Theory of optically forbidden d-d transitions in strongly correlated crystals

A general multiband formulation of linear and non-linear optical response functions for realistic models of correlated crystals is presented. Dipole forbidden d-d optical transitions originate from the vertex functions, which we consider assuming locality of irreducible four-leg vertex. The unified formulation for second- and third-order response functions in terms of the three-leg vertex is suitable for practical calculations in solids. We illustrate the general approach by consideration of intraatomic spin-flip contributions, with the energy of 2J, where J is a Hund exchange, in the simplest two-orbital model.Comment: 9 pages, 4 figures, to appear in J. Phys. Cond. Matte

First-principles Calculations of the Electronic Structure and Spectra of Strongly Correlated Systems: Dynamical Mean-field Theory

A recently developed dynamical mean-field theory in the iterated perturbation theory approximation was used as a basis for construction of the "first principles" calculation scheme for investigating electronic structure of strongly correlated electron systems. This scheme is based on Local Density Approximation (LDA) in the framework of the Linearized Muffin-Tin-Orbitals (LMTO) method. The classical example of the doped Mott-insulator La_{1-x}Sr_xTiO_3 was studied by the new method and the results showed qualitative improvement in agreement with experimental photoemission spectra.Comment: 11 pages, 3 Postscript figures, LaTeX, submit in Journal of Physics: Condensed Matte

Calculated phonon spectra of paramagnetic iron at the alpha-gamma phase transition

We compute lattice dynamical properties of iron at the bcc-fcc phase transition using dynamical mean-field theory implemented with the frozen-phonon method. Electronic correlations are found to have a strong effect on the lattice stability of paramagnetic iron in the bcc phase. Our results for the structural phase stability and lattice dynamical properties of iron are in good agreement with experiment.Comment: 4 pages, 2 figure

Rotationally-invariant slave-boson formalism and momentum dependence of the quasiparticle weight

We generalize the rotationally-invariant formulation of the slave-boson formalism to multiorbital models, with arbitrary interactions, crystal fields, and multiplet structure. This allows for the study of multiplet effects on the nature of low-energy quasiparticles. Non-diagonal components of the matrix of quasiparticle weights can be calculated within this framework. When combined with cluster extensions of dynamical mean-field theory, this method allows us to address the effects of spatial correlations, such as the generation of the superexchange and the momentum dependence of the quasiparticle weight. We illustrate the method on a two-band Hubbard model, a Hubbard model made of two coupled layers, and a two-dimensional single-band Hubbard model (within a two-site cellular dynamical mean-field approximation).Comment: added figures, improved discussio

The influence of the rare earth ions radii on the Low Spin to Intermediate Spin state transition in lanthanide cobaltite perovskites: LaCoO3 vs. HoCoO3

We present first principles LDA+U calculations of electronic structure and magnetic state for LaCoO3 and HoCoO3. Low Spin to Intermediate Spin state transition was found in our calculations using experimental crystallographic data for both materials with a much higher transition temperature for HoCoO3, which agrees well with the experimental estimations. Low Spin state t6e0 (non-magnetic) to Intermediate Spin state t5e1 (magnetic) transition of Co(3+) ions happens due to the competition between crystal field t_2g-e_g splitting and effective exchange interaction between 3$d$ spin-orbitals. We show that the difference in crystal structure parameters for HoCoO3 and LaCoO3 due to the smaller ionic radius of Ho ion comparing with La ion results in stronger crystal field splitting for HoCoO3 (0.09 eV ~ 1000 K larger than for LaCoO3) and hence tip the balance between the Low Spin and Intermediate Spin states to the non-magnetic solution in HoCoO3.Comment: 13 pages, 6 figure

Momentum-sector-selective metal-insulator transition in the eight-site dynamical mean-field approximation to the Hubbard model in two dimensions

