Energy efficiency maximisation in large scale MIMO systems

This thesis was submitted for the award of Doctor of Philosophy and was awarded by Brunel University LondonThe power usage of the communication technology industry and the consistent energy-related pollution are becoming major societal and economic concerns. These concern stimulated academia and industry to an intense activity in the new research area of green cellular networks. Bandwidth Efficiency (BE) is one of the most important metrics to select candidate technologies for next-generation wireless communications systems. Nevertheless, the important goal is to design new innovative network architecture and technologies needed to encounter the explosive development in cellular data demand without increasing the power consumption. As a result, Energy Efficiently (EE) has become another significant metric for evaluating the performance of wireless communications systems. MIMO technology has drawn lots of attention in wireless communication, as it gives substantial increases in link range and throughput without an additional increase in bandwidth or transmits power. Multi-user MIMO (MU-MIMO) regarded when evolved Base Station equipped with multiple antennas communicates with several User Terminal (UEs) at the same time. MU-MIMO is capable of improving either the reliability or the BE by improving either the multiplexing gains or diversity gains. A proposed new idea in MU-MIMO refers to the system that uses hundreds of antennas to serve dozens of UEs simultaneously. This so-called, Large Scale-MIMO (LS MIMO) regarded as a candidate technique for future wireless communication systems. An analysis is conducted to investigate the performance of the proposed uplink and downlink of LS MIMO systems with different linear processing techniques at the base station. The most common precoding and receive combining are considered: minimum mean squared error (MMSE), maximum ratio transmission/combining (MRT/MRC), and zero-forcing (ZF)processing. The fundamental problems answered on how to select the number of (BS) antennas , number of active (UEs) , and the transmit power to cover a given area with maximal EE. The EE is defined as the number of bits transferred per Joule of energy. A new power consumption model is proposed to emphasise that the real power scales faster with and than scaling linearly. The new power consumption model is utilised for deriving closed-form EE maximising values of the number of BS antennas, number of active UEs and transmit power under the assumption that ZF processing is deployed in the uplink and downlink transmissions for analytic convenience. This analysis is then extended to the imperfect CSI case and to symmetric multi-cell scenarios. These expressions provide valuable design understandings on the interaction between systems parameters, propagation environment, and different components of the power consumption model. Analytical results are assumed only for ZF with perfect channel state information (CSI) to compute closed-form expression for the optimal number of UEs, number of BS antennas, and transmit power. Numerical results are provided (a) for all the investigated schemes with perfect CSI and in a single-cell scenario; (b) for ZF with imperfect CSI, and in a multi-cell scenario. The simulation results show that (a) an LS MIMO with 100 – 200 BS antennas are the correct number of antennas for energy efficiency maximisation; (b) these number of BS antennas should serve number of active UEs of the same size; (c) since the circuit power increases the transmit power should increase with number of BS antennas; (d) the radiated power antenna is in the range of 10-100 mW and decreases with number of BS antennas; (e) ZF processing provides the highest EE in all the scenarios due to active interference-suppression at affordable complexity. Therefore, these are highly relevant results that prove LS MIMO is the technique to achieve high EE in future cellular networks.Ministry of Higher Education Malaysi

Fast converging robust beamforming for downlink massive MIMO systems in heterogenous networks

