Sharing of Unlicensed Spectrum by Strategic Operators

Facing the challenge of meeting ever-increasing demand for wireless data, the industry is striving to exploit large swaths of spectrum which anyone can use for free without having to obtain a license. Major standards bodies are currently considering a proposal to retool and deploy Long Term Evolution (LTE) technologies in unlicensed bands below 6 GHz. This paper studies the fundamental questions of whether and how the unlicensed spectrum can be shared by intrinsically strategic operators without suffering from the tragedy of the commons. A class of general utility functions is considered. The spectrum sharing problem is formulated as a repeated game over a sequence of time slots. It is first shown that a simple static sharing scheme allows a given set of operators to reach a subgame perfect Nash equilibrium for mutually beneficial sharing. The question of how many operators will choose to enter the market is also addressed by studying an entry game. A sharing scheme which allows dynamic spectrum borrowing and lending between operators is then proposed to address time-varying traffic and proved to achieve perfect Bayesian equilibrium. Numerical results show that the proposed dynamic sharing scheme outperforms static sharing, which in turn achieves much higher revenue than uncoordinated full-spectrum sharing. Implications of the results to the standardization and deployment of LTE in unlicensed bands (LTE-U) are also discussed.Comment: To appear in the IEEE Journal on Selected Areas in Communications, Special Issue on Game Theory for Network

Wi-Fi Offload: Tragedy of the Commons or Land of Milk and Honey?

Fueled by its recent success in provisioning on-site wireless Internet access, Wi-Fi is currently perceived as the best positioned technology for pervasive mobile macro network offloading. However, the broad transitions of multiple collocated operators towards this new paradigm may result in fierce competition for the common unlicensed spectrum at hand. In this light, our paper game-theoretically dissects market convergence scenarios by assessing the competition between providers in terms of network performance, capacity constraints, cost reductions, and revenue prospects. We will closely compare the prospects and strategic positioning of fixed line operators offering Wi-Fi services with respect to competing mobile network operators utilizing unlicensed spectrum. Our results highlight important dependencies upon inter-operator collaboration models, and more importantly, upon the ratio between backhaul and Wi-Fi access bit-rates. Furthermore, our investigation of medium- to long-term convergence scenarios indicates that a rethinking of control measures targeting the large-scale monetization of unlicensed spectrum may be required, as otherwise the used free bands may become subject to tragedy-of-commons type of problems.Comment: Workshop on Spectrum Sharing Strategies for Wireless Broadband Services, IEEE PIMRC'13, to appear 201

An Investigation of Ultra-Wideband Filters for Cognitive Radio Networks

The requirement for radio spectrum has been increasing and this has resulted in the materialization of wireless applications with enhanced features and higher data rate. The spectrum is scant, and the current radio spectrum regulation is making its use inefficient. This necessitates the development of new dynamic spectrum allocation policies to better exploit the existing spectrum. According to the present spectrum allocation regulations, specific frequency bands are allocated to particular services and only approved users are granted access to licensed bands. Cognitive radio (CR) is expected to modernize the mode spectrum is allocated. In a CR network, the intelligent radio part allows secondary users (unlicensed users) to access spectrum bands allocated to the licensed primary users with the avoidance of interference. A solution to this inefficiency has been highly successful in the ISM (2.4 GHz), the U-NII (5–6 GHz), and microwave (57–64 GHz) bands, by making the unused spectra accessible on an unlicensed basis. However, in order to obtain spectra for unlicensed operation, new sharing concepts have been introduced to allow the usage of spectra by secondary users under the prerequisite that they limit their interference to the primary users. This would start by studying techniques employed in the design of UWB filters. This study is aimed to investigate the filters for overlay and underlay CR. This paper presents a comparative study of ultra-wideband filters for Cognitive Radio Networks

Coexistence of Wi-Fi and Heterogeneous Small Cell Networks Sharing Unlicensed Spectrum

As two major players in terrestrial wireless communications, Wi-Fi systems and cellular networks have different origins and have largely evolved separately. Motivated by the exponentially increasing wireless data demand, cellular networks are evolving towards a heterogeneous and small cell network architecture, wherein small cells are expected to provide very high capacity. However, due to the limited licensed spectrum for cellular networks, any effort to achieve capacity growth through network densification will face the challenge of severe inter-cell interference. In view of this, recent standardization developments have started to consider the opportunities for cellular networks to use the unlicensed spectrum bands, including the 2.4 GHz and 5 GHz bands that are currently used by Wi-Fi, Zigbee and some other communication systems. In this article, we look into the coexistence of Wi-Fi and 4G cellular networks sharing the unlicensed spectrum. We introduce a network architecture where small cells use the same unlicensed spectrum that Wi-Fi systems operate in without affecting the performance of Wi-Fi systems. We present an almost blank subframe (ABS) scheme without priority to mitigate the co-channel interference from small cells to Wi-Fi systems, and propose an interference avoidance scheme based on small cells estimating the density of nearby Wi-Fi access points to facilitate their coexistence while sharing the same unlicensed spectrum. Simulation results show that the proposed network architecture and interference avoidance schemes can significantly increase the capacity of 4G heterogeneous cellular networks while maintaining the service quality of Wi-Fi systems