We explore the momentum-sector-selective metal insulator transitions recently found in the eight - site dynamical cluster approximation to the two-dimensional Hubbard model. The phase diagram in the space of interaction and second-neighbor hopping is established. The initial transitions from Fermi-liquid like to sector-selective phases are found to be of second order, caused by the continuous opening of an energy gap whereas the other transitions are found to be of first order. In the sector-selective phase the Fermi surface regions which are not gapped are found to have a non-Fermi-liquid self-energy. We demonstrate that the phenomenon is not caused by the Van Hove divergence in the density of states. The sector-selective and insulating phases are characterized by a cluster spin correlation function that is strongly peaked at the commensurate antiferromagnetic wave vector $(\pi,\pi)$ but the model has no nematic instability. Comparison to dynamical mean-field studies on smaller clusters is made

Correlated metals and the LDA+U method

While LDA+U method is well established for strongly correlated materials with well localized orbitals, its application to weakly correlated metals is questionable. By extending the LDA Stoner approach onto LDA+U, we show that LDA+U enhances the Stoner factor, while reducing the density of states. Arguably the most important correlation effects in metals, fluctuation-induced mass renormalization and suppression of the Stoner factor, are missing from LDA+U. On the other hand, for {\it moderately} correlated metals LDA+U may be useful. With this in mind, we derive a new version of LDA+U that is consistent with the Hohenberg-Kohn theorem and can be formulated as a constrained density functional theory. We illustrate all of the above on concrete examples, including the controversial case of magnetism in FeAl.Comment: Substantial changes. In particular, examples of application of the proposed functional are adde

Post density functional theoretical studies of highly polar semiconductive Pb(Ti1−x_{1-x}Nix_{x})O3−x_{3-x} solid solutions: The effects of cation arrangement on band gap

We use a combination of conventional density functional theory (DFT) and post-DFT methods, including the local density approximation plus Hubbard $U$ (LDA+$U$), PBE0, and self-consistent $GW$ to study the electronic properties of Ni-substituted PbTiO$_{3}$ (Ni-PTO) solid solutions. We find that LDA calculations yield unreasonable band structures, especially for Ni-PTO solid solutions that contain an uninterrupted NiO$_{2}$ layer. Accurate treatment of localized states in transition-metal oxides like Ni-PTO requires post-DFT methods. $B$-site Ni/Ti cation ordering is also investigated. The $B$-site cation arrangement alters the bonding between Ni and O, and therefore strongly affects the band gap ($E_{\rm g}$) of Ni-PTO. We predict that Ni-PTO solid solutions should have a direct band gap in the visible light energy range, with polarization similar to the parent PbTiO$_{3}$. This combination of properties make Ni-PTO solid solutions promising candidate materials for solar energy conversion devices.Comment: 19 pages, 6 figure

One-particle irreducible functional approach - a new route to diagrammatic extensions of DMFT

We present an approach which is based on the one-particle irreducible (1PI) generating functional formalism and includes electronic correlations on all length-scales beyond the local correlations of dynamical mean field theory (DMFT). This formalism allows us to unify aspects of the dynamical vertex approximation (D\GammaA) and the dual fermion (DF) scheme, yielding a consistent formulation of non-local correlations at the one- and two-particle level beyond DMFT within the functional integral formalism. In particular, the considered approach includes one-particle reducible contributions from the three- and more-particle vertices in the dual fermion approach, as well as some diagrams not included in the ladder version of D\GammaA. To demonstrate the applicability and physical content of the 1PI approach, we compare the diagrammatics of 1PI, DF and D\GammaA, as well as the numerical results of these approaches for the half-filled Hubbard model in two dimensions.Comment: 36 pages, 12 figures, updated versio

SiC(0001): a surface Mott-Hubbard insulator

We present ab-initio electronic structure calculations for the Si-terminated SiC(0001)$\sqrt{3}\times\sqrt{3}$ surface. While local density approximation (LDA) calculations predict a metallic ground state with a half-filled narrow band, Coulomb effects, included by the spin-polarized LDA+U method, result in a magnetic (Mott-Hubbard) insulator with a gap of 1.5 eV, comparable with the experimental value of 2.0 eV. The calculated value of the inter-site exchange parameter, J=30K, leads to the prediction of a paramagnetic Mott state, except at very low temperatures. The observed Si 2p surface core level doublet can naturally be explained as an on-site exchange splitting.Comment: RevTex, 4 pages, 4 eps-figure