On the Impact of Phase Noise in Communication Systems –- Performance Analysis and Algorithms

The mobile industry is preparing to scale up the network capacity by a factor of 1000x in order to cope with the staggering growth in mobile traffic. As a consequence, there is a tremendous pressure on the network infrastructure, where more cost-effective, flexible, high speed connectivity solutions are being sought for. In this regard, massive multiple-input multiple-output (MIMO) systems, and millimeter-wave communication systems are new physical layer technologies, which promise to facilitate the 1000 fold increase in network capacity. However, these technologies are extremely prone to hardware impairments like phase noise caused by noisy oscillators. Furthermore, wireless backhaul networks are an effective solution to transport data by using high-order signal constellations, which are also susceptible to phase noise impairments. Analyzing the performance of wireless communication systems impaired by oscillator phase noise, and designing systems to operate efficiently in strong phase noise conditions are critical problems in communication theory. The criticality of these problems is accentuated with the growing interest in new physical layer technologies, and the deployment of wireless backhaul networks. This forms the main motivation for this thesis where we analyze the impact of phase noise on the system performance, and we also design algorithms in order to mitigate phase noise and its effects. First, we address the problem of maximum a posteriori (MAP) detection of data in the presence of strong phase noise in single-antenna systems. This is achieved by designing a low-complexity joint phase-estimator data-detector. We show that the proposed method outperforms existing detectors, especially when high order signal constellations are used. Then, in order to further improve system performance, we consider the problem of optimizing signal constellations for transmission over channels impaired by phase noise. Specifically, we design signal constellations such that the error rate performance of the system is minimized, and the information rate of the system is maximized. We observe that these optimized constellations significantly improve the system performance, when compared to conventional constellations, and those proposed in the literature. Next, we derive the MAP symbol detector for a MIMO system where each antenna at the transceiver has its own oscillator. We propose three suboptimal, low-complexity algorithms for approximately implementing the MAP symbol detector, which involve joint phase noise estimation and data detection. We observe that the proposed techniques significantly outperform the other algorithms in prior works. Finally, we study the impact of phase noise on the performance of a massive MIMO system, where we analyze both uplink and downlink performances. Based on rigorous analyses of the achievable rates, we provide interesting insights for the following question: how should oscillators be connected to the antennas at a base station, which employs a large number of antennas

