Distributed Resource Allocation and Performance Analysis in 5G Wireless Cellular Networks

This thesis focuses on the study of Heterogeneous Networks (HetNets), Device-to-device (D2D) communication networks, and unmanned aerial vehicle (UAV) networks in fifth generation wireless communication (5G) systems. HetNets that consist of macro-cells and small-cells have become increasingly popular in current wireless networks and 5G systems to meet the exponentially growing demand for higher data rates. Compared to conventional homogeneous cellular networks, the disparity of transmission power among different types of base stations (BSs), the relatively random deployment of SBSs, and the densifying networks, bring new challenges, such as the imbalanced load between macro and small cells and severe inter-cell interference. In the other hand, with the skyrocketing number of tablets and smart phones, the notion of caching popular content in the storage of BSs and users' devices is proposed to reduce duplicated wireless transmissions. To fulfill multi-fold communication requirements from humans, machine, and things, the 5G systems which include D2D communications, UAV communications, and so on, can improve the network performance. Among them, the performance analyses of these emerging technologies are attracting much attention and should be investigated first. This thesis focuses on these hot issues and emerging technologies in 5G systems, analyzing the network performance and conducting the allocation of available resources, such as serving BSs, spectrum resources, and storage resources. Specifically, three main research focuses are included in the thesis. The first focus of this thesis is the impact of the BS idle mode capacity (IMC) on the network performance of multi-tier and dense HCNs with both line-of-sight (LoS) and non-line-of-sight (NLoS) transmissions. I consider a more practical set-up with a finite number of UEs in the analysis. Moreover, the SBSs apply a positive power bias in the cell association procedure, so that macrocell UEs are actively encouraged to use the more lightly loaded SBSs. In addition, to address the severe interference that these cell range expanded UEs may suffer, the MBSs apply enhanced inter-cell interference coordination (eICIC), in the form of almost blank subframe (ABS) mechanism. For this model, I derive the coverage probability and the rate of a typical UE in the whole network or a certain tier. The impact of the IMC on the performance of the network is shown to be significant. In particular, it is important to note that there will be a surplus of BSs when the BS density exceeds the UE density, and thus a large number of BSs switch off. As a result, the overall coverage probability, as well as the area spectral efficiency (ASE), will continuously increase with the BS density, addressing the network outage that occurs when all BSs are active and the interference becomes LoS dominated. Finally, the optimal ABS factors are investigated in different BS density regions. One of major findings is that MBSs should give up all resources in favor of the SBSs when the small cell networks go ultra-dense. This reinforces the need for orthogonal deployments, shedding new light on the design and deployment of the future 5G dense HCNs. The second focus of this thesis is the content caching in D2D communication networks. In practical deployment, D2D content caching has its own problem that is not all of the user devices are willing to share the content with others due to numerous concerns such as security, battery life, and social relationship. To solve this problem, I consider the factor of social relationship in the deployment of D2D content caching. First, I apply stochastic geometry theory to derive an analytical expression of downloading performance for the D2D caching network. Specifically, a social relationship model with respect to the physical distance is adopted in the analysis to obtain the average downloading delay performance using random and deterministic caching strategies. Second, to achieve a better performance in more practical and specific scenarios, I develop a socially aware distributed caching strategy based on a decentralized learning automaton, to optimize the cache placement operation in D2D networks. Different from the existing caching schemes, the proposed algorithm not only considers the file request probability and the closeness of devices as measured by their physical distance, but also takes into account the social relationship between D2D users. The simulation results show that the proposed algorithm can converge quickly and outperforms the random and deterministic caching strategies. With these results, the work sheds insights on the design of D2D caching in the practical deployment of 5G networks. The third focus of this thesis is the performance analysis for practical UAV-enabled networks. By considering both LoS and NLoS transmissions between aerial BSs and ground users, the coverage probability and the ASE are derived. Considering that there is no consensus on the path loss model for studying UAVs in the literature, in this focus, three path loss models, i.e., high-altitude model, low-altitude model, and ultra-low-altitude model, are investigated and compared. Moreover, the lower bound of the network performance is obtained assuming that UAVs are hovering randomly according to homogeneous Poisson point process (HPPP), while the upper bound is derived assuming that UAVs can instantaneously move to the positions directly overhead ground users. From the analytical and simulation results for a practical UAV height of 50 meters, I find that the network performance of the high-altitude model and the low-altitude model exhibit similar trends, while that of the ultra-low-altitude model deviates significantly from the above two models. In addition, the optimal density of UAVs to maximize the coverage probability performance has also been investigated

