A Survey of Super-Resolution in Iris Biometrics With Evaluation of Dictionary-Learning

© 2018 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other worksThe lack of resolution has a negative impact on the performance of image-based biometrics. While many generic super-resolution methods have been proposed to restore low-resolution images, they usually aim to enhance their visual appearance. However, an overall visual enhancement of biometric images does not necessarily correlate with a better recognition performance. Reconstruction approaches thus need to incorporate the specific information from the target biometric modality to effectively improve recognition performance. This paper presents a comprehensive survey of iris super-resolution approaches proposed in the literature. We have also adapted an eigen-patches’ reconstruction method based on the principal component analysis eigen-transformation of local image patches. The structure of the iris is exploited by building a patch-position-dependent dictionary. In addition, image patches are restored separately, having their own reconstruction weights. This allows the solution to be locally optimized, helping to preserve local information. To evaluate the algorithm, we degraded the high-resolution images from the CASIA Interval V3 database. Different restorations were considered, with 15 × 15 pixels being the smallest resolution evaluated. To the best of our knowledge, this is the smallest resolutions employed in the literature. The experimental framework is complemented with six publicly available iris comparators that were used to carry out biometric verification and identification experiments. The experimental results show that the proposed method significantly outperforms both the bilinear and bicubic interpolations at a very low resolution. The performance of a number of comparators attains an impressive equal error rate as low as 5% and a Top-1 accuracy of 77%–84% when considering the iris images of only 15 × 15 pixels. These results clearly demonstrate the benefit of using trained super-resolution techniques to improve the quality of iris images prior to matchingThis work was supported by the EU COST Action under Grant IC1106. The work of F. Alonso-Fernandez and J. Bigun was supported in part by the Swedish Research Council, in part by the Swedish Innovation Agency, and in part by the Swedish Knowledge Foundation through the CAISR/SIDUS-AIR projects. The work of J. Fierrez was supported by the Spanish MINECO/FEDER through the CogniMetrics Project under Grant TEC2015-70627-R. The authors acknowledge the Halmstad University Library for its support with the open access fee

Face Image Quality Assessment: A Literature Survey

The performance of face analysis and recognition systems depends on the quality of the acquired face data, which is influenced by numerous factors. Automatically assessing the quality of face data in terms of biometric utility can thus be useful to detect low-quality data and make decisions accordingly. This survey provides an overview of the face image quality assessment literature, which predominantly focuses on visible wavelength face image input. A trend towards deep learning based methods is observed, including notable conceptual differences among the recent approaches, such as the integration of quality assessment into face recognition models. Besides image selection, face image quality assessment can also be used in a variety of other application scenarios, which are discussed herein. Open issues and challenges are pointed out, i.a. highlighting the importance of comparability for algorithm evaluations, and the challenge for future work to create deep learning approaches that are interpretable in addition to providing accurate utility predictions

An Investigation of Iris Recognition in Unconstrained Environments

Iris biometrics is widely regarded as a reliable and accurate method for personal identification and the continuing advancements in the field have resulted in the technology being widely adopted in recent years and implemented in many different scenarios. Current typical iris biometric deployments, while generally expected to perform well, require a considerable level of co-operation from the system user. Specifically, the physical positioning of the human eye in relation to the iris capture device is a critical factor, which can substantially affect the performance of the overall iris biometric system. The work reported in this study will explore some of the important issues relating to the capture and identification of iris images at varying positions with respect to the capture device, and in particular presents an investigation into the analysis of iris images captured when the gaze angle of a subject is not aligned with the axis of the camera lens. A reliable method of acquiring off-angle iris images will be implemented, together with a study of a database thereby compiled of such images captured methodically. A detailed analysis of these so-called “off-angle” characteristics will be presented, making possible the implementation of new methods whereby significant enhancement of system performance can be achieved. The research carried out in this study suggests that implementing carefully new training methodologies to improve the classification performance can compensate effectively for the problem of off-angle iris images. The research also suggests that acquiring off-angle iris samples during the enrolment process for an iris biometric system and the implementation of the developed training configurations provides an increase in classification performance