Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Physical Layer Security in Integrated Sensing and Communication Systems

The development of integrated sensing and communication (ISAC) systems has been spurred by the growing congestion of the wireless spectrum. The ISAC system detects targets and communicates with downlink cellular users simultaneously. Uniquely for such scenarios, radar targets are regarded as potential eavesdroppers which might surveil the information sent from the base station (BS) to communication users (CUs) via the radar probing signal. To address this issue, we propose security solutions for ISAC systems to prevent confidential information from being intercepted by radar targets. In this thesis, we firstly present a beamformer design algorithm assisted by artificial noise (AN), which aims to minimize the signal-to-noise ratio (SNR) at the target while ensuring the quality of service (QoS) of legitimate receivers. Furthermore, to reduce the power consumed by AN, we apply the directional modulation (DM) approach to exploit constructive interference (CI). In this case, the optimization problem is designed to maximize the SINR of the target reflected echoes with CI constraints for each CU, while constraining the received symbols at the target in the destructive region. Apart from the separate functionalities of radar and communication systems above, we investigate sensing-aided physical layer security (PLS), where the ISAC BS first emits an omnidirectional waveform to search for and estimate target directions. Then, we formulate a weighted optimization problem to simultaneously maximize the secrecy rate and minimize the Cram\'er-Rao bound (CRB) with the aid of the AN, designing a beampattern with a wide main beam covering all possible angles of targets. The main beam width of the next iteration depends on the optimal CRB. In this way, the sensing and security functionalities provide mutual benefits, resulting in the improvement of mutual performances with every iteration of the optimization, until convergence. Overall, numerical results show the effectiveness of the ISAC security designs through the deployment of AN-aided secrecy rate maximization and CI techniques. The sensing-assisted PLS scheme offers a new approach for obtaining channel information of eavesdroppers, which is treated as a limitation of conventional PLS studies. This design gains mutual benefits in both single and multi-target scenarios

Multi-Antenna Techniques for Next Generation Cellular Communications

Future cellular communications are expected to offer substantial improvements for the pre- existing mobile services with higher data rates and lower latency as well as pioneer new types of applications that must comply with strict demands from a wider range of user types. All of these tasks require utmost efficiency in the use of spectral resources. Deploying multiple antennas introduces an additional signal dimension to wireless data transmissions, which provides a significant alternative solution against the plateauing capacity issue of the limited available spectrum. Multi-antenna techniques and the associated key enabling technologies possess unquestionable potential to play a key role in the evolution of next generation cellular systems. Spectral efficiency can be improved on downlink by concurrently serving multiple users with high-rate data connections on shared resources. In this thesis optimized multi-user multi-input multi-output (MIMO) transmissions are investigated on downlink from both filter design and resource allocation/assignment points of view. Regarding filter design, a joint baseband processing method is proposed specifically for high signal-to-noise ratio (SNR) conditions, where the necessary signaling overhead can be compensated for. Regarding resource scheduling, greedy- and genetic-based algorithms are proposed that demand lower complexity with large number of resource blocks relative to prior implementations. Channel estimation techniques are investigated for massive MIMO technology. In case of channel reciprocity, this thesis proposes an overhead reduction scheme for the signaling of user channel state information (CSI) feedback during a relative antenna calibration. In addition, a multi-cell coordination method is proposed for subspace-based blind estimators on uplink, which can be implicitly translated to downlink CSI in the presence of ideal reciprocity. Regarding non-reciprocal channels, a novel estimation technique is proposed based on reconstructing full downlink CSI from a select number of dominant propagation paths. The proposed method offers drastic compressions in user feedback reports and requires much simpler downlink training processes. Full-duplex technology can provide up to twice the spectral efficiency of conventional resource divisions. This thesis considers a full-duplex two-hop link with a MIMO relay and investigates mitigation techniques against the inherent loop-interference. Spatial-domain suppression schemes are developed for the optimization of full-duplex MIMO relaying in a coverage extension scenario on downlink. The proposed methods are demonstrated to generate data rates that closely approximate their global bounds

Energy-Efficient and Overhead-Aware Cooperative Communications

Due to the rapid growth of energy-hungry wireless multimedia services, telecom energy consumption is increasing at an extraordinary rate. Besides negative environmental impacts and higher energy bills for operators, it also affects user experience as improvements in battery technologies have not kept up with increasing mobile energy demands. Therefore, how to increase the energy efficiency (EE) of wireless communications has gained a lot of attention recently. Cooperative communication, where relays cooperatively retransmit the received data from the source to the destination, is seen as a promising technique to increases EE. Nevertheless, it requires more overhead than direct communication that needs to be taken into account for practical wireless cooperative networks. In order to achieve potential energy savings promised by cooperative communications in practical systems, overhead-aware cooperative relaying schemes with low overhead are imperative. For the case that not all relays can hear each other, i.e., hidden relays exist, an energy-efficient and a low-overhead cooperative relaying scheme is proposed. This scheme selects a subset of relays before data transmission, through the proactive participation of available relays using their local timers. Theoretical analysis of average EE under maximum transmission power constraint, using practical data packet length, and taking account of the overhead for obtaining channel state information (CSI), relay selection, and cooperative beamforming, is performed and a closed-form approximate expression for the optimal position of relays is derived. Furthermore, the overhead of the proposed scheme and the impact of data packet lengths on EE, are analysed. The analytical and simulation results reveal that the proposed scheme is significantly more energy-efficient than direct transmission, best relay selection, all relay selection, and a state-of-the-art existing cooperative relaying scheme. Moreover, the proposed scheme reduces the overhead and achieves higher energy savings for larger data packets. The conventional cooperative beamforming schemes rely on the feedback of CSIs of the best relays from the destination, which cause extra energy consumption and are prone to quantization errors in practical systems. In the case of clustered relays with location awareness and timer-based relay selection, where relays can overhear the transmission and know the location of each other, an energy-efficient overhead-aware cooperative relaying scheme is proposed, making CSI feedback from the destination dispensable. In order to avoid possible collisions between relay transmissions during best relays selection, a distributed mechanism for the selected relays to appropriately insert guard intervals before their transmissions is proposed. Average EE of the proposed scheme considering the related overhead is analysed. Moreover, the impact of the number of available relays, the number of selected relays and the location of relay cluster on EE is studied. The simulation results indicate that the proposed cooperative relaying scheme achieves higher EE than direct communication, best relay selection, and all relay selection for relay clusters located close to the source. Independent of the relay cluster location, the proposed scheme exhibits significantly higher EE than an existing cooperative relaying scheme. Device-to-device (D2D) communication in cellular networks that enable direct transmissions between user equipments (UEs) is seen as a promising way to improve both EE and spectral efficiency (SE). If the source UE (SUE) and the destination UE (DUE) are far away from each other or if the channel between them is too weak for direct transmission, then two-hop D2D communications, where relay UEs (RUEs) forward the SUE's data packets to the DUE, can be used. An energy- and spectral-efficient optimal adaptive forwarding strategy (OAFS) for two-hop D2D communications is proposed. In a distributed manner, the OAFS adaptively chooses between the best relay forwarding (BRF) and the cooperative relay beamforming (CRB) with the optimal number of selected RUEs, depending on which of them provides the higher instantaneous EE. In order to reduce the computational complexity of relay selection, a low-complexity sub-optimal adaptive forwarding strategy (SAFS) is proposed that selects between the BRF and the CRB with two RUEs by comparing their instantaneous EE. Theoretical analysis of the average EE and SE for the proposed adaptive forwarding strategies is performed considering maximum transmission power constraints, circuit power consumption and the overhead for the acquisition of CSI, forwarding mode selection and cooperative beamforming. The theoretical and simulation results show that the proposed OAFS and SAFS exhibit significantly higher EE and SE than the BRF, CRB, direct D2D communications and conventional cellular communications. For short to moderate SUE-to-DUE distances, SAFS is almost as energy- and spectral-efficient as OAFS