Relative Facial Action Unit Detection

This paper presents a subject-independent facial action unit (AU) detection method by introducing the concept of relative AU detection, for scenarios where the neutral face is not provided. We propose a new classification objective function which analyzes the temporal neighborhood of the current frame to decide if the expression recently increased, decreased or showed no change. This approach is a significant change from the conventional absolute method which decides about AU classification using the current frame, without an explicit comparison with its neighboring frames. Our proposed method improves robustness to individual differences such as face scale and shape, age-related wrinkles, and transitions among expressions (e.g., lower intensity of expressions). Our experiments on three publicly available datasets (Extended Cohn-Kanade (CK+), Bosphorus, and DISFA databases) show significant improvement of our approach over conventional absolute techniques. Keywords: facial action coding system (FACS); relative facial action unit detection; temporal information;Comment: Accepted at IEEE Winter Conference on Applications of Computer Vision, Steamboat Springs Colorado, USA, 201

Facial Expression Analysis under Partial Occlusion: A Survey

Automatic machine-based Facial Expression Analysis (FEA) has made substantial progress in the past few decades driven by its importance for applications in psychology, security, health, entertainment and human computer interaction. The vast majority of completed FEA studies are based on non-occluded faces collected in a controlled laboratory environment. Automatic expression recognition tolerant to partial occlusion remains less understood, particularly in real-world scenarios. In recent years, efforts investigating techniques to handle partial occlusion for FEA have seen an increase. The context is right for a comprehensive perspective of these developments and the state of the art from this perspective. This survey provides such a comprehensive review of recent advances in dataset creation, algorithm development, and investigations of the effects of occlusion critical for robust performance in FEA systems. It outlines existing challenges in overcoming partial occlusion and discusses possible opportunities in advancing the technology. To the best of our knowledge, it is the first FEA survey dedicated to occlusion and aimed at promoting better informed and benchmarked future work.Comment: Authors pre-print of the article accepted for publication in ACM Computing Surveys (accepted on 02-Nov-2017

Reconnaissance de visage robuste aux occultations

Face recognition is an important technology in computer vision, which often acts as an essential component in biometrics systems, HCI systems, access control systems, multimedia indexing applications, etc. Partial occlusion, which significantly changes the appearance of part of a face, cannot only cause large performance deterioration of face recognition, but also can cause severe security issues. In this thesis, we focus on the occlusion problem in automatic face recognition in non-controlled environments. Toward this goal, we propose a framework that consists of applying explicit occlusion analysis and processing to improve face recognition under different occlusion conditions. We demonstrate in this thesis that the proposed framework is more efficient than the methods based on non-explicit occlusion treatments from the literature. We identify two new types of facial occlusions, namely the sparse occlusion and dynamic occlusion. Solutions are presented to handle the identified occlusion problems in more advanced surveillance context. Recently, the emerging Kinect sensor has been successfully applied in many computer vision fields. We introduce this new sensor in the context of face recognition, particularly in presence of occlusions, and demonstrate its efficiency compared with traditional 2D cameras. Finally, we propose two approaches based on 2D and 3D to improve the baseline face recognition techniques. Improving the baseline methods can also have the positive impact on the recognition results when partial occlusion occurs.La reconnaissance faciale est une technologie importante en vision par ordinateur, avec un rôle central en biométrie, interface homme-machine, contrôle d’accès, indexation multimédia, etc. L’occultation partielle, qui change complétement l’apparence d’une partie du visage, ne provoque pas uniquement une dégradation des performances en reconnaissance faciale, mai peut aussi avoir des conséquences en termes de sécurité. Dans cette thèse, nous concentrons sur le problème des occultations en reconnaissance faciale en environnements non contrôlés. Nous proposons une séquence qui consiste à analyser de manière explicite les occultations et à fiabiliser la reconnaissance faciale soumises à diverses occultations. Nous montrons dans cette thèse que l’approche proposée est plus efficace que les méthodes de l’état de l’art opérant sans traitement explicite dédié aux occultations. Nous identifions deux nouveaux types d’occultations, à savoir éparses et dynamiques. Des solutions sont introduites pour gérer ces problèmes d’occultation nouvellement identifiés dans un contexte de vidéo surveillance avancé. Récemment, le nouveau capteur Kinect a été utilisé avec succès dans de nombreuses applications en vision par ordinateur. Nous introduisons ce nouveau capteur dans le contexte de la reconnaissance faciale, en particulier en présence d’occultations, et démontrons son efficacité par rapport aux caméras traditionnelles. Finalement, nous proposons deux approches basées 2D et 3D permettant d’améliorer les techniques de base en reconnaissance de visages. L’amélioration des méthodes de base peut alors générer un impact positif sur les résultats de reconnaissance en présence d’occultations