Massive multiple-input multiple-output (MIMO) is an emerging technology, which is an enabler for future broadband wireless networks that support high speed connection of densely populated areas. Application of massive MIMO at the macrocell base stations in heterogeneous networks (HetNets) offers an increase in throughput without increasing the bandwidth, but with reduced power consumption. This research investigated the optimisation problem of signal-to-interference-plus-noise ratio (SINR) balancing for macrocell users in a typical HetNet scenario with massive MIMO at the base station. The aim was to present an efficient beamforming solution that would enhance inter-tier interference mitigation in heterogeneous networks. The system model considered the case of perfect channel state information (CSI) acquisition at the transmitter, as well as the case of imperfect CSI at the transmitter. A fast converging beamforming solution, which is applicable to both channel models, is presented. The proposed beamforming solution method applies the matrix stuffing technique and the alternative direction method of multipliers, in a two-stage fashion, to give a modestly accurate and efficient solution. In the first stage, the original optimisation problem is transformed into standard second-order conic program (SOCP) form using the Smith form reformulation and applying the matrix stuffing technique for fast transformation. The second stage uses the alternative direction method of multipliers to solve the SOCP-based optimisation problem. Simulations to evaluate the SINR performance of the proposed solution method were carried out with supporting software-based simulations using relevant MATLAB toolboxes. The simulation results of a typical single cell in a HetNet show that the proposed solution gives performance with modest accuracy, while converging in an efficient manner, compared to optimal solutions achieved by state-of-the-art modelling languages and interior-point solvers. This is particularly for cases when the number of antennas at the base station increases to large values, for both models of perfect CSI and imperfect CSI. This makes the solution method attractive for practical implementation in heterogeneous networks with large scale antenna arrays at the macrocell base station.Dissertation (MEng)--University of Pretoria, 2018.Electrical, Electronic and Computer EngineeringMEngUnrestricte

Soft Pilot Reuse and Multi-Cell Block Diagonalization Precoding for Massive MIMO Systems

The users at cell edge of a massive multiple-input multiple-output (MIMO) system suffer from severe pilot contamination, which leads to poor quality of service (QoS). In order to enhance the QoS for these edge users, soft pilot reuse (SPR) combined with multi-cell block diagonalization (MBD) precoding are proposed. Specifically, the users are divided into two groups according to their large-scale fading coefficients, referred to as the center users, who only suffer from modest pilot contamination and the edge users, who suffer from severe pilot contamination. Based on this distinction, the SPR scheme is proposed for improving the QoS for the edge users, whereby a cell-center pilot group is reused for all cell-center users in all cells, while a cell-edge pilot group is applied for the edge users in the adjacent cells. By extending the classical block diagonalization precoding to a multi-cell scenario, the MBD precoding scheme projects the downlink transmit signal onto the null space of the subspace spanned by the inter-cell channels of the edge users in adjacent cells. Thus, the inter-cell interference contaminating the edge users' signals in the adjacent cells can be efficiently mitigated and hence the QoS of these edge users can be further enhanced. Our theoretical analysis and simulation results demonstrate that both the uplink and downlink rates of the edge users are significantly improved, albeit at the cost of the slightly decreased rate of center users.Comment: 13 pages, 12 figures, accepted for publication in IEEE Transactions on Vehicular Technology, 201

Energy efficiency and interference management in long term evolution-advanced networks.