The Case for Liberal Spectrum Licenses: A Technical and Economic Perspective

The traditional system of radio spectrum allocation has inefficiently restricted wireless services. Alternatively, liberal licenses ceding de facto spectrum ownership rights yield incentives for operators to maximize airwave value. These authorizations have been widely used for mobile services in the U.S. and internationally, leading to the development of highly productive services and waves of innovation in technology, applications and business models. Serious challenges to the efficacy of such a spectrum regime have arisen, however. Seeing the widespread adoption of such devices as cordless phones and wi-fi radios using bands set aside for unlicensed use, some scholars and policy makers posit that spectrum sharing technologies have become cheap and easy to deploy, mitigating airwave scarcity and, therefore, the utility of exclusive rights. This paper evaluates such claims technically and economically. We demonstrate that spectrum scarcity is alive and well. Costly conflicts over airwave use not only continue, but have intensified with scientific advances that dramatically improve the functionality of wireless devices and so increase demand for spectrum access. Exclusive ownership rights help direct spectrum inputs to where they deliver the highest social gains, making exclusive property rules relatively more socially valuable. Liberal licenses efficiently accommodate rival business models (including those commonly associated with unlicensed spectrum allocations) while mitigating the constraints levied on spectrum use by regulators imposing restrictions in traditional licenses or via use rules and technology standards in unlicensed spectrum allocations.

Spectrum Sharing Methods in Coexisting Wireless Networks

Radio spectrum, the fundamental basis for wireless communication, is a finite resource. The development of the expanding range of radio based devices and services in recent years makes the spectrum scarce and hence more costly under the paradigm of extensive regulation for licensing. However, with mature technologies and with their continuous improvements it becomes apparent that tight licensing might no longer be required for all wireless services. This is from where the concept of utilizing the unlicensed bands for wireless communication originates. As a promising step to reduce the substantial cost for radio spectrum, different wireless technology based networks are being deployed to operate in the same spectrum bands, particularly in the unlicensed bands, resulting in coexistence. However, uncoordinated coexistence often leads to cases where collocated wireless systems experience heavy mutual interference. Hence, the development of spectrum sharing rules to mitigate the interference among wireless systems is a significant challenge considering the uncoordinated, heterogeneous systems. The requirement of spectrum sharing rules is tremendously increasing on the one hand to fulfill the current and future demand for wireless communication by the users, and on the other hand, to utilize the spectrum efficiently. In this thesis, contributions are provided towards dynamic and cognitive spectrum sharing with focus on the medium access control (MAC) layer, for uncoordinated scenarios of homogeneous and heterogeneous wireless networks, in a micro scale level, highlighting the QoS support for the applications. This thesis proposes a generic and novel spectrum sharing method based on a hypothesis: The regular channel occupation by one system can support other systems to predict the spectrum opportunities reliably. These opportunities then can be utilized efficiently, resulting in a fair spectrum sharing as well as an improving aggregated performance compared to the case without having special treatment. The developed method, denoted as Regular Channel Access (RCA), is modeled for systems specified by the wireless local resp. metropolitan area network standards IEEE 802.11 resp. 802.16. In the modeling, both systems are explored according to their respective centrally controlled channel access mechanisms and the adapted models are evaluated through simulation and results analysis. The conceptual model of spectrum sharing based on the distributed channel access mechanism of the IEEE 802.11 system is provided as well. To make the RCA method adaptive, the following enabling techniques are developed and integrated in the design: a RSS-based (Received Signal Strength based) detection method for measuring the channel occupation, a pattern recognition based algorithm for system identification, statistical knowledge based estimation for traffic demand estimation and an inference engine for reconfiguration of resource allocation as a response to traffic dynamics. The advantage of the RCA method is demonstrated, in which each competing collocated system is configured to have a resource allocation based on the estimated traffic demand of the systems. The simulation and the analysis of the results show a significant improvement in aggregated throughput, mean delay and packet loss ratio, compared to the case where legacy wireless systems coexists. The results from adaptive RCA show its resilience characteristics in case of dynamic traffic. The maximum achievable throughput between collocated IEEE 802.11 systems applying RCA is provided by means of mathematical calculation. The results of this thesis provide the basis for the development of resource allocation methods for future wireless networks particularly emphasized to operate in current unlicensed bands and in future models of the Open Spectrum Alliance