Fairness-Oriented Link Scheduling for a D2D-enabled LTE-U/Wi-Fi Coexistence Network

To avoid spectrum crunch and improve spectrum efficiency, the use of unlicensed spectra and the introduction of D2D communication will be areas of focus in communication development. However, in the existing unlicensed spectrum coexistence mechanism, different ways of communication are seen as hindering each other. In this paper, we deliberate the coexistence of a D2D-enabled LTE network with Wi-Fi under an unlicensed band. Unlike previous coexistence mechanisms, we allow co-channel transmission, and our goal is to make full use of the advantages of D2D proximity communication and achieve fairness in co-channel transmission. First, we modeled the coexistence network and derived the expressions coverage probability of all types of receivers. Based on the analytical model and simulation results, we prove that D2D communication can be exploited to achieve fairness requirements in co-channel transmission over the unlicensed band. We rephrase the fairness schedule problem as a mixed-integer nonlinear optimization problem for D2D density and transmit power, and we use an Ortho-MADS algorithm to solve it. The simulation results show that the proposed scheme can use D2D communication to improve the fairness of the system

Multi-slope path loss model-based performance assessment of heterogeneous cellular network in 5G

The coverage and capacity required for fifth generation (5G) and beyond can be achieved using heterogeneous wireless networks. This exploration set up a limited number of user equipment (UEs) while taking into account the three-dimensional (3D) distance between UEs and base stations (BSs), multi-slope line of sight (LOS) and non-line of sight (n-LOS), idle mode capability (IMC), and third generation partnership projects (3GPP) path loss (PL) models. In the current work, we examine the relationship between the height and gain of the macro (M) and pico (P) base stations (BSs) antennas and the ratio of the density of the MBSs to the PBSs, indicated by the symbol $\beta$. Recent research demonstrates that the antenna height of PBSs should be kept to a minimum to get the best performance in terms of coverage and capacity for a 5G wireless network, whereas ASE smashes as $\beta$ crosses a specific value in 5G. We aim to address these issues and increased the performance of the 5G network by installing directional antennas at MBSs and omnidirectional antennas at Pico BSs while taking into consideration traditional antenna heights. The authors of this work used the multi-tier 3GPP PL model to take into account real-world scenarios and calculated SINR using average power. This study demonstrates that, when the multi-slope 3GPP PL model is used and directional antennas are installed at MBSs, coverage can be improved 10% and area spectral efficiency (ASE) can be improved 2.5 times over the course of the previous analysis. Similarly to this, the issue of an ASE crash after a base station density of 1000 has been resolved in this study. © 2013 IEEE

Performance Evaluation of Ultra-Dense Networks with Applications in Internet-of-Things