Design and Analysis of GFDM-Based Wireless Communication Systems

Le multiplexage généralisé par répartition en fréquence (GFDM), une méthode de traitement par blocs de modulation multiporteuses non orthogonales, est une candidate prometteuse pour les technologies de forme d'onde pour les systèmes sans fil au-delà de la cinquième génération (5G). La capacité du GFDM à ajuster de manière flexible la taille du bloc et le type de filtres de mise en forme des impulsions en fait une méthode appropriée pour répondre à plusieurs exigences importantes, comme une faible latence, un faible rayonnement hors bande (OOB) et des débits de données élevés. En appliquant aux systèmes GFDM la technique des systèmes à entrées multiples et sorties multiples (MIMO), la technique de MIMO massif ou des codes de contrôle de parité à faible densité (LDPC), il est possible d'améliorer leurs performances. Par conséquent, l'étude de ces systèmes combinés sont d'une grande importance théorique et pratique. Dans cette thèse, nous étudions les systèmes de communication sans fil basés sur le GFDM en considérant trois aspects. Tout d'abord, nous dérivons une borne d'union sur le taux d'erreur sur les bits (BER) pour les systèmes MIMO-GFDM, technique qui est basée sur des probabilités d'erreur par paires exactes (PEP). La PEP exacte est calculée en utilisant la fonction génératrice de moments(MGF) pour les détecteurs à maximum de vraisemblance (ML). La corrélation spatiale entre les antennes et les erreurs d'estimation de canal sont prises en compte dans l'environnement de canal étudié. Deuxièmement, les estimateurs et les précodeurs de canal de faible complexité basés sur une expansion polynomiale sont proposés pour les systèmes MIMO-GFDM massifs. Des pilotes sans interférence sont utilisés pour l'estimation du canal basée sur l'erreur quadratique moyenne minimale(MMSE) pour lutter contre l'influence de la non-orthogonalité entre les sous-porteuses dans le GFDM. La complexité de calcul cubique peut être réduite à une complexité d'ordre au carré en utilisant la technique d'expansion polynomiale pour approximer les inverses de matrices dans l'estimation MMSE conventionnelle et le précodage. De plus, nous calculons les limites de performance en termes d'erreur quadratique moyenne (MSE) pour les estimateurs proposés, ce qui peut être un outil utile pour prédire la performance des estimateurs dans la région de Eₛ/N₀ élevé. Une borne inférieure de Cramér-Rao(CRLB) est dérivée pour notre modèle de système et agit comme une référence pour les estimateurs. La complexité de calcul des estimateurs de canal proposés et des précodeurs et les impacts du degré du polynôme sont également étudiés. Enfin, nous analysons les performances de la probabilité d'erreur des systèmes GFDM combinés aux codes LDPC. Nous dérivons d'abord les expressions du ratio de vraisemblance logarithmique (LLR) initiale qui sont utilisées dans le décodeur de l'algorithme de somme de produits (SPA). Ensuite, basé sur le seuil de décodage, nous estimons le taux d'erreur de trame (FER) dans la région de bas E[indice b]/N₀ en utilisant le BER observé pour modéliser les variations du canal. De plus, une borne inférieure du FER du système est également proposée basée sur des ensembles absorbants. Cette borne inférieure peut agir comme une estimation du FER dans la région de E[indice b]/N₀ élevé si l'ensemble absorbant utilisé est dominant et que sa multiplicité est connue. La quantification a également un impact important sur les performances du FER et du BER. Des codes LDPC basés sur un tableau et construit aléatoirement sont utilisés pour supporter les analyses de performances. Pour ces trois aspects, des simulations et des calculs informatiques sont effectués pour obtenir des résultats numériques connexes, qui vérifient les méthodes proposées.8 372162\u a Generalized frequency division multiplexing (GFDM) is a block-processing based non-orthogonal multi-carrier modulation scheme, which is a promising candidate waveform technology for beyond fifth-generation (5G) wireless systems. The ability of GFDM to flexibly adjust the block size and the type of pulse-shaping filters makes it a suitable scheme to meet several important requirements, such as low latency, low out-of-band (OOB) radiation and high data rates. Applying the multiple-input multiple-output (MIMO) technique, the massive MIMO technique, or low-density parity-check (LDPC) codes to GFDM systems can further improve the systems performance. Therefore, the investigation of such combined systems is of great theoretical and practical importance. This thesis investigates GFDM-based wireless communication systems from the following three aspects. First, we derive a union bound on the bit error rate (BER) for MIMO-GFDM systems, which is based on exact pairwise error probabilities (PEPs). The exact PEP is calculated using the moment-generating function (MGF) for maximum likelihood (ML) detectors. Both the spatial correlation between antennas and the channel estimation errors are considered in the investigated channel environment. Second, polynomial expansion-based low-complexity channel estimators and precoders are proposed for massive MIMO-GFDM systems. Interference-free pilots are used in the minimum mean square error (MMSE) channel estimation to combat the influence of non-orthogonality between subcarriers in GFDM. The cubic computational complexity can be reduced to square order by using the polynomial expansion technique to approximate the matrix inverses in the conventional MMSE estimation and precoding. In addition, we derive performance limits in terms of the mean square error (MSE) for the proposed estimators, which can be a useful tool to predict estimators performance in the high Eₛ/N₀ region. A Cramér-Rao lower bound (CRLB) is derived for our system model and acts as a benchmark for the estimators. The computational complexity of the proposed channel estimators and precoders, and the impacts of the polynomial degree are also investigated. Finally, we analyze the error probability performance of LDPC coded GFDM systems. We first derive the initial log-likelihood ratio (LLR) expressions that are used in the sum-product algorithm (SPA) decoder. Then, based on the decoding threshold, we estimate the frame error rate (FER) in the low E[subscript b]/N₀ region by using the observed BER to model the channel variations. In addition, a lower bound on the FER of the system is also proposed based on absorbing sets. This lower bound can act as an estimate of the FER in the high E[subscript b]/N₀ region if the absorbing set used is dominant and its multiplicity is known. The quantization scheme also has an important impact on the FER and BER performances. Randomly constructed and array-based LDPC codes are used to support the performance analyses. For all these three aspects, software-based simulations and calculations are carried out to obtain related numerical results, which verify our proposed methods

