results show that firms with accounting expert CFOs are more likely to receive higher CRs and that the effect of CFOs’ accounting expertise on the ratings is more pronounced for firms with higher default risk, suggesting that the accounting expertise of CFOs may be an important factor that affects CRs. Moreover, we find a dynamic relation between accounting expert CFOs and CRs such that a downgrade in a firm’s CR in a prior year affects the subsequent selection of an accounting expert CFO.[[notice]]補正完

Ram-pressure stripping of a kicked Hill sphere:Prompt electromagnetic emission from the merger of stellar mass black holes in an AGN accretion disk

Accretion disks around supermassive black holes (SMBHs) are promising sites for stellar mass black hole (BH) mergers due to mass segregation and merger acceleration by disk gas torques. Here we show that a gravitational-wave (GW) kick at BH merger causes ram-pressure stripping of gas within the BH Hill sphere. If R_H ≥ H, the disk height, an off-center UV flare at a_(BH) ~ 10³ r_g, emerges within t_(UV) ~ O(2 days)(a_(BH)/10³ r_g)(M_(SMBH)/10⁸ M_⊙)(v_(kick)/10² km s⁻¹) postmerger and lasts O(R_H/v_(kick)) ~ O(5t_(UV)). The flare emerges with luminosity O(10⁴² erg s⁻¹(t_(UV)/2 days)⁻¹(M_(Hill)/1M_⊙)(v_(kick)/10² km s⁻¹)². Active galactic nucleus optical/UV photometry is altered and asymmetric broad emission line profiles can develop after weeks. If R_H 50M_⊙