A Survey of Blind Modulation Classification Techniques for OFDM Signals

Blind modulation classification (MC) is an integral part of designing an adaptive or intelligent transceiver for future wireless communications. Blind MC has several applications in the adaptive and automated systems of sixth generation (6G) communications to improve spectral efficiency and power efficiency, and reduce latency. It will become a integral part of intelligent software-defined radios (SDR) for future communication. In this paper, we provide various MC techniques for orthogonal frequency division multiplexing (OFDM) signals in a systematic way. We focus on the most widely used statistical and machine learning (ML) models and emphasize their advantages and limitations. The statistical-based blind MC includes likelihood-based (LB), maximum a posteriori (MAP) and feature-based methods (FB). The ML-based automated MC includes k-nearest neighbors (KNN), support vector machine (SVM), decision trees (DTs), convolutional neural networks (CNNs), recurrent neural networks (RNNs), and long short-term memory (LSTM) based MC methods. This survey will help the reader to understand the main characteristics of each technique, their advantages and disadvantages. We have also simulated some primary methods, i.e., statistical- and ML-based algorithms, under various constraints, which allows a fair comparison among different methodologies. The overall system performance in terms bit error rate (BER) in the presence of MC is also provided. We also provide a survey of some practical experiment works carried out through National Instrument hardware over an indoor propagation environment. In the end, open problems and possible directions for blind MC research are briefly discussed

A Novel Graph Neural Network-based Framework for Automatic Modulation Classification in Mobile Environments

Automatic modulation classification (AMC) refers to a signal processing procedure through which the modulation type and order of an observed signal are identified without any prior information about the communications setup. AMC has been recognized as one of the essential measures in various communications research fields such as intelligent modem design, spectrum sensing and management, and threat detection. The research literature in AMC is limited to accounting only for the noise that affects the received signal, which makes their models applicable for stationary environments. However, a more practical and real-world application of AMC can be found in mobile environments where a higher number of distorting effects is present. Hence, in this dissertation, we have developed a solution in which the distorting effects of mobile environments, e.g., multipath, Doppler shift, frequency, phase and timing offset, do not influence the process of identifying the modulation type and order classification. This solution has two major parts: recording an emulated dataset in mobile environments with real-world parameters (MIMOSigRef-SD), and developing an efficient feature-based AMC classifier. The latter itself includes two modules: feature extraction and classification. The feature extraction module runs upon a dynamic spatio-temporal graph convolutional neural network architecture, which tackles the challenges of statistical pattern recognition of received samples and assignment of constellation points. After organizing the feature space in the classification module, a support vector machine is adopted to be trained and perform classification operation. The designed robust feature extraction modules enable the developed solution to outperform other state-of-the-art AMC platforms in terms of classification accuracy and efficiency, which is an important factor for real-world implementations. We validated the performance of our developed solution in a prototyping and field-testing process in environments similar to MIMOSigRef-SD. Therefore, taking all aspects into consideration, our developed solution is deemed to be more practical and feasible for implementation in the next generations of communication systems. Advisor: Hamid R. Sharif-Kashan

Spectrum Sensing and Signal Identification with Deep Learning based on Spectral Correlation Function

Spectrum sensing is one of the means of utilizing the scarce source of wireless spectrum efficiently. In this paper, a convolutional neural network (CNN) model employing spectral correlation function which is an effective characterization of cyclostationarity property, is proposed for wireless spectrum sensing and signal identification. The proposed method classifies wireless signals without a priori information and it is implemented in two different settings entitled CASE1 and CASE2. In CASE1, signals are jointly sensed and classified. In CASE2, sensing and classification are conducted in a sequential manner. In contrary to the classical spectrum sensing techniques, the proposed CNN method does not require a statistical decision process and does not need to know the distinct features of signals beforehand. Implementation of the method on the measured overthe-air real-world signals in cellular bands indicates important performance gains when compared to the signal classifying deep learning networks available in the literature and against classical sensing methods. Even though the implementation herein is over cellular signals, the proposed approach can be extended to the detection and classification of any signal that exhibits cyclostationary features. Finally, the measurement-based dataset which is utilized to validate the method is shared for the purposes of reproduction of the results and further research and development

