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    On orthogonal tensors and best rank-one approximation ratio

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    As is well known, the smallest possible ratio between the spectral norm and the Frobenius norm of an m×nm \times n matrix with m≤nm \le n is 1/m1/\sqrt{m} and is (up to scalar scaling) attained only by matrices having pairwise orthonormal rows. In the present paper, the smallest possible ratio between spectral and Frobenius norms of n1×⋯×ndn_1 \times \dots \times n_d tensors of order dd, also called the best rank-one approximation ratio in the literature, is investigated. The exact value is not known for most configurations of n1≤⋯≤ndn_1 \le \dots \le n_d. Using a natural definition of orthogonal tensors over the real field (resp., unitary tensors over the complex field), it is shown that the obvious lower bound 1/n1⋯nd−11/\sqrt{n_1 \cdots n_{d-1}} is attained if and only if a tensor is orthogonal (resp., unitary) up to scaling. Whether or not orthogonal or unitary tensors exist depends on the dimensions n1,…,ndn_1,\dots,n_d and the field. A connection between the (non)existence of real orthogonal tensors of order three and the classical Hurwitz problem on composition algebras can be established: existence of orthogonal tensors of size ℓ×m×n\ell \times m \times n is equivalent to the admissibility of the triple [ℓ,m,n][\ell,m,n] to the Hurwitz problem. Some implications for higher-order tensors are then given. For instance, real orthogonal n×⋯×nn \times \dots \times n tensors of order d≥3d \ge 3 do exist, but only when n=1,2,4,8n = 1,2,4,8. In the complex case, the situation is more drastic: unitary tensors of size ℓ×m×n\ell \times m \times n with ℓ≤m≤n\ell \le m \le n exist only when ℓm≤n\ell m \le n. Finally, some numerical illustrations for spectral norm computation are presented
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