Dynamic deep learning for automatic facial expression recognition and its application in diagnosis of ADHD & ASD

Neurodevelopmental conditions like Attention Deficit Hyperactivity Disorder (ADHD) and Autism Spectrum Disorder (ASD) impact a significant number of children and adults worldwide. Currently, the means of diagnosing of such conditions is carried out by experts, who employ standard questionnaires and look for certain behavioural markers through manual observation. Such methods are not only subjective, difficult to repeat, and costly but also extremely time consuming. However, with the recent surge of research into automatic facial behaviour analysis and it's varied applications, it could prove to be a potential way of tackling these diagnostic difficulties. Automatic facial expression recognition is one of the core components of this field but it has always been challenging to do it accurately in an unconstrained environment. This thesis presents a dynamic deep learning framework for robust automatic facial expression recognition. It also proposes an approach to apply this method for facial behaviour analysis which can help in the diagnosis of conditions like ADHD and ASD. The proposed facial expression algorithm uses a deep Convolutional Neural Networks (CNN) to learn models of facial Action Units (AU). It attempts to model three main distinguishing features of AUs: shape, appearance and short term dynamics, jointly in a CNN. The appearance is modelled through local image regions relevant to each AU, shape is encoded using binary masks computed from automatically detected facial landmarks and dynamics is encoded by using a short sequence of image as input to CNN. In addition, the method also employs Bi-directional Long Short Memory (BLSTM) recurrent neural networks for modelling long term dynamics. The proposed approach is evaluated on a number of databases showing state-of-the-art performance for both AU detection and intensity estimation tasks. The AU intensities estimated using this approach along with other 3D face tracking data, are used for encoding facial behaviour. The encoded facial behaviour is applied for learning models which can help in detection of ADHD and ASD. This approach was evaluated on the KOMAA database which was specially collected for this purpose. Experimental results show that facial behaviour encoded in this way provide a high discriminative power for classification of people with these conditions. It is shown that the proposed system is a potentially useful, objective and time saving contribution to the clinical diagnosis of ADHD and ASD

Face pose estimation in monocular images

People use orientation of their faces to convey rich, inter-personal information. For example, a person will direct his face to indicate who the intended target of the conversation is. Similarly in a conversation, face orientation is a non-verbal cue to listener when to switch role and start speaking, and a nod indicates that a person has understands, or agrees with, what is being said. Further more, face pose estimation plays an important role in human-computer interaction, virtual reality applications, human behaviour analysis, pose-independent face recognition, driver s vigilance assessment, gaze estimation, etc. Robust face recognition has been a focus of research in computer vision community for more than two decades. Although substantial research has been done and numerous methods have been proposed for face recognition, there remain challenges in this field. One of these is face recognition under varying poses and that is why face pose estimation is still an important research area. In computer vision, face pose estimation is the process of inferring the face orientation from digital imagery. It requires a serious of image processing steps to transform a pixel-based representation of a human face into a high-level concept of direction. An ideal face pose estimator should be invariant to a variety of image-changing factors such as camera distortion, lighting condition, skin colour, projective geometry, facial hairs, facial expressions, presence of accessories like glasses and hats, etc. Face pose estimation has been a focus of research for about two decades and numerous research contributions have been presented in this field. Face pose estimation techniques in literature have still some shortcomings and limitations in terms of accuracy, applicability to monocular images, being autonomous, identity and lighting variations, image resolution variations, range of face motion, computational expense, presence of facial hairs, presence of accessories like glasses and hats, etc. These shortcomings of existing face pose estimation techniques motivated the research work presented in this thesis. The main focus of this research is to design and develop novel face pose estimation algorithms that improve automatic face pose estimation in terms of processing time, computational expense, and invariance to different conditions