Doctoral Degree. University of KwaZulu-Natal, Durban.Cellular networks are continuously undergoing fast extraordinary evolution to overcome technological challenges. The fourth generation (4G) or Long Term Evolution-Advanced (LTE-Advanced) networks offer improvements in performance through increase in network density, while allowing self-organisation and self-healing. The LTE-Advanced architecture is heterogeneous, consisting of different radio access technologies (RATs), such as macrocell, smallcells, cooperative relay nodes (RNs), having various capabilities, and coexisting in the same geographical coverage area. These network improvements come with different challenges that affect users’ quality of service (QoS) and network performance. These challenges include; interference management, high energy consumption and poor coverage of marginal users. Hence, developing mitigation schemes for these identified challenges is the focus of this thesis. The exponential growth of mobile broadband data usage and poor networks’ performance along the cell edges, result in a large increase of the energy consumption for both base stations (BSs) and users. This due to improper RN placement or deployment that creates severe inter-cell and intracell interferences in the networks. It is therefore, necessary to investigate appropriate RN placement techniques which offer efficient coverage extension while reducing energy consumption and mitigating interference in LTE-Advanced femtocell networks. This work proposes energy efficient and optimal RN placement (EEORNP) algorithm based on greedy algorithm to assure improved and effective coverage extension. The performance of the proposed algorithm is investigated in terms of coverage percentage and number of RN needed to cover marginalised users and found to outperform other RN placement schemes. Transceiver design has gained importance as one of the effective tools of interference management. Centralised transceiver design techniques have been used to improve network performance for LTE-Advanced networks in terms of mean square error (MSE), bit error rate (BER) and sum-rate. The centralised transceiver design techniques are not effective and computationally feasible for distributed cooperative heterogeneous networks, the systems considered in this thesis. This work proposes decentralised transceivers design based on the least-square (LS) and minimum MSE (MMSE) pilot-aided channel estimations for interference management in uplink LTE-Advanced femtocell networks. The decentralised transceiver algorithms are designed for the femtocells, the macrocell user equipments (MUEs), RNs and the cell edge macrocell UEs (CUEs) in the half-duplex cooperative relaying systems. The BER performances of the proposed algorithms with the effect of channel estimation are investigated. Finally, the EE optimisation is investigated in half-duplex multi-user multiple-input multiple-output (MU-MIMO) relay systems. The EE optimisation is divided into sub-optimal EE problems due to the distributed architecture of the MU-MIMO relay systems. The decentralised approach is employed to design the transceivers such as MUEs, CUEs, RN and femtocells for the different sub-optimal EE problems. The EE objective functions are formulated as convex optimisation problems subject to the QoS and transmit powers constraints in case of perfect channel state information (CSI). The non-convexity of the formulated EE optimisation problems is surmounted by introducing the EE parameter substractive function into each proposed algorithms. These EE parameters are updated using the Dinkelbach’s algorithm. The EE optimisation of the proposed algorithms is achieved after finding the optimal transceivers where the unknown interference terms in the transmit signals are designed with the zero-forcing (ZF) assumption and estimation errors are added to improve the EE performances. With the aid of simulation results, the performance of the proposed decentralised schemes are derived in terms of average EE evaluation and found to be better than existing algorithms

Power allocation and user selection in multi-cell: multi-user massive MIMO systems

Submitted in fulfilment of the academic requirements for the degree of Master of Science (Msc) in Engineering, in the School of Electrical and Information Engineering (EIE), Faculty of Engineering and the Built Environment, at the University of the Witwatersrand, Johannesburg, South Africa, 2017The benefits of massive Multiple-Input Multiple-Output (MIMO) systems have made it a solution for future wireless networking demands. The increase in the number of base station antennas in massive MIMO systems results in an increase in capacity. The throughput increases linearly with an increase in number of antennas. To reap all the benefits of massive MIMO, resources should be allocated optimally amongst users. A lot of factors have to be taken into consideration in resource allocation in multi-cell massive MIMO systems (e.g. intra-cell, inter-cell interference, large scale fading etc.) This dissertation investigates user selection and power allocation algorithms in multi-cell massive MIMO systems. The focus is on designing algorithms that maximizes a particular cell of interest’s sum rate capacity taking into consideration the interference from other cells. To maximize the sum-rate capacity there is need to optimally allocate power and select the optimal number of users who should be scheduled. Global interference coordination has very high complexity and is infeasible in large networks. This dissertation extends previous work and proposes suboptimal per cell resource allocation models that are feasible in practice. The interference is introduced when non-orthogonal pilots are used for channel estimation, resulting in pilot contamination. Resource allocation values from interfering cells are unknown in per cell resource allocation models, hence the inter-cell interference has to be modelled. To tackle the problem sum-rate expressions are derived to enable power allocation and user selection algorithm analysis. The dissertation proposes three different approaches for solving resource allocation problems in multi-cell multi-user massive MIMO systems for a particular cell of interest. The first approach proposes a branch and bound algorithm (BnB algorithm) which models the inter-cell interference in terms of the intra-cell interference by assuming that the statistical properties of the intra-cell interference in the cell of interest are the same as in the other interfering cells. The inter-cell interference is therefore expressed in terms of the intra-cell interference multiplied by a correction factor. The correction factor takes into consideration pilot sequences used in the interfering cells in relation to pilot sequences used in the cell of interest and large scale fading between the users in the interfering cells and the users in the cell of interest. The resource allocation problem is modelled as a mixed integer programming problem. The problem is NP-hard and cannot be solved in polynomial time. To solve the problem it is converted into a convex optimization problem by relaxing the user selection constraint. Dual decomposition is used to solve the problem. In the second approach (two stage algorithm) a mathematical model is proposed for maximum user scheduling in each cell. The scheduled users are then optimally allocated power using the multilevel water filling approach. Finally a hybrid algorithm is proposed which combines the two approaches described above. Generally in the hybrid algorithm the cell of interest allocates resources in the interfering cells using the two stage algorithm to obtain near optimal resource allocation values. The cell of interest then uses these near optimal values to perform its own resource allocation using the BnB algorithm. The two stage algorithm is chosen for resource allocation in the interfering cells because it has a much lower complexity compared to the BnB algorithm. The BnB algorithm is chosen for resource allocation in the cell of interest because it gives higher sum rate in a sum rate maximization problem than the two stage algorithm. Performance analysis and evaluation of the developed algorithms have been presented mainly through extensive simulations. The designed algorithms have also been compared to existing solutions. In general the presented results demonstrate that the proposed algorithms perform better than the existing solutions.XL201