The new wireless era in the next decade and beyond would be very different from our experience nowadays. The fast pace of introducing new technologies, services, and applications requires the researchers and practitioners in the field be ready by making paradigm shifts. The stringent requirements on 5G networks, in terms of throughput, latency, and connectivity, challenge traditional incremental improvement in the network performance. This urges the development of unconventional solutions such as network densification, massive multiple-input multiple-output (massive MIMO), cloud-based radio access network (C-RAN), millimeter Waves (mmWaves), non-orthogonal multiple access (NOMA), full-duplex communication, wireless network virtualization, and proactive content-caching to name a few. Ultra-Dense Network (UDN) is one of the preeminent technologies in the racetrack towards fulfilling the requirements of next generation mobile networks. Dense networks are featured by the deployment of abundant of small cells in hotspots where immense traffic is generated. In this context, the density of small cells surpasses the active users’ density providing a new wireless environment that has never been experienced in mobile communication networks. The high density of small cells brings the serving cells much closer to the end users providing a two-fold gain where better link quality is achieved and more spatial reuse is accomplished. In this thesis, we identified the distinguishing features of dense networks which include: close proximity of many cells to a given user, potential inactivity of most base stations (BSs) due to lack of users, drastic inter-cell interference in hot-spots, capacity limitation by virtue of the backhaul bottleneck, and fundamentally different propagation environments. With these features in mind, we recognized several problems associated with the performance evaluation of UDN which require a treatment different from traditional cellular networks. Using rigorous advanced mathematical techniques along with extensive Monte Carlo simulations, we modelled and analytically studied the problems in question. Consequently, we developed several mathematical frameworks providing closed-form and easy-computable mathematical instruments which network designers and operators can use to tune the networks in order to achieve the optimal performance. Moreover, the investigations performed in this thesis furnish a solid ground for addressing more problems to better understand and exploit the UDN technology for higher performance grades. In Chapter 3, we propose the multiple association in dense network environment where the BSs are equipped with idle mode capabilities. This provides the user with a “data-shower,” where the user’s traffic is split into multiple paths, which helps overcoming the capacity limitations imposed by the backhaul links. We evaluate the performance of the proposed association scheme considering general fading channel distributions. To this end, we develop a tractable framework for the computation of the average downlink rate. In Chapter 4, we study the downlink performance of UDNs considering Stretched Exponential Path-Loss (SEPL) to capture the short distances of the communication links. Considering the idle mode probability of small cells, we draw conclusions which better reflect the performance of network densification considering SEPL model. Our findings reveal that the idle mode capabilities of the BSs provide a very useful interference mitigation technique. Another interesting insight is that the system interference in idle mode capable UDNs is upper-bounded by the interference generated from the active BSs, and in turn, this is upper-bounded by the number of active users where more active users is translated to more interference in the system. This means that the interference becomes independent of the density of the small cells as this density increases. In Chapter 5, we provide the derivation of the average secrecy rate in UDNs considering their distinct traits, namely, idle mode BSs and LOS transmission. To this end, we exploit the standard moment generating function (MGF)-based approach to derive relatively simple and easily computable expressions for the average secrecy rate considering the idle mode probability and Rician fading channel. The result of this investigation avoids the system level simulations where the performance evaluation complexity can be greatly reduced with the aid of the derived analytical expressions. In Chapter 6, we model the uplink coverage of mMTC deployment scenario considering a UDN environment. The presented analysis reveals the significant and unexpected impact of the high density of small cells in UDNs on the maximum transmit power of the MTC nodes. This finding relaxes the requirements on the maximum transmit power which in turn allows for less complexity, brings more cost savings, and yields much longer battery life. This investigation provides accurate, simple, and insightful expressions which shows the impact of every single system parameter on the network performance allowing for guided tunability of the network. Moreover, the results signify the asymptotic limits of the impact of all system parameters on the network performance. This allows for the efficient operation of the network by designing the system parameters which maximizes the network performance. In Chapter 7, we address the impact of the coexistence of MTC and HTC communications on the network performance in UDNs. In this investigation, we study the downlink network performance in terms of the coverage probability and the cell load where we propose two association schemes for the MTC devices, namely, Connect-to-Closest (C2C) and Connect-to-Active (C2A). The network performance is then analyzed and compared in both association schemes. In Chapter 8, we model the uplink coverage of HTC users and MTC devices paired together in NOMA-based radio access. Closed-form and easy-computable analytical results are derived for the considered performance metrics, namely the uplink coverage and the uplink network throughput. The analytical results, which are validated by extensive Monte Carlo simulations, reveal that increasing the density of small cells and the available bandwidth significantly improves the network performance. On the other side, the power control parameters has to be tuned carefully to approach the optimal performance of both the uplink coverage and the uplink network throughput