Advanced data communication techniques for sub-sea applications

This thesis details research carried out in the through-water data communication field. An overview of the phenomena that prohibit acoustic communication in long-range shallow-water channels is constructed. Background research found that robust communications has not been achieved using single receiver reception in this environment. This work investigates the modulation technique itself and aims to improve on existing schemes (that have been applied to this environment). This is achieved with innovative techniques, based on multiple-frequency-shift-keying (MFSK) and space-frequency-shift-keying (SFSK). A number of industrial specified restrictions are placed on this work, including bandwidth restriction. Novel ways of intrinsically transmitting synchronisation information are therefore implemented. The development of appropriate systems is covered with general and platform specific implementation strategies being covered. A single modulation scheme (the three-chip four-frequency-shift-keying, 3C4FSK, scheme) has been put forward for consideration in any future research. Practical lab-based tests and the mathematical analysis is detailed. Conclusions recommend further funding of long-range shallow sea-water trails of the 3C4FSK scheme and for the industrial scope of this work to allow investigation into multiple receiver systems that allow spatial processing of the signal as these schemes have been shown lately to have potential in long-range channels

Transmit Power Minimization for MIMO Systems of Exponential Average BER with Fixed Outage Probability

This document is the Accepted Manuscript version of the following article: Dian-Wu Yue, and Yichuang Sun, ‘Transmit Power Minimization for MIMO Systems of Exponential Average BER with Fixed Outage Probability’, Wireless Personal Communications, Vol. 90 (4): 1951-1970, first available online on 20 June 2016. Under embargo. Embargo end date: 20 June 2017. The final publication is available at Springer via https://link.springer.com/article/10.1007%2Fs11277-016-3432-4This paper is concerned with a wireless multiple-antenna system operating in multiple-input multiple-output (MIMO) fading channels with channel state information being known at both transmitter and receiver. By spatiotemporal subchannel selection and power control, it aims to minimize the average transmit power (ATP) of the MIMO system while achieving an exponential type of average bit error rate (BER) for each data stream. Under the constraints on each subchannel that individual outage probability and average BER are given, based on a traditional upper bound and a dynamic upper bound of Q function, two closed-form ATP expressions are derived, respectively, which can result in two different power allocation schemes. Numerical results are provided to validate the theoretical analysis, and show that the power allocation scheme with the dynamic upper bound can achieve more power savings than the one with the traditional upper bound.Peer reviewe

Wireless industrial monitoring and control networks: the journey so far and the road ahead

While traditional wired communication technologies have played a crucial role in industrial monitoring and control networks over the past few decades, they are increasingly proving to be inadequate to meet the highly dynamic and stringent demands of today’s industrial applications, primarily due to the very rigid nature of wired infrastructures. Wireless technology, however, through its increased pervasiveness, has the potential to revolutionize the industry, not only by mitigating the problems faced by wired solutions, but also by introducing a completely new class of applications. While present day wireless technologies made some preliminary inroads in the monitoring domain, they still have severe limitations especially when real-time, reliable distributed control operations are concerned. This article provides the reader with an overview of existing wireless technologies commonly used in the monitoring and control industry. It highlights the pros and cons of each technology and assesses the degree to which each technology is able to meet the stringent demands of industrial monitoring and control networks. Additionally, it summarizes mechanisms proposed by academia, especially serving critical applications by addressing the real-time and reliability requirements of industrial process automation. The article also describes certain key research problems from the physical layer communication for sensor networks and the wireless networking perspective that have yet to be addressed to allow the successful use of wireless technologies in industrial monitoring and control networks

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Spatio-Temporal processing for Optimum Uplink-Downlink WCDMA Systems

The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAl). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this research we investigate computationally simpler technique termed as a Beamfom1er-Rake. In a Beamformer-Rake, the output of a beamfom1er is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) and beyond (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband COMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. We consider three different Pilot Symbol Assisted (PSA) beamforming techniques, Direct Matrix Inversion (DMI), Least-Mean Square (LMS) and Recursive Least Square (RLS) adaptive algorithms. Geometrically Based Single Bounce (GBSB) statistical Circular channel model is considered, which is more suitable for array processing, and conductive to RAKE combining. The performances of the Beam former-Rake receiver are evaluated in this channel model as a function of the number of antenna elements and RAKE fingers, in which are evaluated for the uplink WCDMA system. It is shown that, the Beamformer-Rake receiver outperforms the conventional RAKE receiver and the conventional beamformer by a significant margin. Also, we optimize and develop a mathematical formulation for the output Signal to Interference plus Noise Ratio (SINR) of a Beam former-Rake receiver. In this research, also, we develop, simulate and evaluate the SINR and Signal to Noise Ratio (Et!Nol performances of an adaptive beamforming technique in the WCDMA system for downlink. The performance is then compared with an omnidirectional antenna system. Simulation shows that the best perfom1ance can be achieved when all the mobiles with same Angle-of-Arrival (AOA) and different distance from base station are formed in one beam