Interference Alignment and Cancellation in Wireless Communication Systems

The Shannon capacity of wireless networks has a fundamental importance for network information theory. This area has recently seen remarkable progress on a variety of problems including the capacity of interference networks, X networks, cellular networks, cooperative communication networks and cognitive radio networks. While each communication scenario has its own characteristics, a common reason of these recent developments is the new idea of interference alignment. The idea of interference alignment is to consolidate the interference into smaller dimensions of signal space at each receiver and use the remaining dimensions to transmit the desired signals without any interference. However, perfect alignment of interference requires certain assumptions, such as perfect channel state information at transmitter and receiver, perfect synchronization and feedback. Today’s wireless communication systems, on the other and, do not encounter such ideal conditions. In this thesis, we cover a breadth of topics of interference alignment and cancellation schemes in wireless communication systems such as multihop relay networks, multicell networks as well as cooperation and optimisation in such systems. Our main contributions in this thesis can be summarised as follows: • We derive analytical expressions for an interference alignment scheme in a multihop relay network with imperfect channel state information, and investigate the impact of interference on such systems where interference could accumulate due to the misalignment at each hop. • We also address the dimensionality problem in larger wireless communication systems such as multi-cellular systems. We propose precoding schemes based on maximising signal power over interference and noise. We show that these precoding vectors would dramatically improve the rates for multi-user cellular networks in both uplink and downlink, without requiring an excessive number of dimensions. Furthermore, we investigate how to improve the receivers which can mitigate interference more efficiently. • We also propose partial cooperation in an interference alignment and cancellation scheme. This enables us to assess the merits of varying mixture of cooperative and non-cooperative users and the gains achievable while reducing the overhead of channel estimation. In addition to this, we analytically derive expressions for the additional interference caused by imperfect channel estimation in such cooperative systems. We also show the impact of imperfect channel estimation on cooperation gains. • Furthermore, we propose jointly optimisation of interference alignment and cancellation for multi-user multi-cellular networks in both uplink and downlink. We find the optimum set of transceivers which minimise the mean square error at each base station. We demonstrate that optimised transceivers can outperform existing interference alignment and cancellation schemes. • Finally, we consider power adaptation and user selection schemes. The simulation results indicate that user selection and power adaptation techniques based on estimated rates can improve the overall system performance significantly