Single-Frequency Network Terrestrial Broadcasting with 5GNR Numerology

L'abstract è presente nell'allegato / the abstract is in the attachmen

Modulation, Coding, and Receiver Design for Gigabit mmWave Communication

While wireless communication has become an ubiquitous part of our daily life and the world around us, it has not been able yet to deliver the multi-gigabit throughput required for applications like high-definition video transmission or cellular backhaul communication. The throughput limitation of current wireless systems is mainly the result of a shortage of spectrum and the problem of congestion. Recent advancements in circuit design allow the realization of analog frontends for mmWave frequencies between 30GHz and 300GHz, making abundant unused spectrum accessible. However, the transition to mmWave carrier frequencies and GHz bandwidths comes with new challenges for wireless receiver design. Large variations of the channel conditions and high symbol rates require flexible but power-efficient receiver designs. This thesis investigates receiver algorithms and architectures that enable multi-gigabit mmWave communication. Using a system-level approach, the design options between low-power time-domain and power-hungry frequency-domain signal processing are explored. The system discussion is started with an analysis of the problem of parameter synchronization in mmWave systems and its impact on system design. The proposed synchronization architecture extends known synchronization techniques to provide greater flexibility regarding the operating environments and for system efficiency optimization. For frequency-selective environments, versatile single-carrier frequency domain equalization (SC-FDE) offers not only excellent channel equalization, but also the possibility to integrate additional baseband tasks without overhead. Hence, the high initial complexity of SC-FDE needs to be put in perspective to the complexity savings in the other parts of the baseband. Furthermore, an extension to the SC-FDE architecture is proposed that allows an adaptation of the equalization complexity by switching between a cyclic-prefix mode and a reduced block length overlap-save mode based on the delay spread. Approaching the problem of complexity adaptation from time-domain, a high-speed hardware architecture for the delayed decision feedback sequence estimation (DDFSE) algorithm is presented. DDFSE uses decision feedback to reduce the complexity of the sequence estimation and allows to set the system performance between the performance of full maximum-likelihood detection and pure decision feedback equalization. An implementation of the DDFSE architecture is demonstrated as part of an all-digital IEEE802.11ad baseband ASIC manufactured in 40nm CMOS. A flexible architecture for wideband mmWave receivers based on complex sub-sampling is presented. Complex sub-sampling combines the design advantages of sub-sampling receivers with the flexibility of direct-conversion receivers using a single passive component and a digital compensation scheme. Feasibility of the architecture is proven with a 16Gb/s hardware demonstrator. The demonstrator is used to explore the potential gain of non-equidistant constellations for high-throughput mmWave links. Specifically crafted amplitude phase-shift keying (APSK) modulation achieve 1dB average mutual information (AMI) advantage over quadrature amplitude modulation (QAM) in simulation and on the testbed hardware. The AMI advantage of APSK can be leveraged for a practical transmission using Polar codes which are trained specifically for the constellation

How Can Optical Communications Shape the Future of Deep Space Communications? A Survey