Channel estimation and signal enhancement for DS-CDMA systems

This dissertation focuses on topics of Bayesian-based multiuser detection, space-time (S-T) transceiver design, and S-T channel parameter estimation for direct-sequence code-division multiple-access (DS-CDMA) systems. Using the Bayesian framework, various linear and simplified nonlinear multiuser detectors are proposed, and their performances are analyzed. The simplified non-linear Bayesian solutions can bridge the performance gap between sub-optimal linear multiuser detectors and the optimum multiuser detector. To further improve the system capacity and performance, S-T transceiver design approaches with complexity constraint are investigated. Novel S-T receivers of low-complexity that jointly use the temporal code-signature and the spatial signature are proposed. Our solutions, which lead to generalized near-far resistant S-T RAKE receivers, achieve better interference suppression than the existing S-T RAKE receivers. From transmitter side, we also proposed a transmit diversity (TD) technique in combination with differential detection for the DS-CDMA systems. It is shown that the proposed S-T TD scheme in combination with minimum variance distortionless response transceiver (STTD+MVDR) is near-far resistant and outperforms the conventional STTD and matched filter based (STTD+MF) transceiver scheme. Obtaining channel state information (CSI) is instrumental to optimum S-T transceiver design in wireless systems. Another major focus of this dissertation is to estimate the S-T channel parameters. We proposed an asymptotic, joint maximum likelihood (ML) method of estimating multipath channel parameters for DS-CDMA systems. An iterative estimator is proposed to further simplify the computation. Analytical and simulation results show that the iterative estimation scheme is near-far resistant for both time delays and DOAs. And it reaches the corresponding CRBs after a few iterations

Information Efficiency of Binary Communication Systems (Final Report v.I)

Most of the work which has been done with binary communication systems up until now has assumed operation in a symmetric mode. This work is concerned with the problem of evaluating various combinations of modulation and detection in both symmetric and non-symmetric modes of operation. The most frequently used criterion for describing performance in a binary system is total probability of error, A discussion of this and other criteria such as realizable rate and minimum energy per bit factors is given. A new criterion called information efficiency is defined which is based on realizable information rate on a per symbol basis. The primary advantage of this criterion is that it gives a truer indication of performance than probability of error in the case of unsymmetric operation. Several types of conventional binary systems are analyzed and compared under the conditions that additive gaussian white noise is the only perturbing influence. Systems considered include amplitude shift keying or a carrier on-off type of modulation with linear envelope detection and with synchronous detection, phase shift keying of a phase reversal type of modulation with both synchronous and phase comparison detection schemes, Performance curves showing information efficiency and probability of error as functions of signal-to-noise ratio are given. A similar type of analysis is given for a group of matched filter systems which includes both coherent and non-coherent matched filter detection of amplitude and frequency shift keyed signals in the face of gaussiam white noise and the coherent matched filter detection of phase shift keyed signals,, Also included are some results concerning the use of differentially coherent detection of phase shift keyed signals. The response of various systems to variations in decision thresholds is examined and it is shown that phase shift keyed systems are superior in this respect. The optimum detection of amplitude shift keyed signals requires a variable threshold level for different conditions at the detector input, fee case of fixed threshold systems is examined and it is shown that a fixed threshold limits the maximum attainable performance of the system and that there is a distinct trade-off between this maximum possible performance at high signal-to-noise ratios, and good performance (i.e., near optimum) at low signal-to-noise ratios. The problem of Rayleigh fading is discussed and indications of fading on the performance of the various systems is given. Finally, all of the systems discussed are compared on the same basis by using a time bandwidth product which allows the signal-to-noise ratios bn which the conventional system analysis is based to be converted to an energy per symbol to noise spectral density ratio, which is the basis for matched filter analysis

Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems