The Effectiveness of Query-Based Hierarchic Clustering of Documents for Information Retrieval

Hierarchic document clustering has been applied to Information Retrieval (IR) for over three decades. Its introduction to IR was based on the grounds of its potential to improve the effectiveness of IR systems. Central to the issue of improved effectiveness is the Cluster Hypothesis. The hypothesis states that relevant documents tend to be highly similar to each other, and therefore tend to appear in the same clusters. However, previous research has been inconclusive as to whether document clustering does bring improvements. The main motivation for this work has been to investigate methods for the improvement of the effectiveness of document clustering, by challenging some assumptions that implicitly characterise its application. Such assumptions relate to the static manner in which document clustering is typically performed, and include the static application of document clustering prior to querying, and the static calculation of interdocument associations. The type of clustering that is investigated in this thesis is query-based, that is, it incorporates information from the query into the process of generating clusters of documents. Two approaches for incorporating query information into the clustering process are examined: clustering documents which are returned from an IR system in response to a user query (post-retrieval clustering), and clustering documents by using query-sensitive similarity measures. For the first approach, post-retrieval clustering, an analytical investigation into a number of issues that relate to its retrieval effectiveness is presented in this thesis. This is in contrast to most of the research which has employed post-retrieval clustering in the past, where it is mainly viewed as a convenient and efficient means of presenting documents to users. In this thesis, post-retrieval clustering is employed based on its potential to introduce effectiveness improvements compared both to static clustering and best-match IR systems. The motivation for the second approach, the use of query-sensitive measures, stems from the role of interdocument similarities for the validity of the cluster hypothesis. In this thesis, an axiomatic view of the hypothesis is proposed, by suggesting that documents relevant to the same query (co-relevant documents) display an inherent similarity to each other which is dictated by the query itself. Because of this inherent similarity, the cluster hypothesis should be valid for any document collection. Past research has attributed failure to validate the hypothesis for a document collection to characteristics of the collection. Contrary to this, the view proposed in this thesis suggests that failure of a document set to adhere to the hypothesis is attributed to the assumptions made about interdocument similarity. This thesis argues that the query determines the context and the purpose for which the similarity between documents is judged, and it should therefore be incorporated in the similarity calculations. By taking the query into account when calculating interdocument similarities, co-relevant documents can be "forced" to be more similar to each other. This view challenges the typically static nature of interdocument relationships in IR. Specific formulas for the calculation of query-sensitive similarity are proposed in this thesis. Four hierarchic clustering methods and six document collections are used in the experiments. Three main issues are investigated: the effectiveness of hierarchic post-retrieval clustering which uses static similarity measures, the effectiveness of query-sensitive measures at increasing the similarity of pairs of co-relevant documents, and the effectiveness of hierarchic clustering which uses query-sensitive similarity measures. The results demonstrate the effectiveness improvements that are introduced by the use of both approaches of query-based clustering, compared both to the effectiveness of static clustering and to the effectiveness of best-match IR systems. Query-sensitive similarity measures, in particular, introduce significant improvements over the use of static similarity measures for document clustering, and they also significantly improve the structure of the document space in terms of the similarity of pairs of co-relevant documents. The results provide evidence for the effectiveness of hierarchic query-based clustering of documents, and also challenge findings of previous research which had dismissed the potential of hierarchic document clustering as an effective method for information retrieval

On the effect of INQUERY term-weighting scheme on query-sensitive similarity measures

Cluster-based information retrieval systems often use a similarity measure to compute the association among text documents. In this thesis, we focus on a class of similarity measures named Query-Sensitive Similarity (QSS) measures. Recent studies have shown QSS measures to positively influence the outcome of a clustering procedure. These studies have used QSS measures in conjunction with the ltc term-weighting scheme. Several term-weighting schemes have superseded the ltc term-weighing scheme and demonstrated better retrieval performance relative to the latter. We test whether introducing one of these schemes, INQUERY, will offer any benefit over the ltc scheme when used in the context of QSS measures. The testing procedure uses the Nearest Neighbor (NN) test to quantify the clustering effectiveness of QSS measures and the corresponding term-weighting scheme. The NN tests are applied on certain standard test document collections and the results are tested for statistical significance. On analyzing results of the NN test relative to those obtained for the ltc scheme, we find several instances where the INQUERY scheme improves the clustering effectiveness of QSS measures. To be able to apply the NN test, we designed a software test framework, Ferret, by complementing the features provided by dtSearch, a search engine. The test framework automates the generation of NN coefficients by processing standard test document collection data. We provide an insight into the construction and working of the Ferret test framework

Query Expansion with Locally-Trained Word Embeddings

Continuous space word embeddings have received a great deal of attention in the natural language processing and machine learning communities for their ability to model term similarity and other relationships. We study the use of term relatedness in the context of query expansion for ad hoc information retrieval. We demonstrate that word embeddings such as word2vec and GloVe, when trained globally, underperform corpus and query specific embeddings for retrieval tasks. These results suggest that other tasks benefiting from global embeddings may also benefit from local embeddings

Cross-lingual C*ST*RD: English access to Hindi information

We present C*ST*RD, a cross-language information delivery system that supports cross-language information retrieval, information space visualization and navigation, machine translation, and text summarization of single documents and clusters of documents. C*ST*RD was assembled and trained within 1 month, in the context of DARPA’s Surprise Language Exercise, that selected as source a heretofore unstudied language, Hindi. Given the brief time, we could not create deep Hindi capabilities for all the modules, but instead experimented with combining shallow Hindi capabilities, or even English-only modules, into one integrated system. Various possible configurations, with different tradeoffs in processing speed and ease of use, enable the rapid deployment of C*ST*RD to new languages under various conditions

Using SVD on Clusters to Improve Precision of Interdocument Similarity Measure

Recently, LSI (Latent Semantic Indexing) based on SVD (Singular Value Decomposition) is proposed to overcome the problems of polysemy and homonym in traditional lexical matching. However, it is usually criticized as with low discriminative power for representing documents although it has been validated as with good representative quality. In this paper, SVD on clusters is proposed to improve the discriminative power of LSI. The contribution of this paper is three manifolds. Firstly, we make a survey of existing linear algebra methods for LSI, including both SVD based methods and non-SVD based methods. Secondly, we propose SVD on clusters for LSI and theoretically explain that dimension expansion of document vectors and dimension projection using SVD are the two manipulations involved in SVD on clusters. Moreover, we develop updating processes to fold in new documents and terms in a decomposed matrix by SVD on clusters. Thirdly, two corpora, a Chinese corpus and an English corpus, are used to evaluate the performances of the proposed methods. Experiments demonstrate that, to some extent, SVD on clusters can improve the precision of interdocument similarity measure in comparison with other SVD based LSI methods

Experiments on the Efficiency of Cluster Searches

The efficiency of various cluster based retrieval (CBR) strategies is analyzed. The possibility of combining CBR and inverted index search (11s) is investigated. A method for combining the two approaches is proposed and shown to be cost effective in terms of paging and CPU time. The observations prove that the new method is much more efficient than conventional approaches. In the experiments, the effect of the number of selected clusters, centroid length, page size, and matching function is considered. The experiments show that the storage overhead of the new method would be moderately higher than that of IIS. The paper also examines the question: Is it beneficial to combine CBR and full search in terms of effectiveness