Deep Neural Network Architectures for Modulation Classification

This thesis investigates the value of employing deep learning for the task of wireless signal modulation recognition. Recently in deep learning research on AMC, a framework has been introduced by generating a dataset using GNU radio that mimics the imperfections in a real wireless channel, and uses 10 different modulation types. Further, a CNN architecture was developed and shown to deliver performance that exceeds that of expert-based approaches. Here, we follow the framework of O’shea [1] and find deep neural network architectures that deliver higher accuracy than the state of the art. We tested the architecture of O’shea [1] and found it to achieve an accuracy of approximately 75% of correctly recognizing the modulation type. We first tune the CNN architecture and find a design with four convolutional layers and two dense layers that gives an accuracy of approximately 83.8% at high SNR. We then develop architectures based on the recently introduced ideas of Residual Networks (ResNet) and Densely Connected Network (DenseNet) to achieve high SNR accuracies of approximately 83% and 86.6%, respectively. We also introduce a CLDNN to achieve an accuracy of approximately 88.5% at high SNR. To improve the classification accuracy of QAM, we calculate the high order cumulants of QAM16 and QAM64 as the expert feature and improve the total accuracy to approximately 90%. Finally, by preprocessing the input and send them into a LSTM model, we improve all classification success rates to 100% except the WBFM which is 46%. The average modulation classification accuracy got a improvement of roughly 22% in this thesis

Neural-network-aided automatic modulation classification

Automatic modulation classification (AMC) is a pattern matching problem which significantly impacts divers telecommunication systems, with significant applications in military and civilian contexts alike. Although its appearance in the literature is far from novel, recent developments in machine learning technologies have triggered an increased interest in this area of research. In the first part of this thesis, an AMC system is studied where, in addition to the typical point-to-point setup of one receiver and one transmitter, a second transmitter is also present, which is considered an interfering device. A convolutional neural network (CNN) is used for classification. In addition to studying the effect of interference strength, we propose a modification attempting to leverage some of the debilitating results of interference, and also study the effect of signal quantisation upon classification performance. Consequently, we assess a cooperative setting of AMC, namely one where the receiver features multiple antennas, and receives different versions of the same signal from the single-antenna transmitter. Through the combination of data from different antennas, it is evidenced that this cooperative approach leads to notable performance improvements over the established baseline. Finally, the cooperative scenario is expanded to a more complicated setting, where a realistic geographic distribution of four receiving nodes is modelled, and furthermore, the decision-making mechanism with regard to the identity of a signal resides in a fusion centre independent of the receivers, connected to them over finite-bandwidth backhaul links. In addition to the common concerns over classification accuracy and inference time, data reduction methods of various types (including “trained” lossy compression) are implemented with the objective of minimising the data load placed upon the backhaul links.Open Acces

Multi–Dimensional Wireless Signal Identification Based on Support Vector Machines

ABSTRACT: Radio air interface identification provides necessary information for dynamically and efficiently exploiting the wireless radio frequency spectrum. In this study, a general machine learning framework is proposed for Global System for Mobile communications (GSM), Wideband Code Division Multiple Access (WCDMA), and Long Term Evolution (LTE) signal identification by utilizing the outputs of the spectral correlation function (SCF), fast Fourier Transform (FFT), auto-correlation function (ACF), and power spectral density (PSD) as the training inputs for the support vector machines (SVMs). In order to show the robustness and practicality of the proposed method, the performance of the classifier is investigated with respect to different fading channels by using simulation data. Various over-the-air real-world measurements are taken to show that wireless signals can be successfully distinguished from each other without any prior information while accounting for a comprehensive set of parameters such as different kernel types, number of in-phase/quadrature (I/Q) samples, training set size, or signal-to-noise ratio (SNR) values. Furthermore, the performance of the proposed classifier is compared to the existing well-known deep learning (DL) networks. The comparative performance of the proposed method is also quantified by classification confusion matrices and Precision/Recall/F-1-scores. It is shown that the investigated system can be also utilized for spectrum sensing and its performance is also compared with that of cyclostationary feature detection spectrum sensing