With a large number of deep space (DS) missions anticipated by the end of this decade, reliable and high capacity DS communications systems are needed more than ever. Nevertheless, existing DS communications technologies are far from meeting such a goal. Improving current DS communications systems does not only require system engineering leadership but also, very crucially, an investigation of potential emerging technologies that overcome the unique challenges of ultra-long DS communications links. To the best of our knowledge, there has not been any comprehensive surveys of DS communications technologies over the last decade. Free space optical (FSO) technology is an emerging DS technology, proven to acquire lower communications systems size, weight, and power (SWaP) and achieve a very high capacity compared to its counterpart radio frequency (RF) technology, the current used DS technology. In this survey, we discuss the pros and cons of deep space optical communications (DSOC). Furthermore, we review the modulation, coding, and detection, receiver, and protocols schemes and technologies for DSOC. We provide, for the very first time, thoughtful discussions about implementing orbital angular momentum (OAM) and quantum communications (QC) for DS. We elaborate on how these technologies among other field advances, including interplanetary network, and RF/FSO systems improve reliability, capacity, and security and address related implementation challenges and potential solutions. This paper provides a holistic survey in DSOC technologies gathering 200+ fragmented literature and including novel perspectives aiming to setting the stage for more developments in the field.Comment: 17 pages, 8 Figure

PERFORMANCE ANALYSIS OF DIFFERENT SCHEMES FOR TRANSMISSION OF WATERMARKED MEDICAL IMAGES OVER FADING CHANNELS

ABSTRACT Performance Analysis of Different Schemes for Transmission of Watermarked Medical images over Fading Channels Praveen Kumar Korrai In this thesis, we investigate different types of robust schemes for transmission of medical images with concealed patient information as a watermark. In these schemes, spatial domain digital watermarking technique is adapted to embed the patient information as a watermark into the lower order bits of the medical images to reduce the storage and transmission overheads. The watermark, which comprises text data, is encrypted to prevent unauthorized access of data. To enhance the robustness of the embedded information, the encrypted watermark is coded by concatenation of Reed Solomon (RS) and low density parity check (LDPC) codes. A robust scheme for transmission of watermarked images over impulsive noisy wireless channels is first proposed and its performance analyzed. In this scheme, the bursty wireless channel is simulated by adding impulse noise to the watermark embedded image. Furthermore, turbo channel coding is used to correct the transmission errors over impulsive noisy wireless channels. However, single input single output (SISO) channel capacity is not enough to provide modern wireless services such as data and multimedia messaging services. Further, it is not reliable due to multipath fading. To overcome these problems, a multiple-input multiple-output (MIMO) transmission scheme in which multiple antennas are used at both the transmitter and the receiver has emerged as one of the most significant technical breakthroughs in modern wireless communications. MIMO can improve the channel capacity and provide diversity gain. Hence, a scheme with a MIMO channel is proposed for the transmission of watermarked medical images over Rayleigh flat fading channels and its performance analyzed using MIMO maximum likelihood detector at the receiver. We present another scheme, namely, MIMO space frequency block coded OFDM (MIMO SFBC OFDM) in this thesis for transmission of watermarked medical images over Rayleigh fading channels to mitigate the detrimental effects due to frequency selective fading. The performance of this MIMO SFBC OFDM scheme is analyzed and compared with that of SISO-OFDM using minimum mean square error V-BLAST- based detection at the receiver. The efficacy of the different proposed schemes is illustrated through implementation results on watermarked medical images

Optimization and Applications of Modern Wireless Networks and Symmetry

Due to the future demands of wireless communications, this book focuses on channel coding, multi-access, network protocol, and the related techniques for IoT/5G. Channel coding is widely used to enhance reliability and spectral efficiency. In particular, low-density parity check (LDPC) codes and polar codes are optimized for next wireless standard. Moreover, advanced network protocol is developed to improve wireless throughput. This invokes a great deal of attention on modern communications